NORTHERN DYNASTY MINERALS LTD - NAK
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Kopernik Global Investors, LLC | History | Added to | 32,655,846 | 45,718 | 3.19% | 3.41% | 1 | +10,994,668 | 50.76% | Q1 2026 | May 13, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 24,303,203 | 33,784 | 0.05% | 0.05% | 2 | +7,136,436 | 41.57% | Q1 2026 | May 15, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 9,780,809 | 13,693 | 0.01% | 0.02% | 3 | +3,464,722 | 54.86% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 5,697,799 | 7,976 | 0.0% | 0.0% | 4 | -2,884,683 | -33.61% | Q1 2026 | May 12, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 5,426,743 | 7,597 | 0.0% | 0.01% | 5 | -7,937,614 | -59.39% | Q1 2026 | May 15, 2026 |
| GAM Holding AG | History | No change | 3,626,000 | 7,143 | 0.46% | 0.46% | 6 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 4,662,688 | 6,527 | 0.0% | 0.0% | 7 | -3,961,274 | -45.93% | Q1 2026 | May 15, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | New | 4,460,149 | 6,244 | 0.01% | — | 8 | +4,460,149 | New | Q1 2026 | May 14, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 3,741,888 | 5,238 | 0.0% | 0.0% | 9 | -1,557,632 | -29.39% | Q1 2026 | May 15, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 2,550,496 | 5,024 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 3,271,787 | 4,578 | 0.0% | 0.01% | 11 | -212,195 | -6.09% | Q1 2026 | May 08, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 2,593,632 | 3,631 | 0.01% | 0.01% | 12 | +492,807 | 23.46% | Q1 2026 | Apr 27, 2026 |
| GROUP ONE TRADING LLC | History | Reduced | 2,078,359 | 2,909 | 0.01% | 0.01% | 13 | -848,231 | -28.98% | Q1 2026 | May 13, 2026 |
| Stenham Asset Management Ltd | History | New | 2,046,000 | 2,864 | 1.39% | — | 14 | +2,046,000 | New | Q1 2026 | May 15, 2026 |
| IMC-Chicago, LLC | History | Added to | 2,007,081 | 2,809 | 0.0% | 0.0% | 15 | +111,445 | 5.88% | Q1 2026 | May 05, 2026 |
| SEI INVESTMENTS CO | History | Reduced | 1,558,138 | 2,181 | 0.0% | 0.0% | 16 | -277,695 | -15.13% | Q1 2026 | May 13, 2026 |
| UBS Group AG | History | Added to | 1,493,854 | 2,091 | 0.0% | 0.0% | 17 | +593,655 | 65.95% | Q1 2026 | May 05, 2026 |
| MACKENZIE FINANCIAL CORP | History | Added to | 1,237,071 | 1,724 | 0.0% | 0.0% | 18 | +20,923 | 1.72% | Q1 2026 | May 13, 2026 |
| Swiss National Bank | History | New | 1,100,500 | 1,532 | 0.0% | — | 19 | +1,100,500 | New | Q1 2026 | May 07, 2026 |
| SIMPLEX TRADING, LLC | History | New | 1,081,860 | 1,514 | 0.0% | — | 20 | +1,081,860 | New | Q1 2026 | May 14, 2026 |
| Bornite Capital Management LP | History | Reduced | 1,000,000 | 1,400 | 0.24% | 1.04% | 21 | -4,385,000 | -81.43% | Q1 2026 | May 15, 2026 |
| BANK OF MONTREAL /CAN/ | History | Added to | 897,527 | 1,251 | 0.0% | 0.0% | 22 | +758,438 | 545.29% | Q1 2026 | May 13, 2026 |
| TD ASSET MANAGEMENT INC | History | Added to | 832,730 | 1,157 | 0.0% | 0.0% | 23 | +85,388 | 11.43% | Q1 2026 | May 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 551,402 | 772 | 0.0% | 0.0% | 24 | +13,745 | 2.56% | Q1 2026 | Apr 30, 2026 |
| Centiva Capital, LP | History | Reduced | 550,000 | 770 | 0.01% | 0.04% | 25 | -1,809,900 | -76.69% | Q1 2026 | May 14, 2026 |
| Legal & General Group Plc | History | New | 471,755 | 655 | 0.0% | — | 26 | +471,755 | New | Q1 2026 | May 08, 2026 |
| Ionic Capital Management LLC | History | Added to | 459,000 | 642 | 0.05% | 0.08% | 27 | +150,000 | 48.54% | Q1 2026 | May 15, 2026 |
| STATE STREET CORP | History | Added to | 422,700 | 591 | 0.0% | 0.0% | 28 | +269,400 | 175.73% | Q1 2026 | May 15, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 421,300 | 589 | 0.03% | 0.04% | 29 | +3,000 | 0.72% | Q1 2026 | Apr 15, 2026 |
| Nuveen, LLC | History | New | 403,052 | 560 | 0.0% | — | 30 | +403,052 | New | Q1 2026 | Apr 30, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | New | 373,429 | 520 | 0.0% | — | 31 | +373,429 | New | Q1 2026 | May 15, 2026 |
| VANGUARD ASSET MANAGEMENT, Ltd | History | New | 362,167 | 505 | 0.0% | — | 32 | +362,167 | New | Q1 2026 | May 08, 2026 |
| Galaxy Group Investments LLC | History | No change | 150,000 | 405 | 0.05% | 0.05% | 33 | 0 | 0.0% | Q4 2025 | Mar 23, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | Added to | 278,400 | 389 | 0.0% | 0.0% | 34 | +198,400 | 248.0% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 216,953 | 303 | 0.0% | 0.0% | 35 | -14,870 | -6.41% | Q1 2026 | May 15, 2026 |
| HRT FINANCIAL LP | History | New | 204,672 | 286 | 0.0% | — | 36 | +204,672 | New | Q1 2026 | May 14, 2026 |
| RFG Advisory, LLC | History | No change | 202,490 | 283 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| GRIMES & Co WEALTH MANAGEMENT, LLC | History | No change | 189,750 | 265 | 0.01% | 0.01% | 38 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Aletheian Wealth Advisors LLC | History | New | 168,200 | 235 | 0.11% | — | 39 | +168,200 | New | Q1 2026 | Apr 09, 2026 |
| LCM Capital Management Inc | History | Reduced | 158,600 | 222 | 0.11% | 0.23% | 40 | -85,788 | -35.1% | Q1 2026 | Apr 21, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 158,251 | 221 | 0.0% | 0.0% | 41 | -84,996 | -34.94% | Q1 2026 | May 15, 2026 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | New | 156,724 | 217 | 0.0% | — | 42 | +156,724 | New | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 152,938 | 214 | 0.0% | 0.0% | 43 | +12,385 | 8.81% | Q1 2026 | May 06, 2026 |
| XTX Topco Ltd | History | Added to | 149,619 | 209 | 0.0% | 0.0% | 44 | +117,968 | 372.71% | Q1 2026 | May 15, 2026 |
| Vanguard Investments Australia, Ltd. | History | New | 148,907 | 207 | 0.0% | — | 45 | +148,907 | New | Q1 2026 | May 08, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 145,316 | 203 | 0.0% | 0.0% | 46 | +47,862 | 49.11% | Q1 2026 | May 11, 2026 |
| Federation des caisses Desjardins du Quebec | History | Added to | 140,550 | 192 | 0.0% | 0.0% | 47 | +61,700 | 78.25% | Q1 2026 | May 13, 2026 |
| Quadrature Capital Ltd | History | Reduced | 133,558 | 186 | 0.0% | 0.01% | 48 | -467,622 | -77.78% | Q1 2026 | May 15, 2026 |
| HighTower Advisors, LLC | History | Added to | 132,133 | 184 | 0.0% | 0.0% | 49 | +482 | 0.37% | Q1 2026 | May 05, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | New | 115,700 | 160 | 0.0% | — | 50 | +115,700 | New | Q1 2026 | May 14, 2026 |
| BlackRock, Inc. | History | Added to | 110,956 | 155 | 0.0% | 0.0% | 51 | +10,014 | 9.92% | Q1 2026 | May 13, 2026 |
| BRADY FAMILY WEALTH, LLC | History | No change | 110,000 | 154 | 0.05% | 0.07% | 52 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Parallax Volatility Advisers, L.P. | History | New | 109,900 | 153 | 0.0% | — | 54 | +109,900 | New | Q1 2026 | May 15, 2026 |
| TORONTO DOMINION BANK | History | Added to | 109,876 | 153 | 0.0% | 0.0% | 53 | +84,876 | 339.5% | Q1 2026 | May 15, 2026 |
| Pictet Asset Management Holding SA | History | New | 109,049 | 151 | 0.0% | — | 55 | +109,049 | New | Q1 2026 | Apr 22, 2026 |
| CADINHA & CO LLC | History | New | 100,000 | 140 | 0.03% | — | 56 | +100,000 | New | Q1 2026 | May 11, 2026 |
| Stratos Wealth Advisors, LLC | History | No change | 98,788 | 138 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Cetera Investment Advisers | History | Reduced | 93,930 | 131 | 0.0% | 0.0% | 58 | -5,627 | -5.65% | Q1 2026 | May 13, 2026 |
| Composition Wealth, LLC | History | No change | 85,955 | 120 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 82,224 | 115 | 0.0% | 0.0% | 60 | -26,550 | -24.41% | Q1 2026 | May 15, 2026 |
| Cerity Partners LLC | History | Reduced | 79,426 | 111 | 0.0% | 0.0% | 61 | -100 | -0.13% | Q1 2026 | May 15, 2026 |
| Engineers Gate Manager LP | History | New | 75,999 | 106 | 0.0% | — | 62 | +75,999 | New | Q1 2026 | May 15, 2026 |
| CIBC Asset Management Inc | History | New | 73,748 | 102 | 0.0% | — | 63 | +73,748 | New | Q1 2026 | May 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 72,758 | 101 | 0.0% | 0.0% | 64 | -29,844 | -29.09% | Q1 2026 | May 14, 2026 |
| Caitong International Asset Management Co., Ltd | History | Added to | 71,130 | 99 | 0.02% | 0.03% | 65 | +1,918 | 2.77% | Q1 2026 | May 11, 2026 |
| Shay Capital LLC | History | Added to | 70,000 | 98 | 0.01% | 0.01% | 67 | +44,500 | 174.51% | Q1 2026 | May 15, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 70,953 | 98 | 0.0% | 0.0% | 66 | +16,300 | 29.82% | Q1 2026 | May 15, 2026 |
| SPROTT INC. | History | New | 65,488 | 91 | 0.0% | — | 68 | +65,488 | New | Q1 2026 | May 08, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | Added to | 61,000 | 85 | 0.0% | 0.0% | 69 | +20,000 | 48.78% | Q1 2026 | Apr 29, 2026 |
| Western Reserve Capital Management, LLC | History | Reduced | 56,106 | 78 | 0.06% | 0.18% | 70 | -43,894 | -43.89% | Q1 2026 | Apr 27, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 55,599 | 77 | 0.0% | 0.0% | 71 | +3,200 | 6.11% | Q1 2026 | May 14, 2026 |
| MARSHALL WACE, LLP | History | Reduced | 54,000 | 75 | 0.0% | 0.0% | 72 | -11,805 | -17.94% | Q1 2026 | May 14, 2026 |
| Brevan Howard Capital Management LP | History | Reduced | 55,700 | 74 | 0.0% | 0.01% | 73 | -215,500 | -79.46% | Q1 2026 | May 15, 2026 |
| Allegheny Financial Group | History | No change | 52,100 | 72 | 0.01% | 0.02% | 74 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| CANADA LIFE ASSURANCE Co | History | New | 51,104 | 70 | 0.0% | — | 75 | +51,104 | New | Q1 2026 | May 14, 2026 |
| Game Plan Financial Advisors, LLC | History | No change | 45,000 | 63 | 0.03% | 0.04% | 76 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 43,048 | 60 | 0.0% | 0.0% | 77 | -24,178 | -35.97% | Q1 2026 | May 15, 2026 |
| PITTENGER & ANDERSON INC | History | No change | 40,750 | 57 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| BARCLAYS PLC | History | New | 40,000 | 56 | 0.0% | — | 81 | +40,000 | New | Q1 2026 | May 14, 2026 |
| Pekin Hardy Strauss, Inc. | History | Reduced | 40,000 | 56 | 0.01% | 0.01% | 79 | -35,000 | -46.67% | Q1 2026 | May 06, 2026 |
| Versant Capital Management, Inc | History | No change | 40,606 | 56 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| SIG BROKERAGE, LP | History | Reduced | 36,957 | 51 | 0.0% | 0.0% | 82 | -3,040 | -7.6% | Q1 2026 | May 15, 2026 |
| ALLIUM FINANCIAL ADVISORS, LLC | History | No change | 35,000 | 49 | 0.04% | 0.05% | 83 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| SCRATCH CAPITAL LLC | History | No change | 32,434 | 45 | 0.03% | 0.04% | 84 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 31,484 | 44 | 0.0% | 0.0% | 85 | +6,194 | 24.49% | Q1 2026 | Apr 30, 2026 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | New | 30,464 | 42 | 0.0% | — | 90 | +30,464 | New | Q1 2026 | May 15, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 30,632 | 42 | 0.0% | 0.0% | 88 | +1,215 | 4.13% | Q1 2026 | Apr 27, 2026 |
| &PARTNERS | History | No change | 30,000 | 42 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Baird Financial Group, Inc. | History | No change | 30,600 | 42 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| 626 Financial, LLC | History | No change | 30,200 | 42 | 0.02% | 0.03% | 89 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Creative Planning | History | Reduced | 29,265 | 40 | 0.0% | 0.0% | 91 | -3,780 | -11.44% | Q1 2026 | May 12, 2026 |
| Swiss Life Asset Management Ltd | History | New | 28,676 | 39 | 0.0% | — | 93 | +28,676 | New | Q1 2026 | May 14, 2026 |
| Strathmore Capital Advisors, Inc. | History | New | 20,000 | 39 | 0.01% | — | 94 | +20,000 | New | Q1 2026 | Apr 27, 2026 |
| PFG Investments, LLC | History | Added to | 28,081 | 39 | 0.0% | 0.0% | 92 | +15,000 | 114.67% | Q1 2026 | Apr 27, 2026 |
| Sage Investment Advisers LLC | History | No change | 26,000 | 38 | 0.03% | 0.04% | 95 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Linscomb Wealth, Inc. | History | New | 26,500 | 37 | 0.0% | — | 98 | +26,500 | New | Q1 2026 | May 11, 2026 |
| Plancorp, LLC | History | New | 21,481 | 37 | 0.0% | — | 99 | +21,481 | New | Q1 2026 | Apr 14, 2026 |
| SevenBridge Financial Group, LLC | History | Added to | 18,500 | 37 | 0.01% | 0.0% | 97 | +7,500 | 68.18% | Q1 2026 | Apr 23, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 24,901 | 37 | 0.0% | 0.0% | 96 | -7,220 | -22.48% | Q1 2026 | Apr 08, 2026 |
| FNY Investment Advisers, LLC | History | Reduced | 25,000 | 35 | 0.02% | 0.02% | 103 | -7,500 | -23.08% | Q1 2026 | Apr 15, 2026 |
| Allworth Financial LP | History | Added to | 25,468 | 35 | 0.0% | 0.0% | 102 | +6,076 | 31.33% | Q1 2026 | May 14, 2026 |
| EQUITABLE TRUST CO | History | No change | 25,000 | 35 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Janney Montgomery Scott LLC | History | No change | 25,000 | 35 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| SILVERLAKE WEALTH MANAGEMENT LLC | History | No change | 25,000 | 35 | 0.01% | 0.01% | 104 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| TCFG Investment Advisors, LLC | History | New | 24,600 | 34 | 0.01% | — | 107 | +24,600 | New | Q1 2026 | May 05, 2026 |
| Brookstone Capital Management | History | Added to | 24,411 | 34 | 0.0% | 0.0% | 106 | +11,429 | 88.04% | Q1 2026 | Apr 16, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | No change | 24,600 | 34 | 0.01% | 0.02% | 105 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| STIFEL FINANCIAL CORP | History | New | 23,500 | 32 | 0.0% | — | 109 | +23,500 | New | Q1 2026 | May 12, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | No change | 19,000 | 32 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Sequoia Financial Advisors, LLC | History | Added to | 22,251 | 31 | 0.0% | 0.0% | 111 | +9,955 | 80.96% | Q1 2026 | Apr 30, 2026 |
| Advance Capital Management, Inc. | History | No change | 22,500 | 31 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| OLIO Financial Planning | History | No change | 22,420 | 31 | 0.01% | 0.01% | 112 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | History | Reduced | 21,208 | 29 | 0.01% | 0.02% | 113 | -4,800 | -18.46% | Q1 2026 | Apr 20, 2026 |
| Vivaldi Capital Management LP | History | Reduced | 20,000 | 28 | 0.0% | 0.01% | 115 | -9,000 | -31.03% | Q1 2026 | May 14, 2026 |
| Ellsworth Advisors, LLC | History | Added to | 20,439 | 28 | 0.01% | 0.01% | 117 | +2,617 | 14.68% | Q1 2026 | Apr 16, 2026 |
| Almanack Investment Partners, LLC. | History | No change | 20,330 | 28 | 0.0% | 0.01% | 114 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Prairiewood Capital, LLC | History | No change | 20,000 | 28 | 0.01% | 0.01% | 116 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Dakota Wealth Management | History | Reduced | 19,641 | 27 | 0.0% | 0.0% | 120 | -19,343 | -49.62% | Q1 2026 | May 07, 2026 |
| CITIGROUP INC | History | Added to | 19,474 | 27 | 0.0% | — | 118 | +19,297 | 10902.26% | Q1 2026 | May 11, 2026 |
| MORGAN STANLEY | History | Reduced | 19,396 | 27 | 0.0% | 0.0% | 119 | -16,087 | -45.34% | Q1 2026 | May 15, 2026 |
| Aptus Capital Advisors, LLC | History | New | 18,500 | 25 | 0.0% | — | 124 | +18,500 | New | Q1 2026 | May 11, 2026 |
| Keystone Financial Group | History | No change | 18,000 | 25 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 17,880 | 25 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Principia Wealth Advisory, LLC | History | No change | 13,000 | 25 | 0.02% | 0.02% | 123 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| TD Waterhouse Canada Inc. | History | Added to | 16,000 | 23 | 0.0% | 0.0% | 126 | +5,000 | 45.45% | Q1 2026 | May 12, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 18,612 | 23 | 0.0% | 0.0% | 125 | +4,483 | 31.73% | Q1 2026 | May 15, 2026 |
| Wealth Alliance Advisory Group, LLC | History | Added to | 15,300 | 21 | 0.0% | 0.0% | 127 | +300 | 2.0% | Q1 2026 | Apr 09, 2026 |
| Independent Wealth Network Inc. | History | Reduced | 15,620 | 21 | 0.01% | 0.01% | 128 | -50 | -0.32% | Q1 2026 | Apr 20, 2026 |
| Hibernia Wealth Partners, LLC | History | No change | 15,000 | 21 | 0.01% | 0.01% | 129 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| STRATEGY ASSET MANAGERS LLC | History | Reduced | 14,677 | 20 | 0.0% | 0.01% | 130 | -10,148 | -40.88% | Q1 2026 | May 12, 2026 |
| CIBC WORLD MARKET INC. | History | Reduced | 14,534 | 20 | 0.0% | 0.0% | 131 | -3,000 | -17.11% | Q1 2026 | May 14, 2026 |
| Kovack Advisors, Inc. | History | Added to | 14,500 | 20 | 0.0% | 0.0% | 132 | +1,000 | 7.41% | Q1 2026 | May 12, 2026 |
| Fisher Asset Management, LLC | History | New | 14,000 | 19 | 0.0% | — | 134 | +14,000 | New | Q1 2026 | May 05, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | New | 14,000 | 19 | 0.0% | — | 135 | +14,000 | New | Q1 2026 | Apr 20, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | No change | 13,900 | 19 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | New | 13,334 | 18 | 0.0% | — | 137 | +13,334 | New | Q1 2026 | May 15, 2026 |
| Vident Advisory, LLC | History | Reduced | 13,190 | 18 | 0.0% | 0.0% | 136 | -6,324 | -32.41% | Q1 2026 | May 14, 2026 |
| COOKSON PEIRCE & CO INC | History | No change | 12,479 | 17 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| WEBSTER BANK, N. A. | History | Reduced | 11,500 | 16 | 0.0% | 0.0% | 139 | -3,500 | -23.33% | Q1 2026 | Apr 17, 2026 |
| Investment Planning Advisors, Inc. | History | Reduced | 11,940 | 16 | 0.0% | 0.01% | 140 | -1,460 | -10.9% | Q1 2026 | Apr 23, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Reduced | 10,808 | 15 | 0.0% | 0.01% | 141 | -21,311 | -66.35% | Q1 2026 | May 15, 2026 |
| Macro Advisors, Inc. | History | New | 11,087 | 15 | 0.01% | — | 145 | +11,087 | New | Q1 2026 | May 14, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | New | 10,898 | 15 | 0.0% | — | 144 | +10,898 | New | Q1 2026 | Apr 30, 2026 |
| 1900 WEALTH MANAGEMENT LLC | History | Added to | 11,013 | 15 | 0.0% | 0.0% | 142 | +513 | 4.89% | Q1 2026 | Apr 17, 2026 |
| UPTICK PARTNERS, LLC | History | No change | 11,000 | 15 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Range Financial Group LLC | History | Reduced | 10,000 | 14 | 0.0% | 0.03% | 153 | -40,000 | -80.0% | Q1 2026 | Apr 30, 2026 |
| VAN DEN BERG MANAGEMENT I, INC | History | New | 10,000 | 14 | 0.0% | — | 158 | +10,000 | New | Q1 2026 | May 15, 2026 |
| PRIMORIS WEALTH ADVISORS, LLC | History | New | 10,000 | 14 | 0.01% | — | 159 | +10,000 | New | Q1 2026 | Apr 30, 2026 |
| IFC & Insurance Marketing, Inc. | History | Added to | 10,365 | 14 | 0.01% | 0.01% | 157 | +5,365 | 107.3% | Q1 2026 | Apr 16, 2026 |
| Corient Private Wealth LLC | History | Reduced | 10,250 | 14 | 0.0% | 0.0% | 155 | -3,000 | -22.64% | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Reduced | 10,000 | 14 | 0.0% | 0.0% | 148 | -2,000 | -16.67% | Q1 2026 | Apr 24, 2026 |
| DOLIVER ADVISORS, LP | History | No change | 10,500 | 14 | 0.0% | 0.01% | 146 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| SHEETS SMITH WEALTH MANAGEMENT | History | No change | 10,000 | 14 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Moors & Cabot, Inc. | History | No change | 10,000 | 14 | 0.0% | 0.0% | 149 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| NVWM, LLC | History | No change | 10,000 | 14 | 0.0% | 0.0% | 150 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| HOEY INVESTMENTS, INC | History | No change | 10,000 | 14 | 0.0% | 0.0% | 151 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Arkadios Wealth Advisors | History | No change | 10,000 | 14 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q1 2026 | May 18, 2026 |
| Ridgepath Capital Management LLC | History | No change | 10,000 | 14 | 0.01% | 0.01% | 154 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Strategies Wealth Advisors, LLC | History | No change | 10,000 | 14 | 0.0% | 0.0% | 156 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 9,412 | 13 | 0.0% | 0.0% | 160 | +2,594 | 38.05% | Q1 2026 | May 08, 2026 |
| HHM Wealth Advisors, LLC | History | Reduced | 8,991 | 12 | 0.0% | 0.01% | 161 | -49,595 | -84.65% | Q1 2026 | Apr 17, 2026 |
| Advisory Services Network, LLC | History | New | 8,900 | 12 | 0.0% | — | 163 | +8,900 | New | Q1 2026 | May 15, 2026 |
| DEUTSCHE BANK AG\ | History | New | 8,792 | 12 | 0.0% | — | 162 | +8,792 | New | Q1 2026 | May 06, 2026 |
| Synergy Investment Management, LLC | History | New | 5,000 | 7 | 0.0% | — | 166 | +5,000 | New | Q1 2026 | May 14, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Reduced | 5,927 | 7 | 0.0% | 0.0% | 164 | -3,908 | -39.74% | Q1 2026 | May 14, 2026 |
| Sound Income Strategies, LLC | History | No change | 5,000 | 7 | 0.0% | 0.0% | 165 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Financial Management Professionals, Inc. | History | New | 4,545 | 6 | 0.0% | — | 170 | +4,545 | New | Q1 2026 | Apr 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 4,869 | 6 | 0.0% | 0.0% | 167 | +1,965 | 67.67% | Q1 2026 | May 15, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | Added to | 4,662 | 6 | 0.0% | 0.0% | 168 | +1,166 | 33.35% | Q1 2026 | May 13, 2026 |
| ORG Partners LLC | History | No change | 3,190 | 6 | 0.0% | 0.0% | 169 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Cassaday & Co Wealth Management LLC | History | New | 4,000 | 5 | 0.0% | — | 173 | +4,000 | New | Q1 2026 | May 07, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | New | 4,000 | 5 | 0.0% | — | 174 | +4,000 | New | Q1 2026 | May 08, 2026 |
| Parallel Advisors, LLC | History | Reduced | 4,200 | 5 | 0.0% | 0.0% | 172 | -2,222 | -34.6% | Q1 2026 | May 07, 2026 |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | History | No change | 3,000 | 5 | 0.0% | 0.0% | 171 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Ascentis Independent Advisors | History | New | 3,190 | 4 | 0.0% | — | 178 | +3,190 | New | Q1 2026 | Apr 28, 2026 |
| SIGNATUREFD, LLC | History | Reduced | 3,291 | 4 | 0.0% | 0.0% | 175 | -664 | -16.79% | Q1 2026 | Apr 07, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 3,500 | 4 | 0.0% | 0.0% | 176 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Acumen Wealth Advisors, LLC | History | No change | 3,000 | 4 | 0.0% | 0.0% | 177 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| IFP Advisors, Inc | History | New | 2,705 | 3 | 0.0% | — | 181 | +2,705 | New | Q1 2026 | Apr 13, 2026 |
| Hurley Capital, LLC | History | New | 2,222 | 3 | 0.0% | — | 180 | +2,222 | New | Q1 2026 | May 06, 2026 |
| Longview Financial Advisors, Inc. | History | New | 2,200 | 3 | 0.0% | — | 182 | +2,200 | New | Q1 2026 | Apr 20, 2026 |
| Global Retirement Partners, LLC | History | No change | 2,000 | 3 | 0.0% | 0.0% | 179 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 1,500 | 2 | 0.0% | — | 183 | +1,500 | New | Q1 2026 | May 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 1,300 | 1 | 0.0% | — | 187 | +1,300 | New | Q1 2026 | May 07, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 1,100 | 1 | 0.0% | 0.0% | 184 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| FINANCIAL CONSULATE, INC | History | No change | 1,000 | 1 | 0.0% | 0.0% | 185 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Evelyn Partners Investment Management LLP | History | No change | 1,200 | 1 | 0.0% | 0.0% | 186 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| LMR Partners LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,203,700 | -100.0% | Q1 2026 | May 15, 2026 |
| Point72 Asset Management, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -769,596 | -100.0% | Q1 2026 | May 15, 2026 |
| Caption Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -430,000 | -100.0% | Q1 2026 | May 15, 2026 |
| Hudson Bay Capital Management LP | History | Closed out | 0 | 0 | — | 0.0% | — | -225,000 | -100.0% | Q1 2026 | May 13, 2026 |
| Perigon Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -216,100 | -100.0% | Q1 2026 | Apr 10, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -100,051 | -100.0% | Q1 2026 | May 14, 2026 |
| Empowered Funds, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -73,781 | -100.0% | Q1 2026 | May 14, 2026 |
| SOROS FUND MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -64,305 | -100.0% | Q1 2026 | May 15, 2026 |
| SIH Partners, LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -51,666 | -100.0% | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,834 | -100.0% | Q1 2026 | May 15, 2026 |
| Gotham Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,978 | -100.0% | Q1 2026 | May 15, 2026 |
| True North Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -22,750 | -100.0% | Q1 2026 | May 07, 2026 |
| Hartree Partners, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -20,000 | -100.0% | Q1 2026 | May 12, 2026 |
| RESOLUTE CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -16,600 | -100.0% | Q1 2026 | May 12, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,304 | -100.0% | Q1 2026 | May 15, 2026 |
| Walleye Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,000 | -100.0% | Q1 2026 | May 13, 2026 |
| Merit Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,331 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Quadcap Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,600 | -100.0% | Q1 2026 | May 15, 2026 |
| Belvedere Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,372 | -100.0% | Q1 2026 | May 12, 2026 |
| Advisory Alpha, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,958 | -100.0% | Q1 2026 | May 14, 2026 |
| ISLAY CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,000 | -100.0% | Q1 2026 | May 14, 2026 |
| CoreCap Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,865 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Aquatic Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,216 | -100.0% | Q1 2026 | May 15, 2026 |
| VSM Wealth Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,176 | -100.0% | Q1 2026 | May 05, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2026 | May 14, 2026 |
| Dauntless Investment Group, LLC | History | Reduced | 1 | 0 | — | 0.0% | — | -879 | -99.89% | Q1 2026 | May 14, 2026 |
| Rockefeller Capital Management L.P. | History | New | 700 | 0 | — | — | — | +700 | New | Q1 2026 | May 14, 2026 |
| Cape Investment Advisory, Inc. | History | Closed out | 0 | 0 | — | — | — | -500 | -100.0% | Q1 2026 | May 15, 2026 |
| Wiser Advisor Group LLC | History | New | 100 | 0 | — | — | — | +100 | New | Q1 2026 | Apr 22, 2026 |
| Bogart Wealth, LLC | History | New | 60 | 0 | — | — | — | +60 | New | Q1 2026 | Apr 28, 2026 |
| JPMORGAN CHASE & CO | History | New | 41 | 0 | — | — | — | +41 | New | Q1 2026 | May 13, 2026 |
| NBC SECURITIES, INC. | History | No change | 500 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| MAI Capital Management | History | No change | 666 | 0 | — | 0.0% | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| RHUMBLINE ADVISERS | History | No change | 440 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| CWM, LLC | History | No change | 129 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Independence Bank of Kentucky | History | No change | 525 | 0 | — | 0.0% | — | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Aviso Financial Inc. | History | No change | 190 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |