Listed Funds Trust - NOVZ
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TrueMark Investments, LLC | History | Reduced | 181,626 | 7,965 | 1.52% | 1.46% | 1 | -6,442 | -3.43% | Q4 2025 | Jan 14, 2026 |
| Valtinson Bruner Financial Planning LLC | History | Reduced | 69,361 | 3,041 | 0.87% | 0.94% | 2 | -1,858 | -2.61% | Q4 2025 | Feb 09, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 44,982 | 1,973 | 0.06% | 0.07% | 3 | -2,005 | -4.27% | Q4 2025 | Feb 12, 2026 |
| Elevated Capital Advisors, LLC | History | Reduced | 13,009 | 570 | 0.13% | 0.15% | 4 | -507 | -3.75% | Q4 2025 | Jan 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 11,969 | 524 | 0.0% | 0.0% | 5 | +300 | 2.57% | Q4 2025 | Feb 17, 2026 |
| LaSalle St. Investment Advisors, LLC | History | No change | 5,133 | 225 | 0.04% | 0.04% | 6 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | New | 1,559 | 68 | 0.01% | — | 7 | +1,559 | New | Q4 2025 | Feb 09, 2026 |
| AE Wealth Management LLC | History | Reduced | 879 | 38 | 0.0% | 0.0% | 8 | -387 | -30.57% | Q4 2025 | Jan 26, 2026 |
| Kestra Advisory Services, LLC | History | New | 581 | 25 | 0.0% | — | 9 | +581 | New | Q4 2025 | Feb 13, 2026 |
| Arax Advisory Partners | History | No change | 370 | 16 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 222 | 9 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Capital Investment Advisory Services, LLC | History | New | 181 | 7 | 0.0% | — | 12 | +181 | New | Q4 2025 | Jan 21, 2026 |
| UBS Group AG | History | Reduced | 148 | 6 | 0.0% | 0.0% | 13 | -243 | -62.15% | Q4 2025 | Jan 29, 2026 |
| Lloyd Advisory Services, LLC. | History | New | 78 | 3 | 0.0% | — | 14 | +78 | New | Q4 2025 | Feb 06, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,638 | -100.0% | Q3 2025 | Nov 14, 2025 |
| INSIGHT 2811, INC. | History | Closed out | 0 | 0 | — | 0.1% | — | -5,131 | -100.0% | Q3 2025 | Nov 06, 2025 |
| ASSETMARK, INC | History | New | 8 | 0 | — | — | — | +8 | New | Q4 2025 | Jan 23, 2026 |