MidWestOne Financial Group, Inc. - MOFG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MidWestOne Financial Group, Inc. | History | No change | 4,054,459 | 156,096 | 17.34% | 17.34% | 1 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| VANGUARD GROUP INC | History | No change | 988,733 | 38,066 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 32,300 | 1,243 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| NICOLET ADVISORY SERVICES, LLC | History | No change | 15,496 | 617 | 0.04% | 0.04% | 4 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Clarius Group, LLC | History | No change | 11,503 | 442 | 0.03% | 0.03% | 5 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| AlphaQuest LLC | History | No change | 3,786 | 145 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| BlackRock, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,341,425 | -100.0% | Q1 2026 | May 13, 2026 |
| FJ Capital Management LLC | History | Closed out | 0 | 0 | — | 3.39% | — | -797,816 | -100.0% | Q1 2026 | May 15, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -612,588 | -100.0% | Q1 2026 | May 07, 2026 |
| Magnetar Financial LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -563,016 | -100.0% | Q1 2026 | May 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -544,846 | -100.0% | Q1 2026 | May 15, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -522,469 | -100.0% | Q1 2026 | May 15, 2026 |
| JENNISON ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -517,960 | -100.0% | Q1 2026 | May 06, 2026 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -516,188 | -100.0% | Q1 2026 | May 15, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -454,812 | -100.0% | Q1 2026 | May 15, 2026 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.02% | — | -435,549 | -100.0% | Q1 2026 | May 15, 2026 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -354,908 | -100.0% | Q1 2026 | May 15, 2026 |
| MALTESE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 2.32% | — | -340,000 | -100.0% | Q1 2026 | May 15, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -324,021 | -100.0% | Q1 2026 | May 11, 2026 |
| GLAZER CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.25% | — | -249,888 | -100.0% | Q1 2026 | May 14, 2026 |
| AQR Arbitrage LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -206,184 | -100.0% | Q1 2026 | May 15, 2026 |
| Stieven Capital Advisors, L.P. | History | Closed out | 0 | 0 | — | 1.46% | — | -205,200 | -100.0% | Q1 2026 | May 15, 2026 |
| MENDON CAPITAL ADVISORS CORP | History | Closed out | 0 | 0 | — | 2.1% | — | -184,100 | -100.0% | Q1 2026 | May 15, 2026 |
| OMERS ADMINISTRATION Corp | History | Closed out | 0 | 0 | — | 0.05% | — | -177,700 | -100.0% | Q1 2026 | May 15, 2026 |
| HEARTLAND ADVISORS INC | History | Closed out | 0 | 0 | — | 0.36% | — | -175,616 | -100.0% | Q1 2026 | May 06, 2026 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -175,290 | -100.0% | Q1 2026 | May 15, 2026 |
| Curi Capital, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -171,272 | -100.0% | Q1 2026 | May 15, 2026 |
| Polar Asset Management Partners Inc. | History | Closed out | 0 | 0 | — | 0.08% | — | -169,424 | -100.0% | Q1 2026 | May 15, 2026 |
| ABC ARBITRAGE SA | History | Closed out | 0 | 0 | — | 0.6% | — | -166,401 | -100.0% | Q1 2026 | May 04, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -161,420 | -100.0% | Q1 2026 | May 15, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -160,153 | -100.0% | Q1 2026 | May 15, 2026 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -135,058 | -100.0% | Q1 2026 | May 14, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -119,067 | -100.0% | Q1 2026 | May 13, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -117,415 | -100.0% | Q1 2026 | May 12, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -108,269 | -100.0% | Q1 2026 | May 15, 2026 |
| BASSWOOD CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.17% | — | -106,660 | -100.0% | Q1 2026 | May 15, 2026 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -100,955 | -100.0% | Q1 2026 | May 13, 2026 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Closed out | 0 | 0 | — | 0.0% | — | -100,289 | -100.0% | Q1 2026 | May 14, 2026 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -99,653 | -100.0% | Q1 2026 | May 15, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -97,481 | -100.0% | Q1 2026 | May 15, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -96,408 | -100.0% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -93,054 | -100.0% | Q1 2026 | May 15, 2026 |
| Nuveen, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -92,037 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -78,716 | -100.0% | Q1 2026 | May 05, 2026 |
| Pinnacle Holdings, LLC | History | Closed out | 0 | 0 | — | 0.99% | — | -76,223 | -100.0% | Q1 2026 | May 08, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -72,812 | -100.0% | Q1 2026 | May 12, 2026 |
| Versor Investments LP | History | Closed out | 0 | 0 | — | 0.42% | — | -70,444 | -100.0% | Q1 2026 | May 12, 2026 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -55,627 | -100.0% | Q1 2026 | May 12, 2026 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -55,102 | -100.0% | Q1 2026 | May 14, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -50,938 | -100.0% | Q1 2026 | May 15, 2026 |
| Kintayl Capital LP | History | Closed out | 0 | 0 | — | 1.06% | — | -45,733 | -100.0% | Q1 2026 | May 15, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -44,326 | -100.0% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -43,425 | -100.0% | Q1 2026 | May 15, 2026 |
| Fisher Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -39,351 | -100.0% | Q1 2026 | May 05, 2026 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -31,075 | -100.0% | Q1 2026 | May 12, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -30,965 | -100.0% | Q1 2026 | May 05, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,000 | -100.0% | Q1 2026 | May 14, 2026 |
| Cresset Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,386 | -100.0% | Q1 2026 | May 15, 2026 |
| Quantinno Capital Management LP | History | Closed out | 0 | 0 | — | 0.0% | — | -27,659 | -100.0% | Q1 2026 | May 15, 2026 |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | History | Closed out | 0 | 0 | — | 0.0% | — | -27,110 | -100.0% | Q1 2026 | May 15, 2026 |
| CHOREO, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -26,129 | -100.0% | Q1 2026 | May 12, 2026 |
| First Trust Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.06% | — | -25,886 | -100.0% | Q1 2026 | May 14, 2026 |
| Sippican Capital Advisors | History | Closed out | 0 | 0 | — | 0.63% | — | -25,684 | -100.0% | Q1 2026 | Apr 23, 2026 |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -24,156 | -100.0% | Q1 2026 | May 07, 2026 |
| GABELLI & Co INVESTMENT ADVISERS, INC. | History | Closed out | 0 | 0 | — | 0.14% | — | -23,794 | -100.0% | Q1 2026 | May 14, 2026 |
| Sagefield Capital LP | History | Closed out | 0 | 0 | — | 0.07% | — | -22,992 | -100.0% | Q1 2026 | May 15, 2026 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -22,690 | -100.0% | Q1 2026 | May 15, 2026 |
| WATER ISLAND CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -21,980 | -100.0% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -19,402 | -100.0% | Q1 2026 | May 11, 2026 |
| Brooklyn Investment Group | History | Closed out | 0 | 0 | — | 0.03% | — | -18,728 | -100.0% | Q1 2026 | Apr 29, 2026 |
| RHUMBLINE ADVISERS | History | Closed out | 0 | 0 | — | 0.0% | — | -18,445 | -100.0% | Q1 2026 | May 12, 2026 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,270 | -100.0% | Q1 2026 | May 15, 2026 |
| Aquatic Capital Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -17,784 | -100.0% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,773 | -100.0% | Q1 2026 | May 15, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.0% | — | -17,162 | -100.0% | Q1 2026 | May 15, 2026 |
| Rafferty Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,380 | -100.0% | Q1 2026 | May 15, 2026 |
| CREDIT INDUSTRIEL ET COMMERCIAL | History | Closed out | 0 | 0 | — | 0.04% | — | -15,194 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Graham Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -13,240 | -100.0% | Q1 2026 | May 15, 2026 |
| SEI INVESTMENTS CO | History | Closed out | 0 | 0 | — | 0.0% | — | -12,812 | -100.0% | Q1 2026 | May 13, 2026 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,990 | -100.0% | Q1 2026 | May 15, 2026 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -10,885 | -100.0% | Q1 2026 | May 06, 2026 |
| Massar Capital Management, LP | History | Closed out | 0 | 0 | — | 0.04% | — | -10,750 | -100.0% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,100 | -100.0% | Q1 2026 | May 15, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -9,678 | -100.0% | Q1 2026 | May 15, 2026 |
| MetLife Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,620 | -100.0% | Q1 2026 | May 14, 2026 |
| Apella Capital, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,216 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Universal- Beteiligungs- und Servicegesellschaft mbH | History | Closed out | 0 | 0 | — | 0.0% | — | -8,845 | -100.0% | Q1 2026 | May 11, 2026 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -8,271 | -100.0% | Q1 2026 | May 13, 2026 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,074 | -100.0% | Q1 2026 | Apr 16, 2026 |
| LMR Partners LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -7,979 | -100.0% | Q1 2026 | May 15, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,654 | -100.0% | Q1 2026 | May 15, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,009 | -100.0% | Q1 2026 | May 08, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.0% | — | -5,820 | -100.0% | Q1 2026 | May 06, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -5,675 | -100.0% | Q1 2026 | Apr 27, 2026 |
| AIGEN INVESTMENT MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.05% | — | -5,612 | -100.0% | Q1 2026 | May 15, 2026 |
| VARCOV Co. | History | Closed out | 0 | 0 | — | 0.08% | — | -5,440 | -100.0% | Q1 2026 | May 15, 2026 |
| Eurizon Capital SGR S.p.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,001 | -100.0% | Q1 2026 | May 08, 2026 |
| Hills Bank & Trust Co | History | Closed out | 0 | 0 | — | 0.01% | — | -4,920 | -100.0% | Q1 2026 | May 01, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | Closed out | 0 | 0 | — | 0.0% | — | -4,370 | -100.0% | Q1 2026 | Apr 29, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Closed out | 0 | 0 | — | 0.0% | — | -3,904 | -100.0% | Q1 2026 | May 12, 2026 |
| PenderFund Capital Management Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -3,305 | -100.0% | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,647 | -100.0% | Q1 2026 | May 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -2,568 | -100.0% | Q1 2026 | May 07, 2026 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,124 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Legal & General Group Plc | History | Closed out | 0 | 0 | — | 0.0% | — | -1,404 | -100.0% | Q1 2026 | May 08, 2026 |
| Ameritas Investment Partners, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,371 | -100.0% | Q1 2026 | May 13, 2026 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,370 | -100.0% | Q1 2026 | May 08, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -1,011 | -100.0% | Q1 2026 | May 15, 2026 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -955 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -833 | -100.0% | Q1 2026 | May 15, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -710 | -100.0% | Q1 2026 | May 13, 2026 |
| EverSource Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -645 | -100.0% | Q1 2026 | May 15, 2026 |
| Versant Capital Management, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -589 | -100.0% | Q1 2026 | Apr 06, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -541 | -100.0% | Q1 2026 | May 14, 2026 |
| AMALGAMATED BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -516 | -100.0% | Q1 2026 | May 08, 2026 |
| Caitong International Asset Management Co., Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -516 | -100.0% | Q1 2026 | May 11, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -510 | -100.0% | Q1 2026 | May 13, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -469 | -100.0% | Q1 2026 | May 15, 2026 |
| Smartleaf Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -403 | -100.0% | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -319 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -315 | -100.0% | Q1 2026 | May 11, 2026 |
| Private Wealth Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q1 2026 | May 06, 2026 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.0% | — | -299 | -100.0% | Q1 2026 | May 13, 2026 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -241 | -100.0% | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -234 | -100.0% | Q1 2026 | May 08, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -228 | -100.0% | Q1 2026 | May 15, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -210 | -100.0% | Q1 2026 | May 14, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -206 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Optiver Holding B.V. | History | Closed out | 0 | 0 | — | 0.0% | — | -164 | -100.0% | Q1 2026 | Jun 02, 2026 |
| GAMMA Investing LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -136 | -100.0% | Q1 2026 | Apr 06, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -78 | -100.0% | Q1 2026 | May 13, 2026 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -60 | -100.0% | Q1 2026 | Jun 02, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -35 | -100.0% | Q1 2026 | May 07, 2026 |
| Essential Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -32 | -100.0% | Q1 2026 | May 21, 2026 |
| Physician Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -28 | -100.0% | Q1 2026 | Apr 24, 2026 |
| True Wealth Design, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -26 | -100.0% | Q1 2026 | Apr 13, 2026 |
| Quarry LP | History | Closed out | 0 | 0 | — | — | — | -19 | -100.0% | Q1 2026 | May 15, 2026 |
| ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | History | Closed out | 0 | 0 | — | — | — | -18 | -100.0% | Q1 2026 | May 08, 2026 |
| MassMutual Private Wealth & Trust, FSB | History | Closed out | 0 | 0 | — | — | — | -18 | -100.0% | Q1 2026 | Apr 13, 2026 |
| TD PRIVATE CLIENT WEALTH LLC | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q1 2026 | Apr 27, 2026 |
| American Capital Advisory, LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2026 | Apr 29, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| IFP Advisors, Inc | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |