PGIM Rock ETF Trust - PBQQ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Foguth Wealth Management, LLC. | History | No change | 429,134 | 12,359 | 1.92% | 1.92% | 1 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | New | 352,651 | 9,987 | 0.0% | — | 2 | +352,651 | New | Q1 2026 | May 14, 2026 |
| AssuredPartners Investment Advisors, LLC | History | Added to | 95,288 | 2,731 | 0.3% | 0.27% | 3 | +32,564 | 51.92% | Q1 2026 | Apr 10, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Added to | 35,369 | 1,002 | 0.05% | 0.01% | 4 | +28,390 | 406.79% | Q1 2026 | May 18, 2026 |
| JANE STREET GROUP, LLC | History | New | 14,724 | 417 | 0.0% | — | 5 | +14,724 | New | Q1 2026 | May 12, 2026 |
| Cetera Investment Advisers | History | Added to | 13,091 | 370 | 0.0% | 0.0% | 6 | +5,320 | 68.46% | Q1 2026 | May 13, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Added to | 11,505 | 325 | 0.11% | 0.05% | 7 | +6,614 | 135.23% | Q1 2026 | Apr 09, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 11,066 | 313 | 0.0% | — | 8 | +11,066 | New | Q1 2026 | Apr 30, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | New | 10,918 | 309 | 0.01% | — | 9 | +10,918 | New | Q1 2026 | May 11, 2026 |
| OLD MISSION CAPITAL LLC | History | Reduced | 9,388 | 265 | 0.0% | 0.01% | 10 | -4,966 | -34.6% | Q1 2026 | May 15, 2026 |
| RED CRANE WEALTH MANAGEMENT, LLC | History | New | 7,102 | 201 | 0.17% | — | 11 | +7,102 | New | Q1 2026 | Apr 28, 2026 |
| CWM, LLC | History | New | 1,180 | 33 | 0.0% | — | 12 | +1,180 | New | Q1 2026 | May 14, 2026 |
| Advisory Services Network, LLC | History | New | 89 | 2 | 0.0% | — | 13 | +89 | New | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,009 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q1 2026 | Apr 30, 2026 |