Nkarta, Inc. - NKTX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RA CAPITAL MANAGEMENT, L.P. | History | No change | 10,805,129 | 30,578 | 0.27% | 0.27% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | No change | 6,300,212 | 17,829 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| NEA Management Company, LLC | History | No change | 3,568,781 | 10,099 | 0.64% | 0.64% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Samsara BioCapital, LLC | History | No change | 3,507,666 | 9,926 | 0.82% | 0.82% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SR ONE CAPITAL MANAGEMENT, LP | History | No change | 3,333,333 | 9,433 | 0.91% | 0.91% | 5 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GSK plc | History | No change | 3,150,732 | 8,254 | 1.66% | 1.48% | 6 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| CITADEL ADVISORS LLC | History | No change | 2,255,745 | 6,383 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | No change | 2,226,415 | 6,300 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Monaco Asset Management SAM | History | Reduced | 2,185,666 | 5,726 | 0.7% | 0.53% | 9 | -187,734 | -7.91% | Q3 2026 | Nov 09, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 1,873,293 | 5,301 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Added to | 1,728,750 | 4,524 | 0.01% | 0.0% | 11 | +368,202 | 27.06% | Q3 2026 | Nov 09, 2026 |
| WASATCH ADVISORS LP | History | Added to | 1,666,596 | 4,366 | 0.03% | 0.03% | 12 | +88,749 | 5.62% | Q3 2026 | Oct 13, 2026 |
| STATE STREET CORP | History | No change | 1,286,109 | 3,639 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 1,313,651 | 3,442 | 0.0% | 0.0% | 14 | +28,144 | 2.19% | Q3 2026 | Nov 06, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 1,177,652 | 3,332 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 1,054,251 | 2,983 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AWM Investment Company, Inc. | History | No change | 906,000 | 2,563 | 0.22% | 0.22% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Blackstone Inc. | History | No change | 747,044 | 2,114 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MARSHALL WACE, LLP | History | No change | 673,010 | 1,904 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PANAGORA ASSET MANAGEMENT INC | History | No change | 583,249 | 1,650 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| JPMORGAN CHASE & CO | History | No change | 562,980 | 1,604 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Alyeska Investment Group, L.P. | History | No change | 484,840 | 1,372 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Peapod Lane Capital LLC | History | Reduced | 518,406 | 1,358 | 1.01% | 1.05% | 23 | -31,517 | -5.73% | Q3 2026 | Oct 22, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 510,615 | 1,337 | 0.0% | 0.0% | 24 | +27,404 | 5.67% | Q3 2026 | Nov 04, 2026 |
| T. Rowe Price Investment Management, Inc. | History | No change | 455,033 | 1,288 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 433,982 | 1,228 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHERN TRUST CORP | History | No change | 371,425 | 1,051 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 348,186 | 985 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 323,659 | 915 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | No change | 301,916 | 854 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| XTX Topco Ltd | History | No change | 289,985 | 820 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 263,773 | 746 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Invesco Ltd. | History | No change | 207,315 | 586 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 162,509 | 459 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FMR LLC | History | Added to | 144,824 | 379 | 0.0% | 0.0% | 35 | +14,882 | 11.45% | Q3 2026 | Nov 10, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Added to | 142,653 | 373 | 0.0% | 0.0% | 36 | +101,785 | 249.06% | Q3 2026 | Nov 10, 2026 |
| JANE STREET GROUP, LLC | History | No change | 131,625 | 372 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 130,975 | 370 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NANO CAP NEW MILLENNIUM GROWTH FUND L P | History | No change | 130,000 | 367 | 0.28% | 0.28% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Susquehanna Portfolio Strategies, LLC | History | No change | 126,339 | 357 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | No change | 122,800 | 347 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BARCLAYS PLC | History | Added to | 132,218 | 346 | 0.0% | 0.0% | 42 | +10,648 | 8.76% | Q3 2026 | Nov 06, 2026 |
| Qube Research & Technologies Ltd | History | No change | 120,809 | 341 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Nuveen, LLC | History | Reduced | 124,689 | 326 | 0.0% | 0.0% | 44 | -344,866 | -73.45% | Q3 2026 | Nov 10, 2026 |
| GSA CAPITAL PARTNERS LLP | History | No change | 113,402 | 321 | 0.02% | 0.02% | 45 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Bank of New York Mellon Corp | History | Added to | 117,797 | 308 | 0.0% | 0.0% | 46 | +2,964 | 2.58% | Q3 2026 | Nov 05, 2026 |
| Point72 Asset Management, L.P. | History | No change | 106,806 | 302 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Man Group plc | History | No change | 100,047 | 283 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | No change | 94,851 | 268 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 83,944 | 237 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | No change | 82,658 | 233 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mariner, LLC | History | No change | 78,504 | 222 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 100,950 | 213 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 71,032 | 201 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Empowered Funds, LLC | History | No change | 69,642 | 197 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SEI INVESTMENTS CO | History | Added to | 73,565 | 192 | 0.0% | 0.0% | 56 | +33,519 | 83.7% | Q3 2026 | Nov 10, 2026 |
| HSBC HOLDINGS PLC | History | No change | 65,994 | 183 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Samalin Investment Counsel, LLC | History | Added to | 68,658 | 179 | 0.06% | 0.04% | 58 | +27,908 | 68.49% | Q3 2026 | Oct 23, 2026 |
| Rangeley Capital, LLC | History | No change | 60,000 | 169 | 0.15% | 0.15% | 59 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IEQ CAPITAL, LLC | History | Reduced | 62,934 | 164 | 0.0% | 0.0% | 60 | -114,104 | -64.45% | Q3 2026 | Nov 10, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 56,979 | 161 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 60,213 | 157 | 0.0% | 0.0% | 62 | -260 | -0.43% | Q3 2026 | Nov 10, 2026 |
| Cerity Partners LLC | History | No change | 55,260 | 156 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | No change | 53,600 | 151 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Verdad Advisers, LP | History | No change | 51,503 | 145 | 0.14% | 0.14% | 65 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 37,738 | 106 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DEUTSCHE BANK AG\ | History | Reduced | 40,278 | 105 | 0.0% | 0.0% | 67 | -5,445 | -11.91% | Q3 2026 | Nov 06, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 33,726 | 95 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| UBS Group AG | History | Added to | 32,102 | 84 | 0.0% | 0.0% | 69 | +5,872 | 22.39% | Q3 2026 | Nov 10, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 28,922 | 82 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | No change | 28,700 | 81 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Forefront Analytics, LLC | History | No change | 28,955 | 81 | 0.09% | 0.09% | 72 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 28,547 | 74 | 0.0% | 0.0% | 73 | -97 | -0.34% | Q3 2026 | Nov 06, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 27,843 | 72 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| Graham Capital Management, L.P. | History | No change | 23,978 | 67 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BOURGEON CAPITAL MANAGEMENT LLC | History | New | 25,100 | 65 | 0.01% | — | 76 | +25,100 | New | Q3 2026 | Oct 19, 2026 |
| Abel Hall, LLC | History | Reduced | 22,848 | 59 | 0.01% | 0.01% | 78 | -397 | -1.71% | Q3 2026 | Oct 19, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | No change | 21,062 | 59 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | No change | 20,584 | 58 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| StoneX Group Inc. | History | New | 21,718 | 52 | 0.0% | — | 81 | +21,718 | New | Q3 2026 | Nov 03, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 18,515 | 52 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 18,095 | 51 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Diversified Trust Co | History | No change | 17,363 | 45 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| WINTON GROUP Ltd | History | No change | 15,800 | 44 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| GROUP ONE TRADING LLC | History | Added to | 14,045 | 36 | 0.0% | 0.0% | 85 | +6,500 | 86.15% | Q3 2026 | Nov 10, 2026 |
| Focus Partners Wealth | History | No change | 12,940 | 36 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 15,673 | 34 | 0.0% | 0.0% | 88 | -32,470 | -67.44% | Q3 2026 | Oct 13, 2026 |
| Arax Advisory Partners | History | No change | 12,060 | 34 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Spark Investment Management LLC | History | No change | 11,700 | 33 | 0.06% | 0.06% | 89 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Quadrature Capital Ltd | History | No change | 11,508 | 32 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 10,914 | 30 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | History | No change | 10,725 | 30 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Pallas Capital Advisors LLC | History | No change | 10,851 | 30 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| DLK Investment Management, LLC | History | New | 11,320 | 29 | 0.01% | — | 94 | +11,320 | New | Q3 2026 | Oct 08, 2026 |
| Neuberger Berman Group LLC | History | No change | 10,171 | 28 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Oct 27, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 10,638 | 27 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 9,364 | 24 | 0.0% | 0.0% | 98 | -13,652 | -59.32% | Q3 2026 | Nov 04, 2026 |
| ROYAL BANK OF CANADA | History | No change | 8,482 | 24 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 8,455 | 23 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 8,168 | 23 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 8,009 | 22 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 7,778 | 20 | 0.0% | 0.0% | 102 | +2,830 | 57.19% | Q3 2026 | Oct 21, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 5,184 | 14 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FEDERATED HERMES, INC. | History | No change | 5,048 | 14 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Legal & General Group Plc | History | No change | 4,567 | 12 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | No change | 3,300 | 9 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Allworth Financial LP | History | No change | 3,282 | 9 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| Parkside Financial Bank & Trust | History | New | 2,650 | 6 | 0.0% | — | 108 | +2,650 | New | Q3 2026 | Oct 27, 2026 |
| CITIGROUP INC | History | Reduced | 2,187 | 5 | 0.0% | 0.0% | 109 | -18,451 | -89.4% | Q3 2026 | Nov 04, 2026 |
| GAMMA Investing LLC | History | Added to | 1,916 | 5 | 0.0% | 0.0% | 111 | +966 | 101.68% | Q3 2026 | Oct 08, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 2,100 | 5 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 1,283 | 3 | 0.0% | 0.0% | 112 | -1,181 | -47.93% | Q3 2026 | Nov 04, 2026 |
| Sterling Capital Management LLC | History | Added to | 882 | 2 | 0.0% | 0.0% | 114 | +8 | 0.92% | Q3 2026 | Oct 22, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 808 | 2 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Essential Partners LLC | History | Reduced | 523 | 1 | 0.0% | 0.0% | 118 | -685 | -56.71% | Q3 2026 | Oct 14, 2026 |
| SJS Investment Consulting Inc. | History | Added to | 562 | 1 | 0.0% | — | 117 | +484 | 620.51% | Q3 2026 | Oct 26, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 616 | 1 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 667 | 1 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| MACKENZIE FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -115,189 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Marquette Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -75,071 | -100.0% | Q3 2026 | Oct 09, 2026 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -21,990 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Merit Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,703 | -100.0% | Q3 2026 | Nov 06, 2026 |
| BRIGHTON JONES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,751 | -100.0% | Q3 2026 | Nov 03, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,478 | -100.0% | Q3 2026 | Nov 09, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Reduced | 31 | 0 | — | 0.0% | — | -553 | -94.69% | Q3 2026 | Nov 10, 2026 |
| True Wealth Design, LLC | History | Reduced | 113 | 0 | — | 0.0% | — | -531 | -82.45% | Q3 2026 | Oct 13, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 140 | 0 | — | 0.0% | — | -380 | -73.08% | Q3 2026 | Oct 08, 2026 |
| Root Financial Partners, LLC | History | New | 179 | 0 | — | — | — | +179 | New | Q3 2026 | Oct 21, 2026 |
| ASSETMARK, INC | History | New | 168 | 0 | — | — | — | +168 | New | Q3 2026 | Oct 21, 2026 |
| IFP Advisors, Inc | History | Reduced | 84 | 0 | — | — | — | -122 | -59.22% | Q3 2026 | Oct 16, 2026 |
| Fortitude Family Office, LLC | History | Reduced | 239 | 0 | — | — | — | -110 | -31.52% | Q3 2026 | Oct 14, 2026 |
| Clearstead Advisors, LLC | History | Reduced | 7 | 0 | — | — | — | -69 | -90.79% | Q3 2026 | Nov 06, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 222 | 0 | — | — | — | -57 | -20.43% | Q3 2026 | Nov 06, 2026 |
| Caitong International Asset Management Co., Ltd | History | Reduced | 4 | 0 | — | — | — | -24 | -85.71% | Q3 2026 | Oct 29, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | Closed out | 0 | 0 | — | — | — | -19 | -100.0% | Q3 2026 | Oct 07, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 300 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | No change | 200 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Optiver Holding B.V. | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JPL Wealth Management, LLC | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Basecamp Wealth Advisors LLC | History | No change | 24 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |