Oxford Square Capital Corp. - OXSQ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Legal & General Group Plc | History | Added to | 587,348 | 1,042 | 0.0% | 0.0% | 1 | +23,773 | 4.22% | Q1 2026 | May 08, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 319,913 | 563 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| BlackRock, Inc. | History | Reduced | 297,432 | 526 | 0.0% | 0.0% | 3 | -203,157 | -40.58% | Q1 2026 | May 13, 2026 |
| CITADEL ADVISORS LLC | History | New | 245,500 | 434 | 0.0% | — | 4 | +245,500 | New | Q1 2026 | May 15, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 213,488 | 377 | 0.1% | 0.11% | 5 | -9,248 | -4.15% | Q1 2026 | May 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 202,580 | 358 | 0.0% | 0.0% | 6 | -2,247 | -1.1% | Q1 2026 | May 15, 2026 |
| XTX Topco Ltd | History | New | 162,199 | 287 | 0.0% | — | 7 | +162,199 | New | Q1 2026 | May 15, 2026 |
| Virtu Financial LLC | History | Added to | 119,757 | 212 | 0.01% | 0.0% | 8 | +74,211 | 162.94% | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Reduced | 112,761 | 199 | 0.0% | 0.0% | 9 | -118,882 | -51.32% | Q1 2026 | May 05, 2026 |
| Silverberg Bernstein Capital Management LLC | History | Added to | 106,710 | 188 | 0.1% | 0.08% | 10 | +31,865 | 42.57% | Q1 2026 | Apr 16, 2026 |
| CANADA LIFE ASSURANCE Co | History | Added to | 99,101 | 176 | 0.0% | 0.0% | 11 | +8,322 | 9.17% | Q1 2026 | May 14, 2026 |
| Founders Financial Alliance, LLC | History | No change | 84,865 | 150 | 0.03% | 0.03% | 12 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| HRT FINANCIAL LP | History | New | 80,217 | 141 | 0.0% | — | 13 | +80,217 | New | Q1 2026 | May 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 72,642 | 128 | 0.0% | 0.0% | 14 | -483,926 | -86.95% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 72,542 | 128 | 0.0% | 0.0% | 15 | +18,960 | 35.39% | Q1 2026 | May 06, 2026 |
| McIlrath & Eck, LLC | History | Added to | 65,375 | 115 | 0.01% | 0.0% | 16 | +40,875 | 166.84% | Q1 2026 | May 19, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 65,425 | 115 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| MORGAN STANLEY | History | Added to | 64,780 | 114 | 0.0% | 0.0% | 18 | +6,000 | 10.21% | Q1 2026 | May 15, 2026 |
| CITIGROUP INC | History | New | 50,234 | 88 | 0.0% | — | 19 | +50,234 | New | Q1 2026 | May 11, 2026 |
| Ethos Financial Group, LLC | History | No change | 41,967 | 73 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 37,470 | 66 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| BostonPremier Wealth LLC | History | Reduced | 26,026 | 46 | 0.02% | 0.03% | 22 | -9,200 | -26.12% | Q1 2026 | Apr 10, 2026 |
| Cetera Investment Advisers | History | Reduced | 22,748 | 40 | 0.0% | 0.0% | 23 | -1,294 | -5.38% | Q1 2026 | May 13, 2026 |
| Parkside Financial Bank & Trust | History | No change | 22,170 | 39 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Arkadios Wealth Advisors | History | Added to | 21,217 | 37 | 0.0% | 0.0% | 26 | +624 | 3.03% | Q1 2026 | May 18, 2026 |
| Sigma Planning Corp | History | Added to | 21,310 | 37 | 0.0% | 0.0% | 25 | +299 | 1.42% | Q1 2026 | May 04, 2026 |
| First Affirmative Financial Network | History | New | 19,040 | 33 | 0.01% | — | 27 | +19,040 | New | Q1 2026 | May 11, 2026 |
| United Bank | History | No change | 15,420 | 27 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| SIH Partners, LLLP | History | New | 14,109 | 24 | 0.0% | — | 29 | +14,109 | New | Q1 2026 | May 15, 2026 |
| Reliant Investment Partners, LLC | History | Added to | 12,597 | 22 | 0.02% | 0.02% | 32 | +745 | 6.29% | Q1 2026 | May 11, 2026 |
| KENNEDY INVESTMENT GROUP, INC. | History | Added to | 12,492 | 22 | 0.01% | 0.01% | 31 | +739 | 6.29% | Q1 2026 | Apr 22, 2026 |
| Acorn Wealth Advisors, LLC | History | Added to | 12,447 | 22 | 0.01% | 0.01% | 30 | +390 | 3.23% | Q1 2026 | Apr 30, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 11,800 | 21 | 0.0% | 0.0% | 33 | -2 | -0.02% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 11,063 | 20 | 0.0% | 0.0% | 34 | -8,259 | -42.74% | Q1 2026 | Apr 30, 2026 |
| National Wealth Management Group, LLC | History | Added to | 10,799 | 19 | 0.01% | 0.01% | 35 | +597 | 5.85% | Q1 2026 | May 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 10,276 | 18 | 0.0% | — | 36 | +10,276 | New | Q1 2026 | May 07, 2026 |
| ALERUS FINANCIAL NA | History | No change | 10,000 | 17 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| LifeSteps Financial, Inc. | History | No change | 10,000 | 17 | 0.01% | 0.01% | 38 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 8,000 | 14 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Triumph Capital Management | History | No change | 3,600 | 6 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| FIFTH THIRD BANCORP | History | No change | 2,000 | 3 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| JPMORGAN CHASE & CO | History | No change | 1,320 | 2 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 1,122 | 1 | 0.0% | — | 45 | +1,122 | New | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 588 | 1 | 0.0% | — | 43 | +32 | 5.76% | Q1 2026 | May 15, 2026 |
| CoreCap Advisors, LLC | History | No change | 1,041 | 1 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -455,138 | -100.0% | Q1 2026 | May 15, 2026 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -73,821 | -100.0% | Q1 2026 | May 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -29,260 | -100.0% | Q1 2026 | May 15, 2026 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -27,872 | -100.0% | Q1 2026 | May 14, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,865 | -100.0% | Q1 2026 | May 12, 2026 |
| LeClair Wealth Partners LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -18,122 | -100.0% | Q1 2026 | May 05, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -16,359 | -100.0% | Q1 2026 | May 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -11,858 | -100.0% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,056 | -100.0% | Q1 2026 | Apr 27, 2026 |
| EASTERN BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -2,400 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Garton & Associates Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,763 | -100.0% | Q1 2026 | May 11, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 150 | 0 | — | 0.0% | — | -1,461 | -90.69% | Q1 2026 | May 15, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 165 | 0 | — | 0.0% | — | -667 | -80.17% | Q1 2026 | May 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 542 | 0 | — | 0.0% | — | -611 | -52.99% | Q1 2026 | May 11, 2026 |
| Community Financial Services Group, LLC | History | New | 515 | 0 | — | — | — | +515 | New | Q1 2026 | Apr 08, 2026 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -458 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Allworth Financial LP | History | New | 22 | 0 | — | — | — | +22 | New | Q1 2026 | May 14, 2026 |
| Legacy Wealth Managment, LLC/ID | History | Closed out | 0 | 0 | — | — | — | -17 | -100.0% | Q1 2026 | May 07, 2026 |
| Caitong International Asset Management Co., Ltd | History | New | 2 | 0 | — | — | — | +2 | New | Q1 2026 | May 11, 2026 |