Northern Lights Fund Trust IV - MBCC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Kingsview Wealth Management, LLC | History | Added to | 4,226,577 | 175,834 | 2.13% | 1.82% | 1 | +366,914 | 9.51% | Q2 2026 | Aug 18, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 469,483 | 19,531 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Added to | 101,166 | 4,208 | 0.0% | 0.0% | 3 | +68,708 | 211.68% | Q2 2026 | Aug 07, 2026 |
| WBI INVESTMENTS, LLC | History | Added to | 9,049 | 376 | 0.09% | 0.08% | 4 | +364 | 4.19% | Q2 2026 | Aug 11, 2026 |
| MILLINGTON SECURITIES, LLC | History | No change | 8,685 | 299 | 0.08% | 0.08% | 5 | 0 | 0.0% | Q1 2026 | Jul 15, 2026 |
| Maridea Wealth Management LLC | History | Added to | 6,810 | 283 | 0.03% | 0.03% | 6 | +42 | 0.62% | Q2 2026 | Aug 06, 2026 |
| RFG Advisory, LLC | History | New | 5,575 | 231 | 0.0% | — | 7 | +5,575 | New | Q2 2026 | Jul 15, 2026 |
| JPMORGAN CHASE & CO | History | New | 5,338 | 217 | 0.0% | — | 8 | +5,338 | New | Q2 2026 | Aug 12, 2026 |
| MORGAN STANLEY | History | Added to | 2,165 | 90 | 0.0% | 0.0% | 9 | +319 | 17.28% | Q2 2026 | Aug 13, 2026 |
| AE Wealth Management LLC | History | No change | 747 | 31 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,869 | -100.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -1,524 | -100.0% | Q2 2026 | Aug 13, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -1,399 | -100.0% | Q2 2026 | Aug 14, 2026 |