ULTIMUS MANAGERS TR - MDST
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WESTWOOD HOLDINGS GROUP INC | History | Added to | 1,586,819 | 45,383 | 0.33% | 0.34% | 1 | +10,070 | 0.64% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 1,102,301 | 31,525 | 0.01% | 0.01% | 2 | +79,437 | 7.77% | Q1 2026 | May 06, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 188,452 | 5,389 | 0.01% | 0.0% | 3 | +94,399 | 100.37% | Q1 2026 | May 14, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 173,237 | 4,955 | 0.01% | 0.01% | 4 | -999 | -0.57% | Q1 2026 | Apr 22, 2026 |
| North Star Investment Management Corp. | History | Added to | 169,686 | 4,853 | 0.29% | 0.12% | 5 | +97,922 | 136.45% | Q1 2026 | Apr 23, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 137,929 | 3,944 | 0.0% | 0.0% | 6 | +22,818 | 19.82% | Q1 2026 | May 12, 2026 |
| Miller Global Investments, LLC | History | Reduced | 113,986 | 3,260 | 2.99% | 2.74% | 7 | -415 | -0.36% | Q1 2026 | Apr 06, 2026 |
| Garden State Investment Advisory Services LLC | History | New | 99,000 | 2,831 | 0.62% | — | 8 | +99,000 | New | Q1 2026 | May 13, 2026 |
| Chicago Partners Investment Group LLC | History | New | 97,716 | 2,742 | 0.06% | — | 9 | +97,716 | New | Q1 2026 | May 04, 2026 |
| MORGAN STANLEY | History | New | 87,881 | 2,513 | 0.0% | — | 10 | +87,881 | New | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 87,802 | 2,511 | 0.0% | 0.0% | 11 | +5,920 | 7.23% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 65,602 | 1,876 | 0.0% | 0.0% | 12 | +51,434 | 363.03% | Q1 2026 | Apr 27, 2026 |
| Clear Trail Advisors, LLC | History | Added to | 59,656 | 1,706 | 0.28% | 0.16% | 13 | +33,655 | 129.44% | Q1 2026 | Apr 17, 2026 |
| Wealthcare Advisory Partners LLC | History | Added to | 30,424 | 870 | 0.02% | 0.01% | 14 | +7,410 | 32.2% | Q1 2026 | Apr 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 29,053 | 831 | 0.0% | 0.0% | 15 | +1,868 | 6.87% | Q1 2026 | Apr 30, 2026 |
| Tandem Financial, LLC | History | New | 25,593 | 737 | 0.23% | — | 16 | +25,593 | New | Q1 2026 | May 08, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 23,242 | 664 | 0.0% | 0.0% | 17 | -1,694 | -6.79% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 20,516 | 586 | 0.0% | 0.0% | 18 | -717 | -3.38% | Q1 2026 | May 08, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 19,656 | 562 | 0.01% | 0.01% | 19 | -1,190 | -5.71% | Q1 2026 | Apr 23, 2026 |
| SHEPHERD KAPLAN KROCHUK, LLC | History | Added to | 18,546 | 530 | 0.45% | 0.22% | 20 | +8,340 | 81.72% | Q1 2026 | May 15, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Reduced | 14,668 | 419 | 0.03% | 0.03% | 21 | -527 | -3.47% | Q1 2026 | Apr 20, 2026 |
| Avidian Wealth Enterprises, LLC | History | Added to | 12,137 | 347 | 0.01% | 0.01% | 22 | +4,512 | 59.17% | Q1 2026 | May 07, 2026 |
| Tactive Advisors, LLC | History | Added to | 11,454 | 327 | 0.09% | 0.09% | 23 | +320 | 2.87% | Q1 2026 | Apr 16, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 9,931 | 284 | 0.0% | — | 24 | +9,931 | New | Q1 2026 | May 04, 2026 |
| Founders Financial Alliance, LLC | History | No change | 5,656 | 161 | 0.03% | 0.03% | 25 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Parallel Advisors, LLC | History | No change | 5,600 | 160 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| UBS Group AG | History | New | 757 | 21 | 0.0% | — | 27 | +757 | New | Q1 2026 | May 05, 2026 |
| BESSEMER GROUP INC | History | No change | 500 | 14 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| PRIVATE TRUST CO NA | History | No change | 492 | 14 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Sunbelt Securities, Inc. | History | New | 200 | 5 | 0.0% | — | 30 | +200 | New | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | New | 159 | 4 | 0.0% | — | 31 | +159 | New | Q1 2026 | May 13, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -43,056 | -100.0% | Q1 2026 | May 12, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -21,171 | -100.0% | Q1 2026 | May 15, 2026 |