Brookfield Oaktree Holdings, LLC - OAK-PA
Detailed investor-level table based on 13F positions.
Early Q4 2025 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Findlay Park Partners LLP | History | No change | 1,180,000 | 58,988 | 0.61% | 0.78% | 1 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| GLUSKIN SHEFF & ASSOC INC | History | Added to | 777,574 | 38,871 | 2.63% | 1.32% | 2 | +422,687 | 119.1% | Q2 2014 | Jul 23, 2014 |
| Neuberger Berman Group LLC | History | Added to | 760,737 | 38,029 | 0.04% | 0.04% | 3 | +68,743 | 9.93% | Q2 2014 | Aug 05, 2014 |
| MACKENZIE FINANCIAL CORP | History | Added to | 674,062 | 33,696 | 0.16% | 0.14% | 4 | +169,362 | 33.56% | Q2 2014 | Aug 11, 2014 |
| CI INVESTMENTS INC. | History | Added to | 655,000 | 32,743 | 0.32% | 0.33% | 5 | +115,000 | 21.3% | Q2 2014 | Aug 01, 2014 |
| LOCUST WOOD CAPITAL ADVISERS, LLC | History | Added to | 424,310 | 21,211 | 3.02% | 0.07% | 6 | +416,648 | 5437.85% | Q2 2014 | Jul 28, 2014 |
| BB&T SECURITIES, LLC | History | Added to | 39,915 | 19,953 | 0.05% | 0.02% | 7 | +26,718 | 202.46% | Q2 2014 | Jul 11, 2014 |
| Trust Asset Management LLC | History | New | 162,993 | 8,148 | 5.62% | — | 8 | +162,993 | New | Q2 2014 | Aug 05, 2014 |
| ROYCE & ASSOCIATES LLC | History | Reduced | 150,400 | 7,518 | 0.02% | 0.03% | 9 | -32,800 | -17.9% | Q2 2014 | Aug 11, 2014 |
| Swift Run Capital Management, LLC | History | Added to | 145,723 | 7,285 | 3.18% | 4.5% | 10 | +1,130 | 0.78% | Q2 2014 | Jul 28, 2014 |
| Hilton Capital Management, LLC | History | Added to | 128,440 | 6,421 | 2.09% | 1.28% | 11 | +71,905 | 127.19% | Q2 2014 | Jul 15, 2014 |
| TORONTO DOMINION BANK | History | Added to | 113,504 | 5,673 | 0.02% | 0.02% | 12 | +3,534 | 3.21% | Q2 2014 | Aug 11, 2014 |
| Glacier Peak Capital LLC | History | New | 82,296 | 4,114 | 2.56% | — | 13 | +82,296 | New | Q2 2014 | Jul 29, 2014 |
| Clear Harbor Asset Management, LLC | History | New | 72,050 | 3,602 | 0.77% | — | 14 | +72,050 | New | Q2 2014 | Jul 23, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 67,106 | 3,355 | 0.0% | 0.01% | 15 | -64,979 | -49.19% | Q2 2014 | Aug 11, 2014 |
| AGRAN LIBBIE | History | Added to | 62,853 | 3,142 | 0.8% | 0.97% | 16 | +1,202 | 1.95% | Q2 2014 | Aug 01, 2014 |
| Guild Investment Management, Inc. | History | Added to | 56,835 | 2,841 | 2.54% | 4.06% | 17 | +14,920 | 35.6% | Q2 2014 | Aug 01, 2014 |
| Laurel Grove Capital, LLC | History | Added to | 49,700 | 2,485 | 1.38% | 1.47% | 18 | +7,650 | 18.19% | Q2 2014 | Jul 15, 2014 |
| FIRST NATIONAL BANK OF OMAHA | History | No change | 100,980 | 2,235 | 0.16% | 0.16% | 19 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| K.J. Harrison & Partners Inc | History | Added to | 41,500 | 2,075 | 0.59% | 0.7% | 20 | +800 | 1.97% | Q2 2014 | Jul 17, 2014 |
| SeaBridge Investment Advisors LLC | History | Added to | 38,125 | 1,906 | 0.39% | 0.42% | 21 | +5,620 | 17.29% | Q2 2014 | Aug 06, 2014 |
| BROWN ADVISORY INC | History | Added to | 36,275 | 1,814 | 0.01% | 0.0% | 22 | +28,275 | 353.44% | Q2 2014 | Aug 08, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 35,826 | 1,791 | 0.08% | 0.04% | 23 | +26,705 | 292.79% | Q2 2014 | Aug 08, 2014 |
| Moon Capital Management, LLC | History | Added to | 29,545 | 1,476 | 2.33% | 1.82% | 24 | +6,424 | 27.78% | Q2 2014 | Jul 14, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 27,622 | 1,381 | 0.02% | 0.02% | 25 | -897 | -3.15% | Q2 2014 | Jul 23, 2014 |
| Financial Architects, Inc | History | Added to | 25,070 | 1,253 | 0.6% | 0.67% | 26 | +5,825 | 30.27% | Q2 2014 | Aug 06, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | Added to | 24,208 | 1,210 | 0.14% | 0.18% | 27 | +215 | 0.9% | Q2 2014 | Aug 08, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Added to | 23,539 | 1,173 | 0.0% | 0.0% | 28 | +4,539 | 23.89% | Q2 2014 | Aug 06, 2014 |
| Old West Investment Management, LLC | History | No change | 20,000 | 999 | 0.59% | 0.72% | 29 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| CHICKASAW CAPITAL MANAGEMENT LLC | History | Added to | 18,420 | 921 | 0.03% | 0.04% | 30 | +4,440 | 31.76% | Q2 2014 | Jul 30, 2014 |
| Chevy Chase Trust Holdings, Inc. | History | Reduced | 16,500 | 825 | 0.01% | 0.03% | 31 | -47,180 | -74.09% | Q2 2014 | Jul 16, 2014 |
| ALPINE WOODS CAPITAL INVESTORS, LLC | History | Added to | 16,121 | 806 | 0.02% | 0.02% | 32 | +8,850 | 121.72% | Q2 2014 | Aug 08, 2014 |
| VNBTrust, National Association | History | Reduced | 16,000 | 800 | 0.4% | 1.46% | 33 | -35,390 | -68.87% | Q2 2014 | Jul 18, 2014 |
| GARRISON BRADFORD & ASSOCIATES INC | History | Reduced | 15,750 | 787 | 0.73% | 0.9% | 34 | -300 | -1.87% | Q2 2014 | Jul 14, 2014 |
| National Planning Corp | History | Reduced | 15,668 | 783 | 0.06% | 0.11% | 35 | -6,262 | -28.55% | Q2 2014 | Jul 16, 2014 |
| NEVILLE RODIE & SHAW INC | History | New | 14,000 | 700 | 0.07% | — | 36 | +14,000 | New | Q2 2014 | Jul 10, 2014 |
| NAPLES GLOBAL ADVISORS, LLC | History | Added to | 13,955 | 698 | 0.41% | 0.49% | 37 | +305 | 2.23% | Q2 2014 | Jul 14, 2014 |
| Concert Wealth Management Inc. | History | Reduced | 14,935 | 697 | 0.09% | 0.11% | 38 | -94 | -0.63% | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 13,550 | 677 | 0.0% | 0.0% | 39 | +4,730 | 53.63% | Q2 2014 | Aug 08, 2014 |
| Osborn Rohs Williams & Donohoe Ltd | History | No change | 12,800 | 630 | 0.13% | 0.16% | 40 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| LPL Financial LLC | History | Reduced | 12,428 | 621 | 0.0% | 0.01% | 41 | -4,945 | -28.46% | Q2 2014 | Aug 05, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 12,220 | 611 | 0.02% | 0.02% | 42 | +4,113 | 50.73% | Q2 2014 | Jul 25, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Added to | 11,000 | 549 | 0.18% | 0.16% | 43 | +3,050 | 38.36% | Q2 2014 | Jul 16, 2014 |
| Sanctuary Wealth Advisors, LLC | History | Added to | 9,857 | 490 | 0.18% | 0.21% | 44 | +732 | 8.02% | Q2 2014 | Jul 29, 2014 |
| Airain ltd | History | New | 8,527 | 426 | 0.03% | — | 45 | +8,527 | New | Q2 2014 | Aug 05, 2014 |
| HL FINANCIAL SERVICES LLC | History | Added to | 7,150 | 357 | 0.01% | 0.01% | 46 | +2,600 | 57.14% | Q2 2014 | Aug 01, 2014 |
| Brown Advisory Securities, LLC | History | Added to | 6,700 | 335 | 0.12% | 0.13% | 47 | +1,000 | 17.54% | Q2 2014 | Aug 08, 2014 |
| Joel Isaacson & Co., LLC | History | Added to | 6,500 | 325 | 0.1% | 0.06% | 48 | +3,500 | 116.67% | Q2 2014 | Jul 21, 2014 |
| HOLLENCREST SECURITIES LLC | History | Added to | 5,990 | 299 | 0.04% | 0.05% | 49 | +155 | 2.66% | Q2 2014 | Jul 30, 2014 |
| Baltimore-Washington Financial Advisors, Inc. | History | Added to | 5,650 | 282 | 0.09% | 0.03% | 50 | +3,900 | 222.86% | Q2 2014 | Jul 18, 2014 |
| NORTHERN OAK CAPITAL MANAGEMENT INC | History | Added to | 5,600 | 280 | 0.08% | 0.07% | 51 | +1,500 | 36.59% | Q2 2014 | Aug 06, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | No change | 4,900 | 245 | 0.07% | 0.08% | 52 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| BLAIR WILLIAM & CO/IL | History | No change | 4,815 | 240 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| DAVENPORT & Co LLC | History | Reduced | 4,785 | 239 | 0.0% | 0.01% | 54 | -37 | -0.77% | Q2 2014 | Jul 25, 2014 |
| Oxbow Advisors, LLC | History | No change | 4,125 | 206 | 0.03% | 0.04% | 55 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| Mraz, Amerine & Associates, Inc. | History | New | 4,000 | 200 | 0.08% | — | 56 | +4,000 | New | Q2 2014 | Aug 11, 2014 |
| American Money Management, LLC | History | Reduced | 3,918 | 196 | 0.16% | 0.24% | 57 | -1,000 | -20.33% | Q2 2014 | Aug 07, 2014 |
| WHITTIER TRUST CO | History | No change | 3,896 | 195 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Carroll Financial Associates, Inc. | History | Added to | 2,400 | 120 | 0.03% | 0.01% | 59 | +2,000 | 500.0% | Q2 2014 | Aug 08, 2014 |
| Quantbot Technologies LP | History | New | 1,100 | 54 | 0.01% | — | 60 | +1,100 | New | Q2 2014 | Jul 08, 2014 |
| DAVIDSON D A & CO | History | Reduced | 675 | 33 | 0.0% | 0.0% | 61 | -70 | -9.4% | Q2 2014 | Jul 29, 2014 |
| West Oak Capital, LLC | History | No change | 550 | 27 | 0.02% | 0.02% | 62 | 0 | 0.0% | Q2 2014 | Jul 03, 2014 |
| Manchester Capital Management LLC | History | New | 500 | 25 | 0.0% | — | 63 | +500 | New | Q2 2014 | Jul 31, 2014 |
| MetLife Securities, Inc | History | No change | 371 | 19 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Highlander Capital Management, LLC | History | No change | 300 | 14 | 0.01% | 0.02% | 65 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| MACROVIEW INVESTMENT MANAGEMENT LLC | History | No change | 200 | 10 | 0.01% | 0.02% | 66 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | No change | 185 | 9 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| BlackRock Fund Advisors | History | No change | 137 | 7 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| WEALTHFRONT INC | History | New | 100 | 5 | 0.0% | — | 69 | +100 | New | Q2 2014 | Jul 24, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -5,771,908 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.04% | — | -2,771,970 | -100.0% | Q1 2014 | May 15, 2014 |
| Epoch Investment Partners, Inc. | History | Closed out | 0 | 0 | — | 0.61% | — | -2,599,800 | -100.0% | Q1 2014 | May 14, 2014 |
| Hawkins Capital L.P. | History | Closed out | 0 | 0 | — | 18.61% | — | -2,332,915 | -100.0% | Q1 2014 | May 12, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.04% | — | -1,963,725 | -100.0% | Q1 2014 | May 15, 2014 |
| BAMCO INC /NY/ | History | Closed out | 0 | 0 | — | 0.44% | — | -1,861,617 | -100.0% | Q1 2014 | May 15, 2014 |
| Horizon Kinetics LLC | History | Closed out | 0 | 0 | — | 1.05% | — | -1,444,060 | -100.0% | Q1 2014 | May 14, 2014 |
| WADDELL & REED FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.1% | — | -1,139,667 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.03% | — | -1,089,634 | -100.0% | Q1 2014 | May 13, 2014 |
| FARALLON CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.96% | — | -840,000 | -100.0% | Q1 2014 | May 15, 2014 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.08% | — | -752,742 | -100.0% | Q1 2014 | May 09, 2014 |
| Greenwich Investment Management, Inc. | History | Closed out | 0 | 0 | — | 18.22% | — | -492,569 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.02% | — | -437,015 | -100.0% | Q1 2014 | May 15, 2014 |
| Red Rocks Capital LLC | History | Closed out | 0 | 0 | — | 6.29% | — | -365,543 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -350,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Capital World Investors | History | Closed out | 0 | 0 | — | 0.0% | — | -305,700 | -100.0% | Q1 2014 | May 15, 2014 |
| Ranger International Management, LP | History | Closed out | 0 | 0 | — | 4.84% | — | -261,894 | -100.0% | Q1 2014 | May 14, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -210,081 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -192,664 | -100.0% | Q1 2014 | May 14, 2014 |
| Archon Partners LLC | History | Closed out | 0 | 0 | — | 2.79% | — | -169,900 | -100.0% | Q1 2014 | May 14, 2014 |
| KEELEY ASSET MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.17% | — | -169,182 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -157,436 | -100.0% | Q1 2014 | May 13, 2014 |
| Global Endowment Management, LP | History | Closed out | 0 | 0 | — | 1.37% | — | -150,000 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.01% | — | -146,837 | -100.0% | Q1 2014 | May 16, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.01% | — | -140,700 | -100.0% | Q1 2014 | May 28, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -136,992 | -100.0% | Q1 2014 | May 15, 2014 |
| INTREPID CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 1.57% | — | -127,158 | -100.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -121,901 | -100.0% | Q1 2014 | May 15, 2014 |
| MOGY JOEL R INVESTMENT COUNSEL INC | History | Closed out | 0 | 0 | — | 1.27% | — | -104,400 | -100.0% | Q1 2014 | May 14, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.06% | — | -104,207 | -100.0% | Q1 2014 | May 15, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | Closed out | 0 | 0 | — | 0.02% | — | -102,700 | -100.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.03% | — | -100,311 | -100.0% | Q1 2014 | May 15, 2014 |
| Polar Capital LLP | History | Closed out | 0 | 0 | — | 0.12% | — | -87,250 | -100.0% | Q1 2014 | May 07, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -85,100 | -100.0% | Q1 2014 | Apr 18, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -77,502 | -100.0% | Q1 2014 | May 15, 2014 |
| MAD RIVER INVESTORS | History | Closed out | 0 | 0 | — | 3.19% | — | -71,725 | -100.0% | Q1 2014 | May 06, 2014 |
| NEEDHAM INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.86% | — | -70,000 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -47,053 | -100.0% | Q1 2014 | May 16, 2014 |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | History | Closed out | 0 | 0 | — | 0.06% | — | -44,400 | -100.0% | Q1 2014 | May 13, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.07% | — | -38,233 | -100.0% | Q1 2014 | May 09, 2014 |
| CI Global Investments Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -30,000 | -100.0% | Q1 2014 | May 06, 2014 |
| Family Management Corp | History | Closed out | 0 | 0 | — | 0.75% | — | -24,775 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,284 | -100.0% | Q1 2014 | May 14, 2014 |
| Hilltop Park Associates LLC | History | Closed out | 0 | 0 | — | 1.6% | — | -24,000 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.01% | — | -18,595 | -100.0% | Q1 2014 | May 13, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,847 | -100.0% | Q1 2014 | May 14, 2014 |
| ADVISORY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,680 | -100.0% | Q1 2014 | May 15, 2014 |
| Calamos Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,300 | -100.0% | Q1 2014 | May 16, 2014 |
| INDEPENDENT INVESTORS INC | History | Closed out | 0 | 0 | — | 0.4% | — | -14,400 | -100.0% | Q1 2014 | May 14, 2014 |
| Northeast Financial Consultants Inc | History | Closed out | 0 | 0 | — | 0.49% | — | -14,325 | -100.0% | Q1 2014 | May 01, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.0% | — | -13,248 | -100.0% | Q1 2014 | May 13, 2014 |
| LMM LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -13,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Arrowpoint Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -12,100 | -100.0% | Q1 2014 | May 15, 2014 |
| LOEB PARTNERS CORP | History | Closed out | 0 | 0 | — | 0.2% | — | -10,000 | -100.0% | Q1 2014 | May 13, 2014 |
| FIRST FOUNDATION ADVISORS | History | Closed out | 0 | 0 | — | 0.07% | — | -10,000 | -100.0% | Q1 2014 | May 15, 2014 |
| RBF Capital, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -10,000 | -100.0% | Q1 2014 | May 13, 2014 |
| CANNELL CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -9,660 | -100.0% | Q1 2014 | May 14, 2014 |
| THOMPSON DAVIS & CO., INC. | History | Closed out | 0 | 0 | — | 0.77% | — | -8,000 | -100.0% | Q1 2014 | May 09, 2014 |
| SPIRIT OF AMERICA MANAGEMENT CORP/NY | History | Closed out | 0 | 0 | — | 0.17% | — | -7,300 | -100.0% | Q1 2014 | Apr 17, 2014 |
| Horizon Investments, LLC/SC | History | Closed out | 0 | 0 | — | 0.05% | — | -6,600 | -100.0% | Q1 2014 | May 13, 2014 |
| USCA RIA LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -6,497 | -100.0% | Q1 2014 | May 12, 2014 |
| KING INVESTMENT ADVISORS INC/TX | History | Closed out | 0 | 0 | — | 0.15% | — | -5,510 | -100.0% | Q1 2014 | May 14, 2014 |
| Belmont Global Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.24% | — | -5,000 | -100.0% | Q1 2014 | May 13, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,800 | -100.0% | Q1 2014 | May 14, 2014 |
| CLINTON GROUP INC | History | Closed out | 0 | 0 | — | 0.08% | — | -3,799 | -100.0% | Q1 2014 | May 14, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,735 | -100.0% | Q1 2014 | May 14, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,500 | -100.0% | Q1 2014 | May 14, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,950 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,575 | -100.0% | Q1 2014 | May 15, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,500 | -100.0% | Q1 2014 | May 07, 2014 |
| FRIESS ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,200 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.02% | — | -1,431 | -100.0% | Q1 2014 | Apr 24, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -1,252 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 16, 2014 |
| Hirtle Callaghan & Co LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -390 | -100.0% | Q1 2014 | May 02, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -350 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -344 | -100.0% | Q1 2014 | May 02, 2014 |