NERVGEN PHARMA CORP. - NGEN
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Empery Asset Management, LP | History | No change | 4,000,000 | 8,240 | 9.53% | 9.53% | 1 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Rock Springs Capital Management LP | History | No change | 1,208,231 | 2,488 | 0.12% | 0.12% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DAFNA Capital Management LLC | History | No change | 1,050,000 | 2,163 | 0.41% | 0.41% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ghisallo Capital Management LLC | History | No change | 1,000,000 | 2,060 | 0.04% | 0.04% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VALLEY FORGE INVESTMENT CONSULTANTS INC ADV | History | Added to | 834,156 | 1,593 | 0.39% | 0.01% | 5 | +824,156 | 8241.56% | Q3 2026 | Nov 03, 2026 |
| ARMISTICE CAPITAL, LLC | History | No change | 678,000 | 1,396 | 0.02% | 0.02% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LMR Partners LLP | History | No change | 600,000 | 1,236 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MARSHALL WACE, LLP | History | No change | 435,962 | 898 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | No change | 379,726 | 782 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Stonepine Capital Management, LLC | History | No change | 271,678 | 559 | 0.32% | 0.32% | 10 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| JANE STREET GROUP, LLC | History | No change | 270,750 | 557 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Woodline Partners LP | History | No change | 250,500 | 516 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PFG Investments, LLC | History | No change | 217,500 | 448 | 0.02% | 0.02% | 13 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 199,800 | 411 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 186,200 | 383 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 176,075 | 363 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 78,394 | 284 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Quadrature Capital Ltd | History | No change | 134,518 | 277 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 74,215 | 152 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 64,423 | 132 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 63,000 | 120 | 0.0% | 0.0% | 21 | +30,000 | 90.91% | Q3 2026 | Nov 02, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 58,040 | 119 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 51,093 | 105 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HRT FINANCIAL LP | History | No change | 43,858 | 90 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AXQ CAPITAL, LP | History | No change | 43,099 | 88 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| LIBERTY WEALTH MANAGEMENT LLC | History | No change | 22,000 | 82 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 39,740 | 81 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 35,500 | 73 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Virtu Financial LLC | History | No change | 34,589 | 71 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cetera Investment Advisers | History | No change | 31,400 | 64 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| McKinley Carter Wealth Services, Inc. | History | No change | 32,653 | 62 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Traynor Capital Management, Inc. | History | No change | 31,500 | 60 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| CITADEL ADVISORS LLC | History | No change | 27,800 | 57 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Patriot Financial Group Insurance Agency, LLC | History | Added to | 29,500 | 56 | 0.01% | 0.01% | 34 | +1,000 | 3.51% | Q3 2026 | Oct 14, 2026 |
| LPL Financial LLC | History | No change | 26,710 | 55 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| SPROTT INC. | History | No change | 25,000 | 51 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Almanack Investment Partners, LLC. | History | Reduced | 25,600 | 48 | 0.01% | 0.01% | 37 | -150 | -0.58% | Q3 2026 | Nov 03, 2026 |
| Busey Bank | History | No change | 25,000 | 47 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 22,000 | 45 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 20,000 | 41 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 23,800 | 41 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 19,623 | 40 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arax Advisory Partners | History | No change | 19,727 | 40 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| China Universal Asset Management Co., Ltd. | History | New | 18,800 | 36 | 0.0% | — | 45 | +18,800 | New | Q3 2026 | Oct 27, 2026 |
| Mariner, LLC | History | No change | 17,875 | 36 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Moors & Cabot, Inc. | History | No change | 17,036 | 35 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 15,504 | 32 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Creative Planning | History | No change | 15,575 | 29 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| JPMORGAN CHASE & CO | History | No change | 14,714 | 28 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MORGAN STANLEY | History | No change | 12,939 | 26 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SCOTIA CAPITAL INC. | History | No change | 12,740 | 26 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 13,365 | 23 | 0.0% | 0.0% | 52 | -3,097 | -18.81% | Q3 2026 | Oct 13, 2026 |
| CIBC WORLD MARKET INC. | History | No change | 10,960 | 22 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FLPUTNAM INVESTMENT MANAGEMENT CO | History | No change | 10,200 | 21 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Ashton Thomas Private Wealth, LLC | History | No change | 10,700 | 20 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| D'Orazio & Associates, Inc. | History | No change | 10,000 | 19 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Paladin Partners, LLC | History | No change | 10,000 | 19 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q3 2026 | Oct 06, 2026 |
| Revisor Wealth Management LLC | History | No change | 10,600 | 16 | 0.0% | 0.01% | 58 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Farther Finance Advisors, LLC | History | New | 8,000 | 15 | 0.0% | — | 59 | +8,000 | New | Q3 2026 | Oct 08, 2026 |
| Aventura Private Wealth, LLC | History | No change | 6,780 | 13 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Allworth Financial LP | History | No change | 6,000 | 12 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 6,000 | 12 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 3,774 | 7 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Smartleaf Asset Management LLC | History | No change | 3,656 | 7 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 2,500 | 5 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 833 | 1 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Caitong International Asset Management Co., Ltd | History | New | 81 | 0 | — | — | — | +81 | New | Q3 2026 | Oct 29, 2026 |