PACIFIC MERCANTILE BANCORP - PMBC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | No change | 835,020 | 7,691 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q3 2021 | Nov 12, 2021 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 671,102 | 6,181 | 0.01% | 0.01% | 2 | -67,474 | -9.14% | Q3 2021 | Nov 12, 2021 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 592,409 | 5,456 | 0.0% | 0.0% | 3 | +678 | 0.11% | Q3 2021 | Nov 12, 2021 |
| TUDOR INVESTMENT CORP ET AL | History | Added to | 565,655 | 5,210 | 0.08% | 0.08% | 4 | +49,999 | 9.7% | Q3 2021 | Nov 17, 2021 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Added to | 510,398 | 4,701 | 0.13% | 0.14% | 5 | +12,073 | 2.42% | Q3 2021 | Nov 15, 2021 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 423,446 | 3,900 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q3 2021 | Nov 10, 2021 |
| FIRST MANHATTAN CO | History | Reduced | 279,278 | 2,572 | 0.01% | 0.01% | 7 | -68,922 | -19.79% | Q3 2021 | Nov 15, 2021 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | Reduced | 197,786 | 1,822 | 0.03% | 0.04% | 8 | -74,319 | -27.31% | Q3 2021 | Nov 15, 2021 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 192,412 | 1,772 | 0.0% | 0.0% | 9 | +48,645 | 33.84% | Q3 2021 | Nov 15, 2021 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 170,322 | 1,568 | 0.0% | 0.0% | 10 | +1,713 | 1.02% | Q3 2021 | Nov 12, 2021 |
| Qube Research & Technologies Ltd | History | Added to | 125,893 | 1,159 | 0.01% | 0.01% | 11 | +3,923 | 3.22% | Q3 2021 | Nov 12, 2021 |
| BARCLAYS PLC | History | Added to | 122,234 | 1,126 | 0.0% | 0.0% | 12 | +3,924 | 3.32% | Q3 2021 | Nov 09, 2021 |
| MORGAN STANLEY | History | Reduced | 110,258 | 1,015 | 0.0% | 0.0% | 13 | -17,372 | -13.61% | Q3 2021 | Nov 15, 2021 |
| STATE STREET CORP | History | Reduced | 79,534 | 733 | 0.0% | 0.0% | 14 | -573 | -0.72% | Q3 2021 | Nov 15, 2021 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 50,195 | 462 | 0.0% | 0.0% | 15 | -46,925 | -48.32% | Q3 2021 | Nov 15, 2021 |
| WHITTIER TRUST CO | History | No change | 50,000 | 461 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q3 2021 | Nov 01, 2021 |
| TWO SIGMA ADVISERS, LP | History | Reduced | 37,300 | 344 | 0.0% | 0.0% | 17 | -55,200 | -59.68% | Q3 2021 | Nov 15, 2021 |
| NORTHERN TRUST CORP | History | Reduced | 34,639 | 319 | 0.0% | 0.0% | 18 | -2,863 | -7.63% | Q3 2021 | Nov 15, 2021 |
| Bank of New York Mellon Corp | History | No change | 28,859 | 266 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q3 2021 | Nov 18, 2021 |
| TRUIST FINANCIAL CORP | History | No change | 25,000 | 230 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q3 2021 | Nov 05, 2021 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 13,448 | 124 | 0.0% | — | 21 | +13,448 | New | Q3 2021 | Nov 15, 2021 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 12,907 | 119 | 0.0% | 0.0% | 22 | -93 | -0.72% | Q3 2021 | Nov 15, 2021 |
| ROYAL BANK OF CANADA | History | No change | 7,900 | 73 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q3 2021 | Nov 15, 2021 |
| WELLS FARGO & COMPANY/MN | History | Added to | 6,110 | 56 | 0.0% | 0.0% | 24 | +3,485 | 132.76% | Q3 2021 | Nov 15, 2021 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 393 | 4 | 0.0% | 0.0% | 25 | +262 | 200.0% | Q3 2021 | Nov 15, 2021 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 123 | 1 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q3 2021 | Nov 10, 2021 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.03% | — | -54,793 | -100.0% | Q2 2021 | Aug 25, 2021 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -17,633 | -100.0% | Q2 2021 | Feb 11, 2022 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,534 | -100.0% | Q2 2021 | Aug 11, 2021 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -2,402 | -100.0% | Q2 2021 | Aug 13, 2021 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -1,716 | -100.0% | Q2 2021 | Aug 16, 2021 |
| BNP PARIBAS ARBITRAGE, SA | History | Reduced | 83 | 0 | — | 0.0% | — | -140 | -62.78% | Q3 2021 | Nov 16, 2021 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -110 | -100.0% | Q2 2021 | Aug 10, 2021 |
| ADVISOR GROUP HOLDINGS, INC. | History | Reduced | 12 | 0 | — | — | — | -24 | -66.67% | Q3 2021 | Nov 05, 2021 |
| JPMORGAN CHASE & CO | History | No change | 51 | 0 | — | — | — | 0 | 0.0% | Q3 2021 | Nov 12, 2021 |