Listed Funds Trust - OCTZ
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 7 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TrueMark Investments, LLC | History | Added to | 191,925 | 8,167 | 1.56% | 1.4% | 1 | +6,672 | 3.6% | Q4 2025 | Jan 14, 2026 |
| AE Wealth Management LLC | History | Added to | 104,873 | 4,462 | 0.03% | 0.0% | 2 | +103,803 | 9701.21% | Q4 2025 | Jan 26, 2026 |
| Authentikos Wealth Advisory, LLC | History | Reduced | 48,267 | 2,053 | 1.36% | 1.43% | 3 | -1,661 | -3.33% | Q4 2025 | Feb 06, 2026 |
| Lloyd Advisory Services, LLC. | History | New | 37,954 | 1,615 | 0.63% | — | 4 | +37,954 | New | Q4 2025 | Feb 06, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 13,891 | 591 | 0.01% | — | 5 | +13,891 | New | Q4 2025 | Feb 17, 2026 |
| B.O.S.S. Retirement Advisors, LLC | History | New | 11,843 | 503 | 0.16% | — | 6 | +11,843 | New | Q4 2025 | Feb 02, 2026 |
| HOWARD BAILEY SECURITIES, LLC | History | New | 10,339 | 439 | 0.17% | — | 7 | +10,339 | New | Q4 2025 | Feb 11, 2026 |
| Great Lakes Retirement, Inc. | History | New | 6,104 | 259 | 0.03% | — | 8 | +6,104 | New | Q4 2025 | Feb 12, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 5,500 | 234 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Retirement Planning Group, LLC | History | Reduced | 5,488 | 233 | 0.01% | 0.01% | 10 | -12 | -0.22% | Q4 2025 | Feb 03, 2026 |
| LifeWealth Investments, LLC | History | New | 5,326 | 226 | 0.07% | — | 11 | +5,326 | New | Q4 2025 | Jan 26, 2026 |
| Capital Investment Advisory Services, LLC | History | New | 3,430 | 145 | 0.01% | — | 12 | +3,430 | New | Q4 2025 | Jan 21, 2026 |
| Kingdom Financial Group LLC. | History | New | 2,026 | 86 | 0.03% | — | 13 | +2,026 | New | Q4 2025 | Feb 06, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 1,300 | 55 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | New | 973 | 41 | 0.0% | — | 15 | +973 | New | Q4 2025 | Feb 13, 2026 |
| Arax Advisory Partners | History | No change | 600 | 25 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Quest 10 Wealth Builders, Inc. | History | New | 484 | 20 | 0.02% | — | 17 | +484 | New | Q4 2025 | Jan 29, 2026 |
| Networth Advisors, LLC | History | New | 435 | 18 | 0.01% | — | 18 | +435 | New | Q4 2025 | Jan 22, 2026 |
| Weaver Consulting Group | History | Closed out | 0 | 0 | — | 0.05% | — | -4,754 | -100.0% | Q3 2025 | Nov 12, 2025 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -36 | -100.0% | Q3 2025 | Nov 13, 2025 |
| ASSETMARK, INC | History | New | 8 | 0 | — | — | — | +8 | New | Q4 2025 | Jan 23, 2026 |