FIRST TRUST EXCHANGE-TRADED FUND III - MARB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Reduced | 127,310 | 2,627 | 0.0% | 0.0% | 1 | -206,051 | -61.81% | Q2 2026 | Aug 07, 2026 |
| FAS Wealth Partners, Inc. | History | Added to | 74,598 | 1,539 | 0.08% | 0.09% | 2 | +8,031 | 12.06% | Q2 2026 | Jul 29, 2026 |
| Frederick Financial Consultants, LLC | History | Reduced | 58,719 | 1,211 | 0.51% | 0.64% | 3 | -3,169 | -5.12% | Q2 2026 | Aug 14, 2026 |
| Clear Harbor Asset Management, LLC | History | No change | 41,264 | 851 | 0.05% | 0.06% | 4 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AE Wealth Management LLC | History | Added to | 40,326 | 832 | 0.0% | 0.0% | 5 | +16,233 | 67.38% | Q2 2026 | Aug 03, 2026 |
| Stratos Wealth Advisors, LLC | History | Reduced | 38,909 | 803 | 0.04% | 0.05% | 6 | -3,679 | -8.64% | Q2 2026 | Aug 11, 2026 |
| Owen LaRue, LLC | History | Reduced | 33,078 | 682 | 0.24% | 0.29% | 7 | -3,129 | -8.64% | Q2 2026 | Jul 22, 2026 |
| WORLD EQUITY GROUP, INC. | History | Added to | 16,375 | 337 | 0.08% | 0.08% | 8 | +602 | 3.82% | Q2 2026 | Jul 09, 2026 |
| ASSETMARK, INC | History | Reduced | 16,167 | 333 | 0.0% | 0.0% | 9 | -883 | -5.18% | Q2 2026 | Jul 30, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 14,647 | 302 | 0.01% | 0.01% | 10 | -1,550 | -9.57% | Q2 2026 | Jul 28, 2026 |
| Vivaldi Capital Management LP | History | No change | 13,762 | 284 | 0.04% | 0.04% | 11 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | No change | 10,296 | 212 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 10,218 | 211 | 0.0% | 0.0% | 13 | +10,113 | 9631.43% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 10,206 | 210 | 0.0% | 0.0% | 14 | -668 | -6.14% | Q2 2026 | Aug 03, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 6,555 | 135 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cassaday & Co Wealth Management LLC | History | No change | 3,777 | 77 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 2,996 | 61 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 2,449 | 50 | 0.0% | 0.0% | 18 | +145 | 6.29% | Q2 2026 | Jul 28, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | New | 2,129 | 43 | 0.01% | — | 19 | +2,129 | New | Q2 2026 | Jul 15, 2026 |
| Ascentis Independent Advisors | History | No change | 1,234 | 25 | 0.07% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| UBS Group AG | History | Added to | 1,130 | 23 | 0.0% | 0.0% | 21 | +711 | 169.69% | Q2 2026 | Aug 13, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | New | 440 | 9 | 0.0% | — | 23 | +440 | New | Q2 2026 | Aug 05, 2026 |
| Arax Advisory Partners | History | No change | 470 | 9 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| IFG Advisory, LLC | History | New | 177 | 3 | 0.0% | — | 25 | +177 | New | Q2 2026 | Aug 13, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 192 | 3 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GILPIN WEALTH MANAGEMENT, LLC | History | No change | 120 | 2 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| MORGAN STANLEY | History | Reduced | 80 | 1 | 0.0% | 0.0% | 27 | -9,450 | -99.16% | Q2 2026 | Aug 13, 2026 |
| CWM, LLC | History | No change | 57 | 1 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Farther Finance Advisors, LLC | History | No change | 67 | 1 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -150,322 | -100.0% | Q2 2026 | Sep 02, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -141,750 | -100.0% | Q2 2026 | Jul 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -107,700 | -100.0% | Q2 2026 | Aug 14, 2026 |
| BCGM Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.39% | — | -74,727 | -100.0% | Q2 2026 | Aug 04, 2026 |
| RFG Advisory, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -52,285 | -100.0% | Q2 2026 | Jul 15, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,760 | -100.0% | Q2 2026 | Aug 14, 2026 |
| CoreCap Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -553 | -100.0% | Q2 2026 | Jul 06, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | — | — | -44 | -100.0% | Q2 2026 | Jul 20, 2026 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | — | — | -8 | -100.0% | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |