FIRST TRUST EXCHANGE-TRADED FUND III - MARB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | No change | 127,310 | 2,627 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| FAS Wealth Partners, Inc. | History | No change | 74,598 | 1,539 | 0.08% | 0.08% | 2 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Frederick Financial Consultants, LLC | History | Reduced | 58,286 | 1,187 | 0.49% | 0.51% | 3 | -433 | -0.74% | Q3 2026 | Oct 29, 2026 |
| AE Wealth Management LLC | History | No change | 40,326 | 832 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Stratos Wealth Advisors, LLC | History | No change | 38,909 | 803 | 0.04% | 0.04% | 5 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Owen LaRue, LLC | History | No change | 33,078 | 682 | 0.24% | 0.24% | 6 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Clear Harbor Asset Management, LLC | History | Reduced | 15,644 | 318 | 0.02% | 0.05% | 7 | -25,620 | -62.09% | Q3 2026 | Nov 05, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 14,647 | 298 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| ASSETMARK, INC | History | Reduced | 11,023 | 224 | 0.0% | 0.0% | 9 | -5,144 | -31.82% | Q3 2026 | Oct 21, 2026 |
| Cetera Investment Advisers | History | No change | 10,296 | 212 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | No change | 10,218 | 211 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 10,206 | 210 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 6,555 | 135 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 2,996 | 61 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cassaday & Co Wealth Management LLC | History | Reduced | 2,857 | 58 | 0.0% | 0.0% | 15 | -920 | -24.36% | Q3 2026 | Oct 27, 2026 |
| PRIVATE TRUST CO NA | History | No change | 2,449 | 49 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Ascentis Independent Advisors | History | No change | 1,234 | 25 | 0.0% | 0.07% | 17 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| UBS Group AG | History | No change | 1,130 | 23 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 440 | 9 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Arax Advisory Partners | History | No change | 470 | 9 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CoreCap Advisors, LLC | History | New | 428 | 8 | 0.0% | — | 21 | +428 | New | Q3 2026 | Oct 08, 2026 |
| IFG Advisory, LLC | History | No change | 177 | 3 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 192 | 3 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GILPIN WEALTH MANAGEMENT, LLC | History | No change | 120 | 2 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q3 2026 | Oct 09, 2026 |
| MORGAN STANLEY | History | No change | 80 | 1 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Farther Finance Advisors, LLC | History | No change | 67 | 1 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| WORLD EQUITY GROUP, INC. | History | Closed out | 0 | 0 | — | 0.08% | — | -16,375 | -100.0% | Q3 2026 | Oct 14, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,129 | -100.0% | Q3 2026 | Oct 19, 2026 |
| JPMORGAN CHASE & CO | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |