NEUROONE MEDICAL TECHNOLOGIES Corp - NMTC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Bleichroeder LP | History | No change | 4,000,000 | 3,106 | 0.54% | 0.53% | 1 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| BARD ASSOCIATES INC | History | Reduced | 1,840,498 | 1,429 | 0.36% | 0.36% | 2 | -6,498 | -0.35% | Q1 2026 | May 07, 2026 |
| VANGUARD GROUP INC | History | No change | 1,578,237 | 1,196 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| PERKINS CAPITAL MANAGEMENT INC | History | No change | 1,473,000 | 1,143 | 1.07% | 0.89% | 4 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | New | 1,397,329 | 1,085 | 0.0% | — | 5 | +1,397,329 | New | Q1 2026 | May 15, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 655,446 | 508 | 0.0% | 0.0% | 6 | -107,582 | -14.1% | Q1 2026 | May 14, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 615,606 | 478 | 0.0% | 0.0% | 7 | +111,096 | 22.02% | Q1 2026 | May 15, 2026 |
| Sio Capital Management, LLC | History | Reduced | 496,614 | 385 | 0.06% | 0.14% | 8 | -643,426 | -56.44% | Q1 2026 | May 14, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | New | 292,081 | 226 | 0.0% | — | 9 | +292,081 | New | Q1 2026 | May 08, 2026 |
| ESSEX INVESTMENT MANAGEMENT CO LLC | History | Added to | 261,953 | 203 | 0.03% | 0.02% | 10 | +73,526 | 39.02% | Q1 2026 | May 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | No change | 171,000 | 133 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| NORTHERN TRUST CORP | History | No change | 112,123 | 87 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 101,500 | 78 | 0.0% | 0.0% | 13 | -46,794 | -31.55% | Q1 2026 | May 15, 2026 |
| Belpointe Asset Management LLC | History | New | 75,000 | 58 | 0.0% | — | 14 | +75,000 | New | Q1 2026 | Apr 28, 2026 |
| Legato Capital Management LLC | History | Added to | 61,642 | 47 | 0.0% | 0.0% | 15 | +17,313 | 39.06% | Q1 2026 | May 14, 2026 |
| STATE STREET CORP | History | No change | 59,499 | 46 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| XTX Topco Ltd | History | Reduced | 43,283 | 33 | 0.0% | 0.0% | 17 | -42,171 | -49.35% | Q1 2026 | May 15, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 36,000 | 27 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Focus Financial Network, Inc. | History | No change | 34,722 | 26 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 24,764 | 19 | 0.0% | — | 20 | +24,764 | New | Q1 2026 | May 15, 2026 |
| Revisor Wealth Management LLC | History | New | 19,580 | 15 | 0.0% | — | 22 | +19,580 | New | Q1 2026 | Apr 27, 2026 |
| United Community Bank | History | No change | 20,000 | 15 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Arch Global Advisors, LLC | History | New | 17,434 | 13 | 0.01% | — | 24 | +17,434 | New | Q1 2026 | Apr 15, 2026 |
| Princeton Global Asset Management LLC | History | No change | 16,833 | 13 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| LPL Financial LLC | History | Added to | 15,034 | 11 | 0.0% | 0.0% | 25 | +4,100 | 37.5% | Q1 2026 | May 06, 2026 |
| MORGAN STANLEY | History | Reduced | 12,096 | 9 | 0.0% | 0.0% | 26 | -13,888 | -53.45% | Q1 2026 | May 15, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 10,420 | 8 | 0.0% | 0.0% | 27 | -13 | -0.12% | Q1 2026 | May 15, 2026 |
| Mariner, LLC | History | Reduced | 10,420 | 8 | 0.0% | 0.0% | 28 | -13 | -0.12% | Q1 2026 | May 13, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -73,812 | -100.0% | Q1 2026 | May 12, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -50,000 | -100.0% | Q1 2026 | May 15, 2026 |
| BLAIR WILLIAM & CO/IL | History | Closed out | 0 | 0 | — | 0.0% | — | -48,056 | -100.0% | Q1 2026 | May 08, 2026 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -47,968 | -100.0% | Q1 2026 | May 15, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,135 | -100.0% | Q1 2026 | May 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,764 | -100.0% | Q1 2026 | May 15, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -4,647 | -100.0% | Q1 2026 | May 15, 2026 |
| Jessup Wealth Management, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -2,840 | -100.0% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 108 | 0 | — | 0.0% | — | -1,817 | -94.39% | Q1 2026 | May 05, 2026 |
| CITIGROUP INC | History | New | 975 | 0 | — | — | — | +975 | New | Q1 2026 | May 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | — | — | -463 | -100.0% | Q1 2026 | May 15, 2026 |
| Vermillion Wealth Management, Inc. | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q1 2026 | Apr 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1,000 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 350 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| SBI Securities Co., Ltd. | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Quent Capital, LLC | History | No change | 40 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |