PUMA BIOTECHNOLOGY, INC. - PBYI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ACORN CAPITAL ADVISORS, LLC | History | No change | 4,131,299 | 26,399 | 7.5% | 8.33% | 1 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| BlackRock, Inc. | History | Reduced | 3,598,952 | 22,997 | 0.0% | 0.0% | 2 | -43,636 | -1.2% | Q1 2026 | May 13, 2026 |
| VANGUARD GROUP INC | History | No change | 3,797,748 | 22,596 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Added to | 2,041,759 | 13,043 | 0.02% | 0.02% | 4 | +16,936 | 0.84% | Q1 2026 | May 13, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 1,942,413 | 12,412 | 0.02% | 0.02% | 5 | -181,400 | -8.54% | Q1 2026 | May 14, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 1,916,346 | 12,245 | 0.01% | 0.0% | 6 | +266,209 | 16.13% | Q1 2026 | May 15, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | New | 1,817,681 | 11,614 | 0.0% | — | 7 | +1,817,681 | New | Q1 2026 | May 15, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | New | 1,734,649 | 11,084 | 0.0% | — | 8 | +1,734,649 | New | Q1 2026 | May 08, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 1,477,519 | 9,441 | 0.0% | 0.0% | 9 | +1,460,905 | 8793.22% | Q1 2026 | May 15, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 1,436,106 | 9,174 | 0.0% | 0.0% | 10 | +96,503 | 7.2% | Q1 2026 | May 07, 2026 |
| LSV ASSET MANAGEMENT | History | Added to | 1,182,868 | 7,559 | 0.02% | 0.01% | 11 | +778,066 | 192.21% | Q1 2026 | May 11, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 1,138,169 | 7,272 | 0.04% | 0.04% | 12 | +17,840 | 1.59% | Q1 2026 | May 13, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 1,017,342 | 6,502 | 0.0% | 0.0% | 13 | +22,997 | 2.31% | Q1 2026 | May 15, 2026 |
| STATE STREET CORP | History | Added to | 917,590 | 5,863 | 0.0% | 0.0% | 14 | +40,513 | 4.62% | Q1 2026 | May 15, 2026 |
| KENNEDY CAPITAL MANAGEMENT LLC | History | Added to | 889,601 | 5,684 | 0.12% | 0.11% | 15 | +21,286 | 2.45% | Q1 2026 | May 13, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 800,194 | 5,113 | 0.0% | 0.0% | 16 | +133,589 | 20.04% | Q1 2026 | May 15, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Reduced | 782,798 | 5,002 | 0.01% | 0.01% | 17 | -92,503 | -10.57% | Q1 2026 | May 11, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | Added to | 775,341 | 4,954 | 0.1% | 0.1% | 18 | +1,856 | 0.24% | Q1 2026 | May 15, 2026 |
| RITHOLTZ WEALTH MANAGEMENT | History | Added to | 774,308 | 4,947 | 0.09% | 0.08% | 19 | +80,307 | 11.57% | Q1 2026 | Apr 20, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 669,719 | 4,279 | 0.0% | 0.0% | 20 | -124,243 | -15.65% | Q1 2026 | May 15, 2026 |
| NORTHERN TRUST CORP | History | Added to | 641,753 | 4,100 | 0.0% | 0.0% | 21 | +25,556 | 4.15% | Q1 2026 | May 14, 2026 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Reduced | 538,155 | 3,438 | 0.0% | 0.0% | 22 | -9,698 | -1.77% | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Added to | 534,227 | 3,413 | 0.0% | 0.0% | 23 | +406,915 | 319.62% | Q1 2026 | May 05, 2026 |
| SEI INVESTMENTS CO | History | Added to | 508,182 | 3,247 | 0.0% | 0.0% | 24 | +78,257 | 18.2% | Q1 2026 | May 13, 2026 |
| MORGAN STANLEY | History | Added to | 359,742 | 2,298 | 0.0% | 0.0% | 25 | +32,968 | 10.09% | Q1 2026 | May 15, 2026 |
| D. E. Shaw & Co., Inc. | History | Reduced | 351,235 | 2,244 | 0.0% | 0.0% | 26 | -27,061 | -7.15% | Q1 2026 | May 15, 2026 |
| GLOBEFLEX CAPITAL L P | History | Reduced | 349,651 | 2,234 | 0.34% | 0.41% | 27 | -102,955 | -22.75% | Q1 2026 | May 13, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 347,881 | 2,222 | 0.0% | 0.0% | 28 | -4,000 | -1.14% | Q1 2026 | May 05, 2026 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 272,890 | 1,743 | 0.0% | 0.0% | 29 | +245,555 | 898.32% | Q1 2026 | May 08, 2026 |
| PRUDENTIAL FINANCIAL INC | History | Reduced | 253,039 | 1,616 | 0.0% | 0.0% | 30 | -33,470 | -11.68% | Q1 2026 | May 13, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | New | 251,683 | 1,608 | 0.0% | — | 32 | +251,683 | New | Q1 2026 | May 08, 2026 |
| Russell Investments Group, Ltd. | History | No change | 251,653 | 1,608 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| FEDERATED HERMES, INC. | History | Reduced | 237,715 | 1,518 | 0.0% | 0.0% | 33 | -142 | -0.06% | Q1 2026 | May 11, 2026 |
| FRANKLIN RESOURCES INC | History | Added to | 215,391 | 1,376 | 0.0% | 0.0% | 34 | +32,685 | 17.89% | Q1 2026 | May 13, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 220,724 | 1,353 | 0.0% | 0.0% | 35 | +199,616 | 945.69% | Q1 2026 | May 13, 2026 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Added to | 208,618 | 1,333 | 0.0% | 0.0% | 36 | +74,844 | 55.95% | Q1 2026 | May 15, 2026 |
| Empowered Funds, LLC | History | Added to | 204,041 | 1,303 | 0.01% | 0.02% | 37 | +17,856 | 9.59% | Q1 2026 | May 14, 2026 |
| PANAGORA ASSET MANAGEMENT INC | History | No change | 194,887 | 1,245 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| FMR LLC | History | Added to | 191,833 | 1,225 | 0.0% | 0.0% | 39 | +27,963 | 17.06% | Q1 2026 | May 15, 2026 |
| Prospera Financial Services Inc | History | Reduced | 173,051 | 1,105 | 0.02% | 0.02% | 40 | -12,445 | -6.71% | Q1 2026 | Apr 14, 2026 |
| Haven Private, LLC | History | Added to | 155,260 | 992 | 0.43% | 0.24% | 41 | +63,177 | 68.61% | Q1 2026 | May 05, 2026 |
| Round Rock Advisors LLC | History | Added to | 128,912 | 823 | 0.13% | 0.09% | 42 | +23,870 | 22.72% | Q1 2026 | May 15, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 123,513 | 789 | 0.0% | 0.0% | 43 | +713 | 0.58% | Q1 2026 | May 13, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 115,915 | 740 | 0.0% | 0.0% | 44 | -9,457 | -7.54% | Q1 2026 | May 15, 2026 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | No change | 96,000 | 613 | 0.01% | 0.01% | 45 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Invesco Ltd. | History | Reduced | 95,044 | 607 | 0.0% | 0.0% | 46 | -13,257 | -12.24% | Q1 2026 | May 12, 2026 |
| STRS OHIO | History | Reduced | 91,500 | 584 | 0.0% | 0.0% | 47 | -7,900 | -7.95% | Q1 2026 | Apr 24, 2026 |
| OpenArc Corporate Advisory, LLC | History | Added to | 89,491 | 571 | 0.01% | 0.01% | 48 | +130 | 0.15% | Q1 2026 | May 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 79,689 | 509 | 0.0% | 0.0% | 49 | +22,589 | 39.56% | Q1 2026 | May 15, 2026 |
| Nuveen, LLC | History | No change | 79,101 | 505 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| State of Wyoming | History | Added to | 75,808 | 484 | 0.06% | 0.03% | 51 | +22,653 | 42.62% | Q1 2026 | May 13, 2026 |
| WINTON GROUP Ltd | History | Reduced | 66,333 | 423 | 0.01% | 0.02% | 53 | -30,826 | -31.73% | Q1 2026 | May 12, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 71,100 | 423 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| NOMURA ASSET MANAGEMENT INTERNATIONAL INC. | History | No change | 61,255 | 391 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| EntryPoint Capital, LLC | History | Added to | 53,464 | 341 | 0.1% | 0.08% | 55 | +18,075 | 51.08% | Q1 2026 | May 14, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 53,036 | 338 | 0.0% | 0.0% | 56 | -859 | -1.59% | Q1 2026 | May 12, 2026 |
| D'Orazio & Associates, Inc. | History | Added to | 49,915 | 318 | 0.04% | 0.04% | 57 | +108 | 0.22% | Q1 2026 | May 07, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 47,500 | 303 | 0.0% | 0.0% | 58 | +11,138 | 30.63% | Q1 2026 | May 12, 2026 |
| Man Group plc | History | Added to | 47,375 | 302 | 0.0% | 0.0% | 59 | +51 | 0.11% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 40,364 | 257 | 0.0% | 0.0% | 60 | -12,021 | -22.95% | Q1 2026 | May 15, 2026 |
| Universal- Beteiligungs- und Servicegesellschaft mbH | History | No change | 39,308 | 251 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Baron Wealth Management LLC | History | Added to | 38,278 | 244 | 0.07% | 0.06% | 62 | +2,886 | 8.15% | Q1 2026 | Apr 16, 2026 |
| Vise Technologies, Inc. | History | No change | 40,298 | 239 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| LPL Financial LLC | History | Reduced | 36,618 | 233 | 0.0% | 0.0% | 64 | -3,824 | -9.46% | Q1 2026 | May 06, 2026 |
| DEUTSCHE BANK AG\ | History | New | 33,145 | 211 | 0.0% | — | 65 | +33,145 | New | Q1 2026 | May 06, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 31,306 | 201 | 0.0% | 0.0% | 66 | +5,370 | 20.7% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 29,959 | 191 | 0.0% | 0.0% | 67 | -147,511 | -83.12% | Q1 2026 | May 15, 2026 |
| Kathmere Capital Management, LLC | History | Added to | 29,779 | 190 | 0.01% | 0.01% | 68 | +2,648 | 9.76% | Q1 2026 | Apr 28, 2026 |
| VIRTUS ADVISERS, LLC | History | Reduced | 29,347 | 187 | 0.09% | 0.13% | 69 | -17,825 | -37.79% | Q1 2026 | May 14, 2026 |
| Vanguard Global Advisers, LLC | History | New | 29,173 | 186 | 0.0% | — | 70 | +29,173 | New | Q1 2026 | May 08, 2026 |
| Engineers Gate Manager LP | History | Added to | 28,600 | 182 | 0.0% | 0.0% | 71 | +9,814 | 52.24% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 26,558 | 169 | 0.0% | — | 72 | +26,558 | New | Q1 2026 | May 04, 2026 |
| Caprock Group, LLC | History | Added to | 25,989 | 166 | 0.0% | 0.0% | 73 | +9,541 | 58.01% | Q1 2026 | May 11, 2026 |
| Metis Global Partners, LLC | History | Reduced | 25,264 | 161 | 0.0% | 0.01% | 74 | -17,322 | -40.68% | Q1 2026 | May 07, 2026 |
| C2C Wealth Management, LLC | History | Added to | 23,620 | 150 | 0.13% | 0.11% | 75 | +600 | 2.61% | Q1 2026 | Apr 20, 2026 |
| Creative Planning | History | New | 23,113 | 147 | 0.0% | — | 76 | +23,113 | New | Q1 2026 | May 12, 2026 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Reduced | 22,800 | 145 | 0.0% | 0.0% | 77 | -52,400 | -69.68% | Q1 2026 | May 15, 2026 |
| One Wealth Advisors, LLC | History | Added to | 21,079 | 134 | 0.02% | 0.01% | 78 | +1,690 | 8.72% | Q1 2026 | Apr 21, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 20,635 | 131 | 0.0% | 0.0% | 79 | +476 | 2.36% | Q1 2026 | May 15, 2026 |
| Brandywine Global Investment Management, LLC | History | No change | 21,800 | 129 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | Reduced | 18,448 | 117 | 0.01% | 0.01% | 81 | -13,700 | -42.62% | Q1 2026 | May 15, 2026 |
| BAILARD, INC. | History | New | 18,100 | 115 | 0.0% | — | 82 | +18,100 | New | Q1 2026 | May 11, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | Reduced | 17,970 | 114 | 0.0% | 0.0% | 83 | -41,605 | -69.84% | Q1 2026 | May 15, 2026 |
| Allspring Global Investments Holdings, LLC | History | New | 17,066 | 109 | 0.0% | — | 84 | +17,066 | New | Q1 2026 | May 05, 2026 |
| Quadrature Capital Ltd | History | New | 16,745 | 107 | 0.0% | — | 85 | +16,745 | New | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 16,273 | 103 | 0.0% | 0.0% | 86 | -32,008 | -66.3% | Q1 2026 | May 11, 2026 |
| MetLife Investment Management, LLC | History | Reduced | 15,842 | 101 | 0.0% | 0.0% | 87 | -8,570 | -35.11% | Q1 2026 | May 14, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 15,719 | 100 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| CWM, LLC | History | Added to | 15,263 | 97 | 0.0% | 0.0% | 89 | +2,450 | 19.12% | Q1 2026 | May 14, 2026 |
| XTX Topco Ltd | History | New | 15,116 | 96 | 0.0% | — | 90 | +15,116 | New | Q1 2026 | May 15, 2026 |
| IEQ CAPITAL, LLC | History | Added to | 14,901 | 95 | 0.0% | 0.0% | 91 | +3,406 | 29.63% | Q1 2026 | May 14, 2026 |
| Mariner, LLC | History | New | 14,649 | 93 | 0.0% | — | 92 | +14,649 | New | Q1 2026 | May 13, 2026 |
| BARCLAYS PLC | History | Reduced | 13,988 | 89 | 0.0% | 0.0% | 93 | -67,446 | -82.82% | Q1 2026 | May 14, 2026 |
| Ashton Thomas Private Wealth, LLC | History | New | 13,500 | 86 | 0.0% | — | 94 | +13,500 | New | Q1 2026 | May 11, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 13,000 | 83 | 0.0% | 0.0% | 95 | -149,351 | -91.99% | Q1 2026 | May 15, 2026 |
| HRT FINANCIAL LP | History | New | 13,073 | 83 | 0.0% | — | 97 | +13,073 | New | Q1 2026 | May 14, 2026 |
| Cerity Partners LLC | History | Added to | 13,013 | 83 | 0.0% | 0.0% | 96 | +941 | 7.79% | Q1 2026 | May 15, 2026 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | New | 12,960 | 82 | 0.0% | — | 99 | +12,960 | New | Q1 2026 | May 12, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 13,800 | 82 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 12,563 | 80 | 0.0% | 0.0% | 100 | -46,754 | -78.82% | Q1 2026 | Apr 30, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 11,635 | 80 | 0.0% | 0.0% | 101 | +1,491 | 14.7% | Q1 2026 | Apr 08, 2026 |
| PERKINS CAPITAL MANAGEMENT INC | History | No change | 12,500 | 79 | 0.07% | 0.06% | 102 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Reduced | 11,765 | 75 | 0.0% | 0.0% | 103 | -1,662 | -12.38% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 11,669 | 74 | 0.0% | 0.0% | 104 | -500 | -4.11% | Q1 2026 | May 15, 2026 |
| Abel Hall, LLC | History | Added to | 11,474 | 73 | 0.02% | 0.01% | 105 | +681 | 6.31% | Q1 2026 | Apr 28, 2026 |
| Abacus Wealth Partners, LLC | History | New | 11,199 | 71 | 0.01% | — | 107 | +11,199 | New | Q1 2026 | Apr 24, 2026 |
| Williams & Novak, LLC | History | Added to | 10,639 | 71 | 0.05% | 0.05% | 106 | +79 | 0.75% | Q1 2026 | Apr 20, 2026 |
| Ethic Inc. | History | Reduced | 10,530 | 67 | 0.0% | 0.0% | 108 | -18 | -0.17% | Q1 2026 | Apr 27, 2026 |
| DGS Capital Management, LLC | History | New | 10,418 | 66 | 0.01% | — | 109 | +10,418 | New | Q1 2026 | Apr 28, 2026 |
| Stokes Family Office, LLC | History | Reduced | 10,092 | 64 | 0.01% | 0.02% | 110 | -17,999 | -64.07% | Q1 2026 | May 11, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 9,667 | 61 | 0.0% | 0.0% | 111 | -91 | -0.93% | Q1 2026 | May 12, 2026 |
| Philadelphia Investment Partners, LLC | History | New | 9,000 | 57 | 0.04% | — | 113 | +9,000 | New | Q1 2026 | May 05, 2026 |
| China Universal Asset Management Co., Ltd. | History | Added to | 9,028 | 57 | 0.0% | 0.0% | 112 | +817 | 9.95% | Q1 2026 | Apr 27, 2026 |
| State of Alaska, Department of Revenue | History | No change | 8,445 | 53 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| MAI Capital Management | History | Added to | 7,558 | 48 | 0.0% | — | 115 | +7,521 | 20327.03% | Q1 2026 | May 15, 2026 |
| IFP Advisors, Inc | History | Added to | 6,908 | 44 | 0.0% | 0.0% | 116 | +6,704 | 3286.27% | Q1 2026 | Apr 13, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 4,320 | 28 | 0.0% | 0.0% | 117 | +3,066 | 244.5% | Q1 2026 | May 15, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 4,055 | 25 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 3,600 | 23 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Legal & General Group Plc | History | No change | 3,564 | 22 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 3,500 | 22 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| CITIGROUP INC | History | Added to | 3,422 | 21 | 0.0% | 0.0% | 122 | +1,042 | 43.78% | Q1 2026 | May 11, 2026 |
| Ball & Co Wealth Management Inc. | History | No change | 3,066 | 19 | 0.02% | 0.01% | 123 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 2,568 | 16 | 0.0% | 0.0% | 124 | +329 | 14.69% | Q1 2026 | May 15, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 2,654 | 16 | 0.0% | 0.0% | 125 | +205 | 8.37% | Q1 2026 | May 04, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 2,330 | 14 | 0.0% | 0.0% | 126 | -320 | -12.08% | Q1 2026 | May 15, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 1,710 | 10 | 0.0% | — | 127 | +1,710 | New | Q1 2026 | May 13, 2026 |
| Sterling Capital Management LLC | History | Reduced | 1,425 | 9 | 0.0% | 0.0% | 128 | -1,057 | -42.59% | Q1 2026 | Apr 22, 2026 |
| Rialto Wealth Management, LLC | History | No change | 1,450 | 9 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| GROUP ONE TRADING LLC | History | Reduced | 1,344 | 8 | 0.0% | 0.0% | 130 | -7,889 | -85.44% | Q1 2026 | May 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,492 | 8 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Intentional Wealth Strategies, LLC | History | New | 1,128 | 7 | 0.01% | — | 135 | +1,128 | New | Q1 2026 | May 05, 2026 |
| GF FUND MANAGEMENT CO. LTD. | History | Added to | 1,122 | 7 | 0.0% | 0.0% | 134 | +133 | 13.45% | Q1 2026 | Apr 15, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 1,170 | 7 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| WealthCollab, LLC | History | No change | 1,156 | 7 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 793 | 5 | 0.0% | — | 137 | +634 | 398.74% | Q1 2026 | May 14, 2026 |
| GPS Wealth Strategies Group, LLC | History | No change | 1,000 | 5 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 775 | 4 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 500 | 3 | 0.0% | — | 141 | +500 | New | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 566 | 3 | 0.0% | 0.0% | 140 | +37 | 6.99% | Q1 2026 | Apr 07, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 513 | 3 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Optiver Holding B.V. | History | Reduced | 416 | 2 | 0.0% | 0.0% | 146 | -352 | -45.83% | Q1 2026 | Jun 02, 2026 |
| Allworth Financial LP | History | Added to | 341 | 2 | 0.0% | — | 144 | +291 | 582.0% | Q1 2026 | May 14, 2026 |
| GAMMA Investing LLC | History | Added to | 422 | 2 | 0.0% | — | 147 | +283 | 203.6% | Q1 2026 | Apr 06, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 360 | 2 | 0.0% | 0.0% | 145 | +123 | 51.9% | Q1 2026 | May 15, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 406 | 2 | 0.0% | 0.0% | 142 | +113 | 38.57% | Q1 2026 | May 07, 2026 |
| Essential Partners LLC | History | Added to | 443 | 2 | 0.0% | 0.0% | 148 | +2 | 0.45% | Q1 2026 | May 21, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 342 | 2 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Arax Advisory Partners | History | Added to | 2,183 | 1 | 0.0% | — | 150 | +2,173 | 21730.0% | Q1 2026 | May 13, 2026 |
| Root Financial Partners, LLC | History | New | 269 | 1 | 0.0% | — | 151 | +269 | New | Q1 2026 | Apr 24, 2026 |
| Frazier Financial Advisors, LLC | History | New | 183 | 1 | 0.0% | — | 152 | +183 | New | Q1 2026 | May 05, 2026 |
| US BANCORP \DE\ | History | No change | 200 | 1 | 0.0% | 0.0% | 149 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| MACKENZIE FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -160,973 | -100.0% | Q1 2026 | May 13, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -148,132 | -100.0% | Q1 2026 | May 08, 2026 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -111,520 | -100.0% | Q1 2026 | May 15, 2026 |
| Verdad Advisers, LP | History | Closed out | 0 | 0 | — | 0.38% | — | -55,542 | -100.0% | Q1 2026 | May 15, 2026 |
| DIADEMA PARTNERS LP | History | Closed out | 0 | 0 | — | 0.03% | — | -33,800 | -100.0% | Q1 2026 | May 15, 2026 |
| Heron Bay Capital Management | History | Closed out | 0 | 0 | — | 0.02% | — | -20,056 | -100.0% | Q1 2026 | May 13, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,900 | -100.0% | Q1 2026 | May 08, 2026 |
| AXQ CAPITAL, LP | History | Closed out | 0 | 0 | — | 0.02% | — | -16,592 | -100.0% | Q1 2026 | May 13, 2026 |
| Headlands Technologies LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,976 | -100.0% | Q1 2026 | May 13, 2026 |
| CAUSEWAY CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,310 | -100.0% | Q1 2026 | May 14, 2026 |
| PFG Investments, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,000 | -100.0% | Q1 2026 | Apr 27, 2026 |
| ROYCE & ASSOCIATES LP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,914 | -100.0% | Q1 2026 | May 12, 2026 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,062 | -100.0% | Q1 2026 | Apr 24, 2026 |
| AMALGAMATED BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -1,353 | -100.0% | Q1 2026 | May 08, 2026 |
| Mosley Wealth Management | History | New | 148 | 0 | — | — | — | +148 | New | Q1 2026 | Apr 27, 2026 |
| DecisionPoint Financial, LLC | History | Closed out | 0 | 0 | — | — | — | -100 | -100.0% | Q1 2026 | May 06, 2026 |
| Clearstead Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -17 | -100.0% | Q1 2026 | May 06, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q1 2026 | May 14, 2026 |
| FIFTH THIRD BANCORP | History | New | 8 | 0 | — | — | — | +8 | New | Q1 2026 | May 01, 2026 |
| SJS Investment Consulting Inc. | History | Added to | 43 | 0 | — | — | — | +7 | 19.44% | Q1 2026 | Apr 23, 2026 |
| TFC Financial Management, Inc. | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | Apr 23, 2026 |
| Wealth Preservation Advisors, LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 68 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Sunbelt Securities, Inc. | History | No change | 30 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Inspire Investing, LLC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| SBI Securities Co., Ltd. | History | No change | 56 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| True Wealth Design, LLC | History | No change | 123 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| ELEVATION WEALTH PARTNERS, LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |