NORTHWEST BIOTHERAPEUTICS INC - NWBO
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 1,215,500 | 227 | 0.03% | — | 1 | +1,215,500 | New | Q2 2026 | Aug 12, 2026 |
| KELLEHER FINANCIAL ADVISORS | History | Added to | 800,000 | 149 | 0.02% | 0.01% | 2 | +600,000 | 300.0% | Q2 2026 | Aug 06, 2026 |
| VSM Wealth Advisory, LLC | History | No change | 80,574 | 15 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Opus Capital Group, LLC | History | No change | 60,150 | 11 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Ethos Financial Group, LLC | History | No change | 39,070 | 6 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Williams Jones Wealth Management, LLC. | History | No change | 25,000 | 4 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 250 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| McIlrath & Eck, LLC | History | No change | 600 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 19, 2026 |
| Coston, McIsaac & Partners | History | No change | 1,000 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |