Innovator ETFs Trust - NDEC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SMI Advisory Services, LLC | History | New | 415,766 | 11,336 | 1.87% | — | 1 | +415,766 | New | Q1 2026 | Apr 07, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 386,581 | 10,417 | 0.0% | 0.0% | 2 | +14,161 | 3.8% | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 161,279 | 4,345 | 0.01% | 0.01% | 3 | +593 | 0.37% | Q1 2026 | Apr 27, 2026 |
| MAI Capital Management | History | Reduced | 125,757 | 3,388 | 0.02% | 0.02% | 4 | -18,982 | -13.11% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 92,540 | 2,493 | 0.0% | 0.0% | 5 | -4,538 | -4.67% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Added to | 91,230 | 2,458 | 0.0% | 0.0% | 6 | +6,119 | 7.19% | Q1 2026 | May 13, 2026 |
| CORRADO ADVISORS, LLC | History | Reduced | 48,496 | 1,306 | 0.68% | 0.68% | 7 | -83 | -0.17% | Q1 2026 | Apr 30, 2026 |
| LPL Financial LLC | History | Reduced | 37,446 | 1,009 | 0.0% | 0.0% | 8 | -1,284 | -3.32% | Q1 2026 | May 06, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 31,624 | 852 | 0.0% | 0.0% | 9 | +5,277 | 20.03% | Q1 2026 | Apr 30, 2026 |
| Liberty Atlantic Advisors LLC | History | No change | 31,530 | 849 | 0.73% | 0.86% | 10 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Phoenix Financial Ltd. | History | Reduced | 31,195 | 835 | 0.01% | 0.01% | 11 | -5,970 | -16.06% | Q1 2026 | May 11, 2026 |
| SECURED RETIREMENT ADVISORS, LLC | History | Reduced | 24,675 | 664 | 0.38% | 0.39% | 12 | -205 | -0.82% | Q1 2026 | Apr 24, 2026 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 23,496 | 633 | 0.0% | 0.0% | 13 | -720 | -2.97% | Q1 2026 | May 08, 2026 |
| Diligent Investors, LLC | History | Reduced | 22,750 | 613 | 0.15% | 0.16% | 14 | -500 | -2.15% | Q1 2026 | Apr 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 22,453 | 605 | 0.0% | 0.0% | 15 | -5,964 | -20.99% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 19,374 | 522 | 0.0% | 0.0% | 16 | -1,488 | -7.13% | Q1 2026 | Apr 30, 2026 |
| Beacon Financial Advisory LLC | History | No change | 19,234 | 518 | 0.12% | 0.12% | 17 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 19,062 | 513 | 0.0% | 0.0% | 18 | +6,272 | 49.04% | Q1 2026 | May 04, 2026 |
| FSA Advisors, Inc. | History | Added to | 17,424 | 469 | 0.31% | 0.32% | 19 | +891 | 5.39% | Q1 2026 | May 06, 2026 |
| TrustBank | History | Reduced | 17,225 | 464 | 0.18% | 0.2% | 20 | -61 | -0.35% | Q1 2026 | May 04, 2026 |
| TRUIST FINANCIAL CORP | History | No change | 14,870 | 400 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 14,500 | 390 | 0.01% | 0.01% | 22 | +1,000 | 7.41% | Q1 2026 | May 15, 2026 |
| CALTON & ASSOCIATES, INC. | History | Reduced | 13,558 | 365 | 0.05% | 0.09% | 23 | -9,050 | -40.03% | Q1 2026 | May 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 13,116 | 353 | 0.0% | 0.0% | 24 | +5,396 | 69.9% | Q1 2026 | May 04, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 11,513 | 310 | 0.01% | 0.01% | 25 | -1,084 | -8.61% | Q1 2026 | May 14, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | Added to | 11,270 | 303 | 0.09% | 0.08% | 26 | +1,150 | 11.36% | Q1 2026 | Apr 13, 2026 |
| Fortune Financial Group, Inc. | History | No change | 10,000 | 269 | 0.24% | 0.28% | 27 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 9,809 | 264 | 0.0% | — | 28 | +9,809 | New | Q1 2026 | May 15, 2026 |
| Mutual Advisors, LLC | History | No change | 9,439 | 254 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| AE Wealth Management LLC | History | Reduced | 9,235 | 248 | 0.0% | 0.0% | 30 | -280 | -2.94% | Q1 2026 | May 13, 2026 |
| FWG Investments, LLC. | History | Reduced | 8,842 | 238 | 0.15% | 0.17% | 31 | -922 | -9.44% | Q1 2026 | Apr 21, 2026 |
| HighTower Advisors, LLC | History | No change | 8,431 | 227 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 8,283 | 223 | 0.0% | 0.0% | 33 | -245 | -2.87% | Q1 2026 | May 15, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 5,950 | 160 | 0.01% | 0.01% | 34 | +175 | 3.03% | Q1 2026 | Apr 13, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 4,763 | 128 | 0.04% | 0.04% | 35 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| AdvisorNet Financial, Inc | History | No change | 4,094 | 110 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 2,687 | 72 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 2,119 | 57 | 0.0% | 0.0% | 38 | -323 | -13.23% | Q1 2026 | May 05, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 1,334 | 35 | 0.0% | 0.0% | 39 | -120 | -8.25% | Q1 2026 | Apr 14, 2026 |
| Noble Wealth Management PBC | History | No change | 1,260 | 33 | 0.02% | 0.02% | 40 | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| Capital Analysts, LLC | History | No change | 719 | 19 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| IFP Advisors, Inc | History | Reduced | 450 | 12 | 0.0% | 0.0% | 42 | -400 | -47.06% | Q1 2026 | Apr 13, 2026 |
| Advisory Services Network, LLC | History | New | 400 | 10 | 0.0% | — | 43 | +400 | New | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | New | 85 | 2 | 0.0% | — | 44 | +85 | New | Q1 2026 | May 05, 2026 |
| OPTIMA CAPITAL LLC | History | Closed out | 0 | 0 | — | 1.09% | — | -90,727 | -100.0% | Q1 2026 | May 04, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -19,397 | -100.0% | Q1 2026 | May 15, 2026 |
| Opus Financial Solutions LLC | History | Closed out | 0 | 0 | — | 0.35% | — | -13,426 | -100.0% | Q1 2026 | May 08, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,130 | -100.0% | Q1 2026 | May 11, 2026 |
| CreativeOne Wealth, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,589 | -100.0% | Q1 2026 | May 15, 2026 |
| Kingsview Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,568 | -100.0% | Q1 2026 | May 12, 2026 |
| Clear Creek Financial Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -7,547 | -100.0% | Q1 2026 | Apr 22, 2026 |
| CoreCap Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,893 | -100.0% | Q1 2026 | Apr 07, 2026 |