Listed Funds Trust - OCTZ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AE Wealth Management LLC | History | Added to | 425,730 | 17,497 | 0.09% | 0.03% | 1 | +320,857 | 305.95% | Q1 2026 | May 13, 2026 |
| TrueMark Investments, LLC | History | Added to | 274,021 | 11,262 | 2.19% | 1.56% | 2 | +82,096 | 42.78% | Q1 2026 | Apr 20, 2026 |
| Authentikos Wealth Advisory, LLC | History | Added to | 49,442 | 2,032 | 1.37% | 1.36% | 3 | +1,175 | 2.43% | Q1 2026 | May 07, 2026 |
| Wellment Financial | History | New | 34,825 | 1,431 | 1.77% | — | 4 | +34,825 | New | Q1 2026 | Apr 28, 2026 |
| POM Investment Strategies, LLC | History | New | 28,397 | 1,167 | 1.45% | — | 5 | +28,397 | New | Q1 2026 | May 11, 2026 |
| SMART Wealth LLC | History | New | 19,460 | 799 | 0.23% | — | 6 | +19,460 | New | Q1 2026 | Apr 23, 2026 |
| Outlook Wealth Advisors, LLC | History | New | 16,049 | 659 | 0.16% | — | 7 | +16,049 | New | Q1 2026 | Apr 17, 2026 |
| FWG Investments, LLC. | History | New | 13,560 | 557 | 0.35% | — | 8 | +13,560 | New | Q1 2026 | Apr 21, 2026 |
| Elevated Capital Advisors, LLC | History | New | 12,731 | 523 | 0.13% | — | 9 | +12,731 | New | Q1 2026 | Apr 30, 2026 |
| Integrated Wealth Management | History | New | 11,963 | 491 | 0.56% | — | 10 | +11,963 | New | Q1 2026 | Apr 22, 2026 |
| B.O.S.S. Retirement Advisors, LLC | History | Reduced | 11,072 | 455 | 0.14% | 0.16% | 11 | -771 | -6.51% | Q1 2026 | Apr 28, 2026 |
| OLD MISSION CAPITAL LLC | History | Reduced | 10,548 | 433 | 0.01% | 0.01% | 12 | -3,343 | -24.07% | Q1 2026 | May 15, 2026 |
| HOWARD BAILEY SECURITIES, LLC | History | Added to | 10,425 | 428 | 0.18% | 0.17% | 13 | +86 | 0.83% | Q1 2026 | Apr 23, 2026 |
| FSA Advisors, Inc. | History | New | 9,483 | 389 | 0.26% | — | 14 | +9,483 | New | Q1 2026 | May 06, 2026 |
| Networth Advisors, LLC | History | Added to | 9,145 | 375 | 0.27% | 0.01% | 15 | +8,710 | 2002.3% | Q1 2026 | Apr 22, 2026 |
| LifeWealth Investments, LLC | History | Added to | 6,524 | 268 | 0.08% | 0.07% | 16 | +1,198 | 22.49% | Q1 2026 | Apr 20, 2026 |
| Great Lakes Retirement, Inc. | History | Reduced | 5,613 | 230 | 0.02% | 0.03% | 17 | -491 | -8.04% | Q1 2026 | May 06, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 5,500 | 226 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Added to | 4,990 | 205 | 0.18% | 0.02% | 20 | +4,506 | 930.99% | Q1 2026 | May 06, 2026 |
| Retirement Planning Group, LLC | History | Reduced | 5,001 | 205 | 0.01% | 0.01% | 19 | -487 | -8.87% | Q1 2026 | May 04, 2026 |
| Csenge Advisory Group | History | New | 4,964 | 204 | 0.01% | — | 21 | +4,964 | New | Q1 2026 | Apr 30, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 3,520 | 144 | 0.01% | 0.01% | 22 | +90 | 2.62% | Q1 2026 | May 05, 2026 |
| JPMORGAN CHASE & CO | History | New | 2,892 | 116 | 0.0% | — | 23 | +2,892 | New | Q1 2026 | May 13, 2026 |
| Lloyd Advisory Services, LLC. | History | Reduced | 2,262 | 92 | 0.03% | 0.63% | 24 | -35,692 | -94.04% | Q1 2026 | May 13, 2026 |
| Kingdom Financial Group LLC. | History | Added to | 2,262 | 92 | 0.03% | 0.03% | 25 | +236 | 11.65% | Q1 2026 | May 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 1,315 | 54 | 0.0% | 0.0% | 26 | +15 | 1.15% | Q1 2026 | May 15, 2026 |
| Arax Advisory Partners | History | No change | 600 | 24 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Key Capital Management, INC | History | New | 313 | 12 | 0.01% | — | 28 | +313 | New | Q1 2026 | May 07, 2026 |
| Decker Retirement Planning Inc. | History | New | 173 | 7 | 0.0% | — | 29 | +173 | New | Q1 2026 | Apr 20, 2026 |
| UBS Group AG | History | New | 89 | 3 | 0.0% | — | 30 | +89 | New | Q1 2026 | May 05, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -973 | -100.0% | Q1 2026 | Apr 30, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | — | — | -8 | -100.0% | Q1 2026 | May 06, 2026 |