Northern Lights Fund Trust IV - MBCC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Kingsview Wealth Management, LLC | History | Added to | 3,859,663 | 133,119 | 1.82% | 1.79% | 1 | +485,142 | 14.38% | Q1 2026 | May 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 469,483 | 16,192 | 0.0% | 0.0% | 2 | -7,713 | -1.62% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 32,458 | 1,119 | 0.0% | 0.0% | 3 | +24,680 | 317.31% | Q1 2026 | May 06, 2026 |
| WBI INVESTMENTS, LLC | History | New | 8,685 | 299 | 0.08% | — | 4 | +8,685 | New | Q1 2026 | May 11, 2026 |
| JANE STREET GROUP, LLC | History | New | 6,869 | 236 | 0.0% | — | 5 | +6,869 | New | Q1 2026 | May 12, 2026 |
| Maridea Wealth Management LLC | History | New | 6,768 | 233 | 0.03% | — | 6 | +6,768 | New | Q1 2026 | Apr 21, 2026 |
| MORGAN STANLEY | History | Added to | 1,846 | 63 | 0.0% | 0.0% | 7 | +15 | 0.82% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 1,524 | 52 | 0.0% | — | 8 | +1,512 | 12600.0% | Q1 2026 | May 05, 2026 |
| ROYAL BANK OF CANADA | History | New | 1,399 | 48 | 0.0% | — | 9 | +1,399 | New | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | New | 747 | 25 | 0.0% | — | 10 | +747 | New | Q1 2026 | May 13, 2026 |
| RFG Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,816 | -100.0% | Q1 2026 | Apr 17, 2026 |
| Premier Financial Group | History | Closed out | 0 | 0 | — | 0.01% | — | -1,260 | -100.0% | Q1 2026 | May 05, 2026 |