PGIM Rock ETF Trust - PBQQ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | History | Added to | 433,812 | 13,662 | 0.0% | 0.0% | 1 | +81,161 | 23.01% | Q2 2026 | Aug 14, 2026 |
| AssuredPartners Investment Advisors, LLC | History | Reduced | 93,665 | 2,949 | 0.29% | 0.3% | 2 | -1,623 | -1.7% | Q2 2026 | Aug 10, 2026 |
| Snowden Capital Advisors LLC | History | New | 71,371 | 2,247 | 0.05% | — | 3 | +71,371 | New | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | New | 64,898 | 2,043 | 0.0% | — | 4 | +64,898 | New | Q2 2026 | Aug 07, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Added to | 63,525 | 2,001 | 0.08% | 0.05% | 5 | +28,156 | 79.61% | Q2 2026 | Aug 17, 2026 |
| Summit Financial, LLC | History | New | 60,700 | 1,911 | 0.02% | — | 6 | +60,700 | New | Q2 2026 | Aug 12, 2026 |
| Private Advisor Group, LLC | History | New | 55,506 | 1,748 | 0.01% | — | 7 | +55,506 | New | Q2 2026 | Jul 27, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Added to | 43,203 | 1,361 | 0.02% | 0.01% | 8 | +32,285 | 295.7% | Q2 2026 | Aug 10, 2026 |
| NewEdge Advisors, LLC | History | New | 41,352 | 1,302 | 0.0% | — | 9 | +41,352 | New | Q2 2026 | Aug 12, 2026 |
| Foguth Wealth Management, LLC. | History | Added to | 38,565 | 1,197 | 0.14% | 0.12% | 10 | +4,853 | 14.4% | Q2 2026 | Jul 21, 2026 |
| Cetera Investment Advisers | History | Added to | 36,321 | 1,143 | 0.0% | 0.0% | 11 | +23,230 | 177.45% | Q2 2026 | Aug 12, 2026 |
| OLD MISSION CAPITAL LLC | History | Added to | 32,254 | 1,015 | 0.02% | 0.0% | 12 | +22,866 | 243.57% | Q2 2026 | Aug 14, 2026 |
| RED CRANE WEALTH MANAGEMENT, LLC | History | Added to | 18,917 | 595 | 0.44% | 0.17% | 13 | +11,815 | 166.36% | Q2 2026 | Jul 28, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 14,670 | 462 | 0.0% | 0.0% | 14 | +3,604 | 32.57% | Q2 2026 | Jul 27, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Added to | 12,734 | 401 | 0.12% | 0.11% | 15 | +1,229 | 10.68% | Q2 2026 | Jul 24, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 10,222 | 321 | 0.0% | 0.0% | 16 | -4,502 | -30.58% | Q2 2026 | Aug 14, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | New | 6,884 | 216 | 0.0% | — | 17 | +6,884 | New | Q2 2026 | Jul 15, 2026 |
| CWM, LLC | History | No change | 1,180 | 33 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -89 | -100.0% | Q2 2026 | Aug 12, 2026 |