PALISADE BIO, INC. - PALI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Soleus Capital Management, L.P. | History | No change | 13,063,687 | 27,303 | 0.94% | 0.94% | 1 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| B Group, Inc. | History | No change | 11,414,285 | 23,855 | 11.2% | 11.2% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 11,081,434 | 23,160 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Jupiter Topco LLC | History | No change | 10,689,452 | 22,394 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | No change | 10,436,760 | 21,812 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Octagon Capital Advisors LP | History | No change | 10,276,317 | 21,477 | 1.93% | 1.93% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PERCEPTIVE ADVISORS LLC | History | No change | 8,425,065 | 17,608 | 0.26% | 0.26% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RA CAPITAL MANAGEMENT, L.P. | History | No change | 7,124,116 | 14,889 | 0.13% | 0.13% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 5,785,189 | 12,091 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Point72 Asset Management, L.P. | History | No change | 5,253,403 | 10,979 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Boxer Capital Management, LLC | History | No change | 4,799,875 | 10,031 | 0.76% | 0.76% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | History | No change | 4,500,000 | 9,405 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Eversept Partners, LP | History | No change | 4,182,785 | 8,742 | 0.45% | 0.45% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 3,760,485 | 7,861 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WELLINGTON MANAGEMENT GROUP LLP | History | No change | 3,703,936 | 7,741 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 3,578,020 | 7,478 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FEDERATED HERMES, INC. | History | No change | 3,136,607 | 6,555 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Squadron Capital Management LLC | History | No change | 3,000,000 | 6,270 | 1.95% | 1.95% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Propel Bio Management, LLC | History | No change | 2,582,388 | 5,397 | 2.82% | 2.82% | 19 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Vestal Point Capital, LP | History | No change | 2,500,000 | 5,225 | 0.12% | 0.12% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STATE STREET CORP | History | No change | 2,475,648 | 5,174 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| MORGAN STANLEY | History | No change | 2,474,069 | 5,170 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ORBIMED ADVISORS LLC | History | No change | 2,333,000 | 4,875 | 0.09% | 0.09% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GREAT POINT PARTNERS LLC | History | No change | 2,284,819 | 4,775 | 0.9% | 0.9% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SPHERA FUNDS MANAGEMENT LTD. | History | No change | 2,257,106 | 4,717 | 0.62% | 0.62% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HighVista Strategies LLC | History | No change | 2,030,927 | 4,244 | 0.97% | 0.97% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Siren, L.L.C. | History | No change | 2,000,000 | 4,180 | 0.08% | 0.08% | 27 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Artia Global Partners LP | History | No change | 1,992,367 | 4,164 | 0.77% | 0.77% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Aberdeen Group plc | History | No change | 1,910,205 | 3,992 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | No change | 1,875,694 | 3,920 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PLATINUM INVESTMENT MANAGEMENT LTD | History | No change | 1,730,866 | 3,617 | 0.89% | 0.89% | 31 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ADAR1 Capital Management, LLC | History | No change | 1,726,662 | 3,608 | 0.17% | 0.17% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | No change | 1,722,817 | 3,600 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Ally Bridge Group (NY) LLC | History | No change | 1,229,000 | 2,568 | 2.27% | 2.27% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHERN TRUST CORP | History | No change | 1,197,620 | 2,503 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 1,124,800 | 2,350 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CITADEL ADVISORS LLC | History | No change | 1,016,850 | 2,125 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | No change | 994,095 | 2,077 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Nuveen, LLC | History | No change | 969,457 | 2,026 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 934,155 | 1,952 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 885,912 | 1,851 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Ikarian Capital, LLC | History | No change | 750,000 | 1,567 | 0.17% | 0.17% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 737,307 | 1,540 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BIT Capital GmbH | History | No change | 574,000 | 1,199 | 0.04% | 0.04% | 44 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Creek Drive Management Group LLC | History | No change | 440,000 | 919 | 0.45% | 0.45% | 45 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | No change | 437,137 | 913 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | No change | 436,726 | 912 | 0.06% | 0.06% | 47 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 434,983 | 909 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MARSHALL WACE, LLP | History | No change | 398,790 | 833 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Bank of New York Mellon Corp | History | No change | 348,469 | 728 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| ACT CAPITAL MANAGEMENT, LLC | History | No change | 307,500 | 642 | 0.42% | 0.42% | 51 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Simplify Asset Management Inc. | History | Reduced | 434,333 | 586 | 0.01% | 0.01% | 52 | -16,210 | -3.6% | Q3 2026 | Oct 27, 2026 |
| Seven Fleet Capital Management LP | History | No change | 272,204 | 568 | 0.09% | 0.09% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 173,861 | 363 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Virtu Financial LLC | History | No change | 167,156 | 349 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RHUMBLINE ADVISERS | History | No change | 160,773 | 336 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| DEUTSCHE BANK AG\ | History | No change | 144,000 | 300 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| LPL Financial LLC | History | No change | 142,154 | 297 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| XTX Topco Ltd | History | No change | 130,263 | 272 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 126,602 | 264 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 125,567 | 262 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | No change | 124,691 | 260 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 121,152 | 254 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Pale Fire Capital SE | History | No change | 111,410 | 232 | 0.02% | 0.02% | 64 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Verdad Advisers, LP | History | No change | 99,660 | 208 | 0.2% | 0.2% | 65 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SECTORAL ASSET MANAGEMENT INC | History | No change | 88,000 | 183 | 0.13% | 0.13% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MetLife Investment Management, LLC | History | No change | 87,875 | 183 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Squarepoint Ops LLC | History | No change | 85,978 | 179 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EntryPoint Capital, LLC | History | No change | 78,498 | 164 | 0.04% | 0.04% | 69 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Invesco Ltd. | History | No change | 77,398 | 161 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | No change | 64,715 | 144 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | No change | 67,674 | 141 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Creative Planning | History | New | 91,474 | 123 | 0.0% | — | 73 | +91,474 | New | Q3 2026 | Nov 02, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | No change | 58,385 | 122 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| China Universal Asset Management Co., Ltd. | History | Added to | 81,000 | 117 | 0.01% | 0.01% | 75 | +13,110 | 19.31% | Q3 2026 | Oct 27, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 52,292 | 109 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 52,040 | 108 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quinn Opportunity Partners LLC | History | No change | 50,000 | 104 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 43,530 | 90 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Persistent Asset Partners Ltd | History | No change | 41,464 | 86 | 0.03% | 0.03% | 80 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| PCG Wealth Advisors, LLC | History | No change | 41,100 | 85 | 0.02% | 0.02% | 81 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 40,132 | 83 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Sep 09, 2026 |
| BARCLAYS PLC | History | No change | 36,253 | 75 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 33,100 | 69 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| WINTON GROUP Ltd | History | No change | 32,227 | 67 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | No change | 31,153 | 65 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 30,905 | 64 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | No change | 28,143 | 58 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TWO SIGMA SECURITIES, LLC | History | No change | 27,450 | 57 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GSA CAPITAL PARTNERS LLP | History | No change | 25,896 | 54 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| ExodusPoint Capital Management, LP | History | No change | 24,561 | 51 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 22,550 | 47 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PRUDENTIAL FINANCIAL INC | History | No change | 22,265 | 46 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | No change | 19,757 | 41 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Voleon Capital Management LP | History | No change | 18,847 | 39 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 15,506 | 32 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Legal & General Group Plc | History | No change | 14,323 | 29 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 13,395 | 27 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NFSG Corp | History | No change | 20,250 | 27 | 0.0% | 0.01% | 99 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| ProShare Advisors LLC | History | Reduced | 19,213 | 25 | 0.0% | 0.0% | 100 | -112 | -0.58% | Q3 2026 | Oct 28, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 12,081 | 25 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 17,235 | 24 | 0.0% | 0.0% | 102 | -11,993 | -41.03% | Q3 2026 | Oct 13, 2026 |
| Russell Investments Group, Ltd. | History | No change | 11,770 | 24 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| CHOREO, LLC | History | No change | 15,743 | 21 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| CIBC Bancorp USA Inc. | History | No change | 10,148 | 21 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| XPONANCE LLC | History | Reduced | 13,822 | 18 | 0.0% | 0.0% | 106 | -244 | -1.73% | Q3 2026 | Nov 03, 2026 |
| Kestra Advisory Services, LLC | History | No change | 12,504 | 16 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| SBI Securities Co., Ltd. | History | New | 10,000 | 13 | 0.0% | — | 108 | +10,000 | New | Q3 2026 | Oct 21, 2026 |
| FNY Investment Advisers, LLC | History | No change | 8,500 | 11 | 0.0% | 0.01% | 109 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| CITIGROUP INC | History | Reduced | 7,472 | 10 | 0.0% | 0.0% | 110 | -61,064 | -89.1% | Q3 2026 | Nov 04, 2026 |
| ROYAL BANK OF CANADA | History | No change | 4,568 | 10 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quantbot Technologies LP | History | No change | 4,741 | 9 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SIGNATUREFD, LLC | History | New | 4,984 | 6 | 0.0% | — | 113 | +4,984 | New | Q3 2026 | Oct 23, 2026 |
| Farther Finance Advisors, LLC | History | New | 4,185 | 5 | 0.0% | — | 114 | +4,185 | New | Q3 2026 | Oct 08, 2026 |
| Sterling Capital Management LLC | History | Added to | 3,376 | 4 | 0.0% | 0.0% | 116 | +838 | 33.02% | Q3 2026 | Oct 22, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 2,033 | 4 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| FMR LLC | History | No change | 551 | 1 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 500 | 1 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Quarry LP | History | No change | 498 | 1 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Total Clarity Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -31,795 | -100.0% | Q3 2026 | Oct 26, 2026 |
| STRS OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -28,900 | -100.0% | Q3 2026 | Oct 30, 2026 |
| NorthCrest Asset Manangement, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,203 | -100.0% | Q3 2026 | Oct 09, 2026 |
| State of Wyoming | History | Closed out | 0 | 0 | — | 0.0% | — | -3,643 | -100.0% | Q3 2026 | Oct 28, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,500 | -100.0% | Q3 2026 | Oct 20, 2026 |
| GAMMA Investing LLC | History | New | 559 | 0 | — | — | — | +559 | New | Q3 2026 | Oct 08, 2026 |
| Avion Wealth | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q3 2026 | Nov 03, 2026 |
| EverSource Wealth Advisors, LLC | History | New | 48 | 0 | — | — | — | +48 | New | Q3 2026 | Nov 04, 2026 |
| TD Waterhouse Canada Inc. | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2026 | Oct 16, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 66 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |