PGIM Rock ETF Trust - PMAU
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| JIM SAULNIER & ASSOCIATES, LLC | History | No change | 19,202 | 494 | 0.26% | 0.27% | 1 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 13,757 | 354 | 0.01% | — | 2 | +13,757 | New | Q4 2025 | Feb 17, 2026 |
| Farther Finance Advisors, LLC | History | New | 6,200 | 159 | 0.0% | — | 3 | +6,200 | New | Q4 2025 | Jan 23, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 3,000 | 77 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Kestra Advisory Services, LLC | History | New | 2,050 | 52 | 0.0% | — | 5 | +2,050 | New | Q4 2025 | Feb 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,031 | 26 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| UBS Group AG | History | New | 569 | 14 | 0.0% | — | 7 | +569 | New | Q4 2025 | Jan 29, 2026 |