NORTHWEST BIOTHERAPEUTICS INC - NWBO
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMPASS FINANCIAL MANAGEMENT LLC | History | Added to | 1,632,250 | 243 | 0.03% | 0.03% | 1 | +416,750 | 34.29% | Q3 2026 | Oct 30, 2026 |
| VSM Wealth Advisory, LLC | History | No change | 80,574 | 15 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Opus Capital Group, LLC | History | No change | 60,150 | 9 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Ethos Financial Group, LLC | History | No change | 39,070 | 6 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Williams Jones Wealth Management, LLC. | History | No change | 25,000 | 3 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| KELLEHER FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.02% | — | -800,000 | -100.0% | Q3 2026 | Oct 30, 2026 |
| Markowski Investments | History | New | 1,050 | 0 | — | — | — | +1,050 | New | Q3 2026 | Oct 30, 2026 |
| Coston, McIsaac & Partners | History | Closed out | 0 | 0 | — | — | — | -1,000 | -100.0% | Q3 2026 | Nov 06, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 250 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |