FIRST TRUST EXCHANGE-TRADED FUND III - MARB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 333,361 | 6,900 | 0.0% | 0.0% | 1 | +37,897 | 12.83% | Q1 2026 | May 06, 2026 |
| CITADEL ADVISORS LLC | History | New | 150,322 | 3,111 | 0.0% | — | 2 | +150,322 | New | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 141,750 | 2,934 | 0.01% | 0.0% | 3 | +130,684 | 1180.95% | Q1 2026 | Apr 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 107,700 | 2,229 | 0.0% | 0.0% | 4 | +84,247 | 359.22% | Q1 2026 | May 15, 2026 |
| BCGM Wealth Management, LLC | History | Added to | 74,727 | 1,546 | 0.39% | 0.36% | 5 | +6,147 | 8.96% | Q1 2026 | May 05, 2026 |
| Frederick Financial Consultants, LLC | History | Reduced | 61,888 | 1,281 | 0.64% | 0.71% | 6 | -564 | -0.9% | Q1 2026 | May 14, 2026 |
| RFG Advisory, LLC | History | Added to | 52,285 | 1,082 | 0.02% | 0.01% | 7 | +22,378 | 74.83% | Q1 2026 | Apr 17, 2026 |
| Stratos Wealth Advisors, LLC | History | Reduced | 42,588 | 881 | 0.05% | 0.04% | 8 | -1,453 | -3.3% | Q1 2026 | Apr 28, 2026 |
| Clear Harbor Asset Management, LLC | History | No change | 41,264 | 854 | 0.06% | 0.06% | 9 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| FAS Wealth Partners, Inc. | History | No change | 40,367 | 833 | 0.05% | 0.05% | 10 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Owen LaRue, LLC | History | Reduced | 36,207 | 749 | 0.29% | 1.63% | 11 | -171,539 | -82.57% | Q1 2026 | Apr 30, 2026 |
| AE Wealth Management LLC | History | Added to | 24,093 | 498 | 0.0% | 0.0% | 12 | +18,801 | 355.27% | Q1 2026 | May 13, 2026 |
| JANE STREET GROUP, LLC | History | New | 18,760 | 388 | 0.0% | — | 13 | +18,760 | New | Q1 2026 | May 12, 2026 |
| ASSETMARK, INC | History | Reduced | 17,050 | 352 | 0.0% | 0.0% | 14 | -89,252 | -83.96% | Q1 2026 | May 06, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 16,197 | 335 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| WORLD EQUITY GROUP, INC. | History | Added to | 15,773 | 326 | 0.08% | 0.09% | 16 | +915 | 6.16% | Q1 2026 | May 06, 2026 |
| Vivaldi Capital Management LP | History | Reduced | 13,762 | 284 | 0.04% | 0.04% | 17 | -1,397 | -9.22% | Q1 2026 | May 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 10,874 | 225 | 0.0% | 0.0% | 18 | -32,588 | -74.98% | Q1 2026 | May 04, 2026 |
| Cetera Investment Advisers | History | Reduced | 10,296 | 213 | 0.0% | 0.0% | 19 | -14,975 | -59.26% | Q1 2026 | May 13, 2026 |
| MORGAN STANLEY | History | Reduced | 9,530 | 197 | 0.0% | 0.0% | 20 | -18,472 | -65.97% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 6,555 | 135 | 0.0% | 0.0% | 21 | +1 | 0.02% | Q1 2026 | May 15, 2026 |
| Cassaday & Co Wealth Management LLC | History | New | 3,777 | 78 | 0.0% | — | 22 | +3,777 | New | Q1 2026 | May 07, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 2,996 | 62 | 0.0% | 0.0% | 23 | -154 | -4.89% | Q1 2026 | May 15, 2026 |
| PRIVATE TRUST CO NA | History | No change | 2,304 | 47 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 1,499 | 30 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Ascentis Independent Advisors | History | New | 1,234 | 25 | 0.0% | — | 26 | +1,234 | New | Q1 2026 | Apr 28, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 553 | 11 | 0.0% | 0.0% | 27 | -726 | -56.76% | Q1 2026 | Apr 07, 2026 |
| Arax Advisory Partners | History | No change | 470 | 9 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| UBS Group AG | History | Added to | 419 | 8 | 0.0% | 0.0% | 29 | +311 | 287.96% | Q1 2026 | May 05, 2026 |
| Western Wealth Management, LLC | History | New | 177 | 3 | 0.0% | — | 32 | +177 | New | Q1 2026 | May 19, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 169 | 3 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 192 | 3 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| GILPIN WEALTH MANAGEMENT, LLC | History | New | 120 | 2 | 0.0% | — | 35 | +120 | New | Q1 2026 | Apr 21, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 105 | 2 | 0.0% | 0.0% | 33 | +17 | 19.32% | Q1 2026 | May 15, 2026 |
| Global Retirement Partners, LLC | History | No change | 129 | 2 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| CWM, LLC | History | New | 57 | 1 | 0.0% | — | 37 | +57 | New | Q1 2026 | May 14, 2026 |
| Farther Finance Advisors, LLC | History | No change | 67 | 1 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -93,183 | -100.0% | Q1 2026 | May 15, 2026 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -80,930 | -100.0% | Q1 2026 | May 13, 2026 |
| Center For Asset Management LLC | History | Closed out | 0 | 0 | — | 0.39% | — | -35,816 | -100.0% | Q1 2026 | Apr 16, 2026 |
| CreativeOne Wealth, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -21,235 | -100.0% | Q1 2026 | May 15, 2026 |
| Spire Wealth Management | History | Closed out | 0 | 0 | — | 0.01% | — | -15,006 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Simplicity Wealth,LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -14,484 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,236 | -100.0% | Q1 2026 | May 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -95 | -100.0% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | New | 5 | 0 | — | — | — | +5 | New | Q1 2026 | May 13, 2026 |
| Sound Income Strategies, LLC | History | No change | 44 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Larson Financial Group LLC | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |