Nkarta, Inc. - NKTX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RA CAPITAL MANAGEMENT, L.P. | History | No change | 10,805,129 | 22,798 | 0.24% | 0.2% | 1 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| BlackRock, Inc. | History | Added to | 4,508,473 | 9,512 | 0.0% | 0.0% | 2 | +393,335 | 9.56% | Q1 2026 | May 13, 2026 |
| NEA Management Company, LLC | History | No change | 3,568,781 | 7,530 | 0.43% | 0.34% | 3 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Samsara BioCapital, LLC | History | No change | 3,507,666 | 7,401 | 0.72% | 0.67% | 4 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| SR ONE CAPITAL MANAGEMENT, LP | History | No change | 3,333,333 | 7,033 | 0.77% | 0.87% | 5 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| GSK plc | History | No change | 3,150,732 | 6,648 | 1.11% | 0.73% | 6 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Monaco Asset Management SAM | History | Reduced | 2,521,932 | 5,321 | 0.98% | 0.82% | 7 | -25,000 | -0.98% | Q1 2026 | May 11, 2026 |
| VANGUARD GROUP INC | History | No change | 2,597,370 | 4,805 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Alyeska Investment Group, L.P. | History | No change | 2,084,840 | 4,399 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 2,047,376 | 4,319 | 0.0% | 0.0% | 10 | +1,075,394 | 110.64% | Q1 2026 | May 15, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | New | 2,011,421 | 4,244 | 0.0% | — | 11 | +2,011,421 | New | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 1,805,094 | 3,808 | 0.0% | 0.0% | 12 | +409,861 | 29.38% | Q1 2026 | May 15, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 1,732,372 | 3,655 | 0.01% | 0.0% | 13 | +30,350 | 1.78% | Q1 2026 | May 14, 2026 |
| WASATCH ADVISORS LP | History | Added to | 1,577,847 | 3,329 | 0.02% | 0.02% | 14 | +1,565 | 0.1% | Q1 2026 | Apr 21, 2026 |
| TANG CAPITAL MANAGEMENT LLC | History | No change | 1,480,823 | 3,124 | 0.16% | 0.14% | 15 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 1,267,915 | 2,675 | 0.0% | 0.0% | 16 | +113,592 | 9.84% | Q1 2026 | May 15, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Added to | 1,259,776 | 2,655 | 0.0% | 0.0% | 17 | +567,689 | 82.03% | Q1 2026 | May 13, 2026 |
| STATE STREET CORP | History | Added to | 1,237,474 | 2,611 | 0.0% | 0.0% | 18 | +68,118 | 5.83% | Q1 2026 | May 15, 2026 |
| AWM Investment Company, Inc. | History | No change | 906,000 | 1,911 | 0.21% | 0.16% | 19 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Peapod Lane Capital LLC | History | Added to | 676,212 | 1,407 | 1.15% | 1.06% | 20 | +13 | 0.0% | Q1 2026 | May 01, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 595,726 | 1,256 | 0.0% | 0.0% | 21 | +276,734 | 86.75% | Q1 2026 | May 15, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 647,200 | 1,197 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 575,001 | 1,150 | 0.0% | 0.0% | 23 | -23,984 | -4.0% | Q1 2026 | May 13, 2026 |
| Nuveen, LLC | History | Added to | 445,798 | 940 | 0.0% | 0.0% | 24 | +255,115 | 133.79% | Q1 2026 | Apr 30, 2026 |
| NORTHERN TRUST CORP | History | Added to | 417,172 | 880 | 0.0% | 0.0% | 25 | +57,546 | 16.0% | Q1 2026 | May 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 385,000 | 812 | 0.0% | 0.0% | 26 | +44,759 | 13.16% | Q1 2026 | May 15, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 356,932 | 753 | 0.0% | 0.0% | 27 | +173,563 | 94.65% | Q1 2026 | May 15, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 346,593 | 730 | 0.0% | 0.0% | 28 | +147,894 | 74.43% | Q1 2026 | May 07, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | New | 328,040 | 692 | 0.0% | — | 29 | +328,040 | New | Q1 2026 | May 08, 2026 |
| MORGAN STANLEY | History | Added to | 313,054 | 660 | 0.0% | 0.0% | 30 | +1,938 | 0.62% | Q1 2026 | May 15, 2026 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 287,365 | 606 | 0.04% | 0.03% | 31 | +80,683 | 39.04% | Q1 2026 | May 08, 2026 |
| PANAGORA ASSET MANAGEMENT INC | History | No change | 284,210 | 599 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | New | 272,079 | 574 | 0.0% | — | 33 | +272,079 | New | Q1 2026 | May 08, 2026 |
| NANO CAP NEW MILLENNIUM GROWTH FUND L P | History | Added to | 175,000 | 369 | 0.34% | 0.24% | 34 | +25,000 | 16.67% | Q1 2026 | May 15, 2026 |
| Woodline Partners LP | History | Reduced | 168,110 | 354 | 0.0% | 0.0% | 35 | -82,738 | -32.98% | Q1 2026 | May 15, 2026 |
| XTX Topco Ltd | History | Added to | 153,816 | 324 | 0.01% | 0.01% | 36 | +19,086 | 14.17% | Q1 2026 | May 15, 2026 |
| Man Group plc | History | Added to | 152,622 | 322 | 0.0% | 0.0% | 37 | +64,184 | 72.58% | Q1 2026 | May 15, 2026 |
| Invesco Ltd. | History | Added to | 150,940 | 318 | 0.0% | 0.0% | 38 | +464 | 0.31% | Q1 2026 | May 12, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 145,688 | 307 | 0.0% | 0.0% | 39 | +41,036 | 39.21% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 141,904 | 299 | 0.0% | 0.0% | 40 | -101,800 | -41.77% | Q1 2026 | May 12, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 130,975 | 276 | 0.0% | 0.0% | 41 | +1,800 | 1.39% | Q1 2026 | May 15, 2026 |
| FMR LLC | History | Added to | 129,099 | 272 | 0.0% | 0.0% | 42 | +9,481 | 7.93% | Q1 2026 | May 15, 2026 |
| BARCLAYS PLC | History | Reduced | 123,493 | 260 | 0.0% | 0.0% | 43 | -60,430 | -32.86% | Q1 2026 | May 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 119,376 | 251 | 0.0% | 0.0% | 44 | -8,170 | -6.41% | Q1 2026 | May 15, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 110,004 | 232 | 0.0% | 0.0% | 45 | -29 | -0.03% | Q1 2026 | May 05, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | No change | 107,800 | 227 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| IEQ CAPITAL, LLC | History | Added to | 102,849 | 217 | 0.0% | 0.0% | 47 | +43,028 | 71.93% | Q1 2026 | May 14, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 95,203 | 200 | 0.0% | 0.0% | 48 | -22,025 | -18.79% | Q1 2026 | May 12, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | Reduced | 94,851 | 200 | 0.0% | 0.0% | 49 | -354 | -0.37% | Q1 2026 | May 15, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 93,819 | 197 | 0.07% | 0.1% | 50 | -56,416 | -37.55% | Q1 2026 | Apr 22, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 89,870 | 166 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 76,627 | 161 | 0.0% | 0.0% | 52 | +74,512 | 3523.03% | Q1 2026 | May 06, 2026 |
| Virtu Financial LLC | History | New | 75,781 | 160 | 0.01% | — | 53 | +75,781 | New | Q1 2026 | May 14, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Reduced | 68,305 | 144 | 0.0% | 0.0% | 54 | -74,530 | -52.18% | Q1 2026 | May 08, 2026 |
| Rangeley Capital, LLC | History | Added to | 68,000 | 143 | 0.14% | 0.05% | 55 | +35,922 | 111.98% | Q1 2026 | May 15, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 63,500 | 133 | 0.0% | 0.0% | 57 | -3,488 | -5.21% | Q1 2026 | May 12, 2026 |
| BAILARD, INC. | History | No change | 63,400 | 133 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| PRUDENTIAL FINANCIAL INC | History | New | 62,240 | 131 | 0.0% | — | 58 | +62,240 | New | Q1 2026 | May 13, 2026 |
| Susquehanna Portfolio Strategies, LLC | History | New | 61,934 | 130 | 0.0% | — | 59 | +61,934 | New | Q1 2026 | May 15, 2026 |
| Point72 Asset Management, L.P. | History | Added to | 60,348 | 127 | 0.0% | 0.0% | 60 | +5,180 | 9.39% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 53,442 | 112 | 0.0% | 0.0% | 61 | -56,577 | -51.42% | Q1 2026 | May 15, 2026 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | Reduced | 52,200 | 110 | 0.01% | 0.01% | 62 | -21,100 | -28.79% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 47,497 | 100 | 0.0% | 0.0% | 63 | -32,365 | -40.53% | Q1 2026 | May 05, 2026 |
| Forefront Analytics, LLC | History | Added to | 43,835 | 92 | 0.08% | 0.07% | 64 | +3,133 | 7.7% | Q1 2026 | May 13, 2026 |
| CWM, LLC | History | Added to | 42,632 | 89 | 0.0% | 0.0% | 65 | +19,358 | 83.17% | Q1 2026 | May 14, 2026 |
| Odyssean, LLC | History | New | 42,050 | 88 | 0.03% | — | 66 | +42,050 | New | Q1 2026 | May 15, 2026 |
| SEI INVESTMENTS CO | History | Added to | 40,046 | 84 | 0.0% | 0.0% | 67 | +17,148 | 74.89% | Q1 2026 | May 13, 2026 |
| Mariner, LLC | History | Added to | 34,274 | 72 | 0.0% | 0.0% | 68 | +21,123 | 160.62% | Q1 2026 | May 13, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 28,922 | 62 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Cerity Partners LLC | History | Added to | 28,439 | 60 | 0.0% | 0.0% | 70 | +5,045 | 21.57% | Q1 2026 | May 15, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 27,843 | 58 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 23,531 | 54 | 0.0% | 0.0% | 72 | +8,533 | 56.89% | Q1 2026 | Apr 08, 2026 |
| Abel Hall, LLC | History | Added to | 24,113 | 50 | 0.01% | 0.01% | 73 | +9,535 | 65.41% | Q1 2026 | Apr 28, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | Added to | 21,353 | 45 | 0.0% | 0.0% | 74 | +458 | 2.19% | Q1 2026 | May 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 20,955 | 44 | 0.0% | 0.0% | 75 | -27,042 | -56.34% | Q1 2026 | May 11, 2026 |
| NINE MASTS CAPITAL Ltd | History | New | 21,131 | 44 | 0.01% | — | 77 | +21,131 | New | Q1 2026 | May 12, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 20,895 | 44 | 0.0% | 0.0% | 76 | +516 | 2.53% | Q1 2026 | May 15, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 20,486 | 43 | 0.0% | 0.0% | 78 | +10,725 | 109.88% | Q1 2026 | May 14, 2026 |
| Vanguard Global Advisers, LLC | History | New | 18,095 | 38 | 0.0% | — | 79 | +18,095 | New | Q1 2026 | May 08, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | New | 16,000 | 33 | 0.0% | — | 80 | +16,000 | New | Q1 2026 | May 05, 2026 |
| Graham Capital Management, L.P. | History | Reduced | 15,258 | 32 | 0.0% | 0.0% | 81 | -16,493 | -51.94% | Q1 2026 | May 15, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 14,384 | 30 | 0.0% | — | 82 | +14,384 | New | Q1 2026 | May 15, 2026 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | No change | 14,200 | 29 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Reduced | 12,861 | 27 | 0.0% | 0.0% | 84 | -6,371 | -33.13% | Q1 2026 | May 08, 2026 |
| HSBC HOLDINGS PLC | History | Reduced | 12,034 | 25 | 0.0% | 0.0% | 85 | -149,400 | -92.55% | Q1 2026 | Apr 30, 2026 |
| Merit Financial Group, LLC | History | New | 12,144 | 25 | 0.0% | — | 86 | +12,144 | New | Q1 2026 | Apr 15, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 11,629 | 24 | 0.0% | — | 87 | +11,629 | New | Q1 2026 | May 15, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 11,027 | 23 | 0.0% | 0.0% | 88 | -28,990 | -72.44% | Q1 2026 | May 12, 2026 |
| DLK Investment Management, LLC | History | No change | 11,320 | 23 | 0.01% | 0.01% | 89 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Neuberger Berman Group LLC | History | Added to | 10,878 | 22 | 0.0% | 0.0% | 90 | +599 | 5.83% | Q1 2026 | May 14, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 10,638 | 22 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 8,455 | 17 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| FEDERATED HERMES, INC. | History | Added to | 5,985 | 12 | 0.0% | 0.0% | 93 | +370 | 6.59% | Q1 2026 | May 11, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 5,239 | 11 | 0.0% | 0.0% | 95 | -4,219 | -44.61% | Q1 2026 | May 15, 2026 |
| GROUP ONE TRADING LLC | History | Added to | 5,620 | 11 | 0.0% | 0.0% | 94 | +1,200 | 27.15% | Q1 2026 | May 13, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 5,184 | 10 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Legal & General Group Plc | History | No change | 4,567 | 9 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 4,238 | 8 | 0.0% | 0.0% | 98 | -647 | -13.24% | Q1 2026 | May 08, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 4,100 | 8 | 0.0% | 0.0% | 99 | -66 | -1.58% | Q1 2026 | May 14, 2026 |
| Essential Partners LLC | History | Added to | 3,773 | 7 | 0.0% | 0.0% | 100 | +3,115 | 473.4% | Q1 2026 | May 21, 2026 |
| CITIGROUP INC | History | Reduced | 2,171 | 4 | 0.0% | 0.0% | 101 | -35,104 | -94.18% | Q1 2026 | May 11, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 1,949 | 4 | 0.0% | 0.0% | 102 | -2,084 | -51.67% | Q1 2026 | May 15, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 2,217 | 4 | 0.0% | 0.0% | 104 | +755 | 51.64% | Q1 2026 | May 15, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 2,302 | 4 | 0.0% | 0.0% | 103 | -312 | -11.94% | Q1 2026 | May 15, 2026 |
| Sterling Capital Management LLC | History | Reduced | 1,596 | 3 | 0.0% | 0.0% | 105 | -1,339 | -45.62% | Q1 2026 | Apr 22, 2026 |
| GAMMA Investing LLC | History | Added to | 952 | 2 | 0.0% | — | 106 | +760 | 395.83% | Q1 2026 | Apr 06, 2026 |
| Allworth Financial LP | History | New | 687 | 1 | 0.0% | — | 110 | +687 | New | Q1 2026 | May 14, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 808 | 1 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 667 | 1 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Red Tortoise LLC | History | No change | 801 | 1 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Blackstone Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -747,044 | -100.0% | Q1 2026 | May 15, 2026 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -155,036 | -100.0% | Q1 2026 | May 14, 2026 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -22,111 | -100.0% | Q1 2026 | May 15, 2026 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,218 | -100.0% | Q1 2026 | Apr 16, 2026 |
| Dynamic Technology Lab Private Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -19,970 | -100.0% | Q1 2026 | May 15, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -17,562 | -100.0% | Q1 2026 | May 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,994 | -100.0% | Q1 2026 | May 14, 2026 |
| BOURGEON CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,400 | -100.0% | Q1 2026 | Apr 13, 2026 |
| AMALGAMATED BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -1,336 | -100.0% | Q1 2026 | May 08, 2026 |
| MAI Capital Management | History | New | 300 | 0 | — | — | — | +300 | New | Q1 2026 | May 15, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 252 | 0 | — | — | — | +246 | 4100.0% | Q1 2026 | May 07, 2026 |
| Optiver Holding B.V. | History | Reduced | 438 | 0 | — | 0.0% | — | -168 | -27.72% | Q1 2026 | Jun 02, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 138 | 0 | — | — | — | +137 | 13700.0% | Q1 2026 | Apr 07, 2026 |
| Arax Advisory Partners | History | Added to | 146 | 0 | — | — | — | +123 | 534.78% | Q1 2026 | May 13, 2026 |
| True Wealth Design, LLC | History | Added to | 126 | 0 | — | — | — | +114 | 950.0% | Q1 2026 | Apr 13, 2026 |
| Federation des caisses Desjardins du Quebec | History | Closed out | 0 | 0 | — | — | — | -100 | -100.0% | Q1 2026 | May 13, 2026 |
| Root Financial Partners, LLC | History | New | 69 | 0 | — | — | — | +69 | New | Q1 2026 | Apr 24, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 32 | 0 | — | — | — | +32 | New | Q1 2026 | May 07, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 66 | 0 | — | — | — | +13 | 24.53% | Q1 2026 | May 15, 2026 |
| Caitong International Asset Management Co., Ltd | History | Reduced | 3 | 0 | — | — | — | -9 | -75.0% | Q1 2026 | May 11, 2026 |
| IFP Advisors, Inc | History | Reduced | 3 | 0 | — | — | — | -7 | -70.0% | Q1 2026 | Apr 13, 2026 |
| SJS Investment Consulting Inc. | History | New | 6 | 0 | — | — | — | +6 | New | Q1 2026 | Apr 23, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 309 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 300 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | No change | 200 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| SBI Securities Co., Ltd. | History | No change | 104 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |