FIRST TRUST EXCHANGE-TRADED FUND III - MARB
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 295,464 | 6,098 | 0.0% | 0.0% | 1 | +34,208 | 13.09% | Q4 2025 | Feb 11, 2026 |
| Owen LaRue, LLC | History | Reduced | 207,746 | 4,287 | 1.63% | 1.79% | 2 | -16,291 | -7.27% | Q4 2025 | Feb 05, 2026 |
| ASSETMARK, INC | History | Added to | 106,302 | 2,194 | 0.0% | 0.0% | 3 | +42,126 | 65.64% | Q4 2025 | Jan 23, 2026 |
| Coppell Advisory Solutions LLC | History | Added to | 93,183 | 1,916 | 0.19% | 0.19% | 4 | +4,535 | 5.12% | Q4 2025 | Feb 17, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 80,930 | 1,670 | 0.0% | 0.0% | 5 | +16,721 | 26.04% | Q4 2025 | Feb 13, 2026 |
| BCGM Wealth Management, LLC | History | Added to | 68,580 | 1,415 | 0.36% | 0.36% | 6 | +1,237 | 1.84% | Q4 2025 | Jan 07, 2026 |
| Frederick Financial Consultants, LLC | History | Reduced | 62,452 | 1,289 | 0.71% | 0.76% | 7 | -4,113 | -6.18% | Q4 2025 | Feb 10, 2026 |
| Stratos Wealth Advisors, LLC | History | Reduced | 44,041 | 909 | 0.04% | 0.05% | 8 | -2,492 | -5.36% | Q4 2025 | Jan 20, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 43,462 | 897 | 0.0% | 0.0% | 9 | +1,281 | 3.04% | Q4 2025 | Feb 10, 2026 |
| Clear Harbor Asset Management, LLC | History | Reduced | 41,264 | 851 | 0.06% | 0.06% | 10 | -4,750 | -10.32% | Q4 2025 | Feb 10, 2026 |
| FAS Wealth Partners, Inc. | History | Reduced | 40,367 | 833 | 0.05% | 0.06% | 11 | -2,958 | -6.83% | Q4 2025 | Feb 18, 2026 |
| Center For Asset Management LLC | History | New | 35,816 | 739 | 0.39% | — | 12 | +35,816 | New | Q4 2025 | Jan 21, 2026 |
| RFG Advisory, LLC | History | Added to | 29,907 | 617 | 0.01% | 0.01% | 13 | +5,239 | 21.24% | Q4 2025 | Feb 03, 2026 |
| MORGAN STANLEY | History | Added to | 28,002 | 577 | 0.0% | 0.0% | 14 | +27,876 | 22123.81% | Q4 2025 | Feb 13, 2026 |
| Cetera Investment Advisers | History | Added to | 25,271 | 521 | 0.0% | 0.0% | 15 | +4,118 | 19.47% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 23,453 | 484 | 0.0% | 0.0% | 16 | -13,232 | -36.07% | Q4 2025 | Feb 17, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 21,235 | 438 | 0.01% | 0.01% | 17 | +604 | 2.93% | Q4 2025 | Feb 13, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 16,197 | 334 | 0.01% | 0.01% | 18 | +702 | 4.53% | Q4 2025 | Feb 12, 2026 |
| Vivaldi Capital Management LP | History | Reduced | 15,159 | 312 | 0.04% | 0.04% | 19 | -360 | -2.32% | Q4 2025 | Feb 13, 2026 |
| Spire Wealth Management | History | New | 15,006 | 309 | 0.01% | — | 20 | +15,006 | New | Q4 2025 | Jan 14, 2026 |
| WORLD EQUITY GROUP, INC. | History | Added to | 14,858 | 306 | 0.09% | 0.07% | 21 | +181 | 1.23% | Q4 2025 | Jan 12, 2026 |
| Simplicity Wealth,LLC | History | Added to | 14,484 | 298 | 0.02% | 0.01% | 22 | +3,906 | 36.93% | Q4 2025 | Jan 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 11,066 | 228 | 0.0% | 0.0% | 23 | -407 | -3.55% | Q4 2025 | Feb 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 6,554 | 135 | 0.0% | 0.0% | 24 | -10,532 | -61.64% | Q4 2025 | Feb 17, 2026 |
| AE Wealth Management LLC | History | No change | 5,292 | 109 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Allworth Financial LP | History | New | 3,236 | 66 | 0.0% | — | 26 | +3,236 | New | Q4 2025 | Feb 05, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 3,150 | 65 | 0.0% | 0.0% | 27 | -32 | -1.01% | Q4 2025 | Feb 09, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 2,304 | 47 | 0.0% | 0.0% | 28 | +261 | 12.78% | Q4 2025 | Jan 26, 2026 |
| CIBC Private Wealth Group LLC | History | Reduced | 1,499 | 30 | 0.0% | 0.0% | 29 | -2,686 | -64.18% | Q4 2025 | Feb 12, 2026 |
| CoreCap Advisors, LLC | History | Added to | 1,279 | 26 | 0.0% | 0.0% | 30 | +91 | 7.66% | Q4 2025 | Jan 13, 2026 |
| Arax Advisory Partners | History | New | 470 | 9 | 0.0% | — | 31 | +470 | New | Q4 2025 | Feb 13, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | New | 192 | 3 | 0.0% | — | 33 | +192 | New | Q4 2025 | Feb 19, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | New | 169 | 3 | 0.0% | — | 32 | +169 | New | Q4 2025 | Feb 05, 2026 |
| UBS Group AG | History | Reduced | 108 | 2 | 0.0% | 0.0% | 35 | -412 | -79.23% | Q4 2025 | Jan 29, 2026 |
| Global Retirement Partners, LLC | History | New | 129 | 2 | 0.0% | — | 36 | +129 | New | Q4 2025 | Feb 06, 2026 |
| ROYAL BANK OF CANADA | History | New | 88 | 2 | 0.0% | — | 34 | +88 | New | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | New | 95 | 1 | 0.0% | — | 37 | +95 | New | Q4 2025 | Feb 17, 2026 |
| Farther Finance Advisors, LLC | History | No change | 67 | 1 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -40,999 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Holistic Financial Partners | History | Closed out | 0 | 0 | — | 0.12% | — | -14,002 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Larson Financial Group LLC | History | New | 8 | 0 | — | — | — | +8 | New | Q4 2025 | Feb 06, 2026 |
| Sound Income Strategies, LLC | History | No change | 44 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |