FIRST TRUST EXCHANGE-TRADED FUND IV - MGOV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 1,004,072 | 20,271 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 961,480 | 18,296 | 0.02% | 0.03% | 2 | -87,059 | -8.3% | Q3 2026 | Oct 30, 2026 |
| LPL Financial LLC | History | No change | 718,728 | 14,510 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 511,850 | 9,740 | 0.01% | 0.01% | 4 | +45,435 | 9.74% | Q3 2026 | Nov 02, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 425,545 | 8,591 | 0.1% | 0.1% | 5 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| STEPHENS INC /AR/ | History | No change | 371,328 | 7,496 | 0.08% | 0.08% | 6 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 251,777 | 5,083 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cetera Investment Advisers | History | No change | 226,101 | 4,564 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 163,146 | 3,293 | 0.04% | 0.04% | 9 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 119,103 | 2,404 | 0.15% | 0.15% | 10 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 112,197 | 2,265 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 102,849 | 2,076 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D.A. DAVIDSON & CO. | History | New | 86,073 | 1,637 | 0.01% | — | 13 | +86,073 | New | Q3 2026 | Oct 27, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Reduced | 83,386 | 1,586 | 0.03% | 0.04% | 14 | -4,159 | -4.75% | Q3 2026 | Nov 02, 2026 |
| NewEdge Advisors, LLC | History | No change | 71,551 | 1,444 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Narwhal Capital Management | History | New | 58,514 | 1,113 | 0.07% | — | 16 | +58,514 | New | Q3 2026 | Nov 04, 2026 |
| JANE STREET GROUP, LLC | History | No change | 54,099 | 1,092 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INSPIRION WEALTH ADVISORS, LLC | History | Reduced | 47,217 | 898 | 0.1% | 0.11% | 18 | -2,635 | -5.29% | Q3 2026 | Oct 08, 2026 |
| CITADEL ADVISORS LLC | History | No change | 43,005 | 868 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 29,271 | 590 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HRT FINANCIAL LP | History | No change | 25,685 | 518 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kovack Advisors, Inc. | History | No change | 24,450 | 492 | 0.02% | 0.02% | 22 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Harvest Investment Services, LLC | History | No change | 17,017 | 343 | 0.05% | 0.05% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 17,743 | 338 | 0.0% | 0.0% | 24 | -1,909 | -9.71% | Q3 2026 | Nov 02, 2026 |
| Advisory Services Network, LLC | History | No change | 16,094 | 324 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| IFP Advisors, Inc | History | Reduced | 14,463 | 275 | 0.0% | 0.01% | 26 | -8,637 | -37.39% | Q3 2026 | Oct 16, 2026 |
| Arkadios Wealth Advisors | History | No change | 12,618 | 254 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Asset Dedication, LLC | History | Reduced | 6,390 | 121 | 0.01% | 0.01% | 28 | -550 | -7.93% | Q3 2026 | Nov 02, 2026 |
| GK Wealth Management LLC | History | New | 1,269 | 24 | 0.01% | — | 29 | +1,269 | New | Q3 2026 | Oct 09, 2026 |
| AE Wealth Management LLC | History | No change | 344 | 6 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -13,629 | -100.0% | Q3 2026 | Oct 15, 2026 |
| MSH Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -11,424 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,201 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -252 | -100.0% | Q3 2026 | Oct 08, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | — | — | -14 | -100.0% | Q3 2026 | Oct 15, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 2 | 0 | — | — | — | +1 | 100.0% | Q3 2026 | Oct 21, 2026 |