PGIM Rock ETF Trust - PMAU
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| JIM SAULNIER & ASSOCIATES, LLC | History | No change | 19,202 | 493 | 0.24% | 0.26% | 1 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| OLD MISSION CAPITAL LLC | History | Added to | 15,132 | 388 | 0.01% | 0.01% | 2 | +1,375 | 9.99% | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | No change | 6,200 | 159 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 3,000 | 77 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 1,197 | 30 | 0.0% | 0.0% | 5 | +166 | 16.1% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 582 | 14 | 0.0% | 0.0% | 6 | +13 | 2.28% | Q1 2026 | May 05, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,050 | -100.0% | Q1 2026 | Apr 30, 2026 |