PhenixFIN Corp - PFX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adalta Capital Management LLC | History | Added to | 175,569 | 7,835 | 3.5% | 3.73% | 1 | +2,630 | 1.52% | Q4 2025 | Feb 17, 2026 |
| 22NW, LP | History | No change | 117,885 | 5,208 | 2.19% | 2.64% | 2 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| AMERICAN FINANCIAL GROUP INC | History | No change | 64,327 | 2,841 | 1.03% | 1.18% | 3 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| MORGAN STANLEY | History | Reduced | 55,406 | 2,447 | 0.0% | 0.0% | 4 | -2,511 | -4.34% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 22,368 | 988 | 0.0% | 0.0% | 5 | +1,999 | 9.81% | Q4 2025 | Feb 18, 2026 |
| Bulldog Investors, LLP | History | No change | 19,218 | 849 | 0.19% | 0.21% | 6 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Legal & General Group Plc | History | Added to | 13,093 | 589 | 0.0% | 0.0% | 7 | +398 | 3.14% | Q4 2025 | Feb 09, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 400 | 17 | 0.0% | 0.0% | 8 | -297 | -42.61% | Q4 2025 | Feb 17, 2026 |
| Allworth Financial LP | History | New | 286 | 12 | 0.0% | — | 9 | +286 | New | Q4 2025 | Feb 05, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 250 | 11 | 0.0% | 0.0% | 10 | -11 | -4.21% | Q4 2025 | Feb 13, 2026 |
| Legacy Wealth Managment, LLC/ID | History | No change | 200 | 8 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| UBS Group AG | History | Reduced | 130 | 5 | 0.0% | 0.0% | 12 | -1,969 | -93.81% | Q4 2025 | Jan 29, 2026 |
| Archer Investment Corp | History | No change | 126 | 5 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 108 | 4 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Sound Income Strategies, LLC | History | No change | 78 | 3 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| ROYAL BANK OF CANADA | History | New | 50 | 2 | 0.0% | — | 16 | +50 | New | Q4 2025 | Feb 17, 2026 |
| MAI Capital Management | History | Reduced | 11 | 0 | — | 0.0% | — | -11 | -50.0% | Q4 2025 | Feb 13, 2026 |
| US BANCORP \DE\ | History | New | 3 | 0 | — | — | — | +3 | New | Q4 2025 | Jan 30, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |