Neuberger Berman ETF Trust - NBSM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Neuberger Berman Group LLC | History | Added to | 4,819,176 | 121,635 | 0.09% | 0.09% | 1 | +14,578 | 0.3% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Reduced | 398,165 | 10,049 | 0.0% | 0.0% | 2 | -5,419 | -1.34% | Q4 2025 | Feb 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 238,146 | 6,010 | 0.0% | 0.0% | 3 | +18,032 | 8.19% | Q4 2025 | Feb 17, 2026 |
| STAGE HARBOR FINANCIAL, LLC | History | New | 222,271 | 5,610 | 3.78% | — | 4 | +222,271 | New | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 196,347 | 4,955 | 0.0% | 0.0% | 5 | +16,169 | 8.97% | Q4 2025 | Feb 18, 2026 |
| EXCHANGE TRADED CONCEPTS, LLC | History | Reduced | 154,886 | 3,909 | 0.03% | 0.03% | 6 | -1,504 | -0.96% | Q4 2025 | Jan 14, 2026 |
| Broadway Wealth Solutions, Inc. | History | Added to | 114,302 | 2,884 | 1.54% | 1.07% | 7 | +39,233 | 52.26% | Q4 2025 | Jan 29, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 101,327 | 2,557 | 0.0% | 0.0% | 8 | +23,883 | 30.84% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 89,456 | 2,258 | 0.01% | 0.0% | 9 | +80,428 | 890.87% | Q4 2025 | Feb 05, 2026 |
| MOTCO | History | Reduced | 57,455 | 1,450 | 0.13% | 0.13% | 10 | -452 | -0.78% | Q4 2025 | Feb 06, 2026 |
| HighTower Advisors, LLC | History | Added to | 44,171 | 1,114 | 0.0% | 0.0% | 11 | +13,377 | 43.44% | Q4 2025 | Feb 06, 2026 |
| Worth Financial Advisory Group, LLC | History | Added to | 26,514 | 669 | 0.32% | 0.37% | 12 | +637 | 2.46% | Q4 2025 | Jan 16, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 26,368 | 665 | 0.0% | 0.0% | 13 | -17,845 | -40.36% | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 15,361 | 387 | 0.0% | 0.0% | 14 | +2,055 | 15.44% | Q4 2025 | Feb 17, 2026 |
| Pathstone Holdings, LLC | History | New | 11,570 | 292 | 0.0% | — | 15 | +11,570 | New | Q4 2025 | Feb 13, 2026 |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | History | Added to | 9,461 | 238 | 0.12% | 0.12% | 16 | +873 | 10.17% | Q4 2025 | Jan 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 7,956 | 200 | 0.0% | 0.0% | 17 | -9,849 | -55.32% | Q4 2025 | Feb 17, 2026 |
| BARRETT & COMPANY, INC. | History | No change | 3,326 | 83 | 0.03% | 0.03% | 18 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |