PALVELLA THERAPEUTICS, INC. - PVLA
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SUVRETTA CAPITAL MANAGEMENT, LLC | History | Added to | 892,400 | 93,407 | 1.91% | 1.32% | 1 | +70,000 | 8.51% | Q4 2025 | Feb 17, 2026 |
| BVF INC/IL | History | Reduced | 879,009 | 92,005 | 3.1% | 2.95% | 2 | -282,240 | -24.3% | Q4 2025 | Feb 17, 2026 |
| Frazier Life Sciences Management, L.P. | History | No change | 722,400 | 75,613 | 2.03% | 1.36% | 3 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| First Light Asset Management, LLC | History | Added to | 709,141 | 74,225 | 5.67% | 3.2% | 4 | +167,597 | 30.95% | Q4 2025 | Feb 17, 2026 |
| VANGUARD GROUP INC | History | Added to | 560,616 | 58,679 | 0.0% | 0.0% | 5 | +65,960 | 13.33% | Q4 2025 | Jan 29, 2026 |
| BlackRock, Inc. | History | Added to | 559,065 | 58,517 | 0.0% | 0.0% | 6 | +71,449 | 14.65% | Q4 2025 | Feb 12, 2026 |
| STATE STREET CORP | History | Added to | 420,462 | 44,009 | 0.0% | 0.0% | 7 | +283,211 | 206.35% | Q4 2025 | Feb 13, 2026 |
| SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC | History | Added to | 389,420 | 40,760 | 0.85% | 0.05% | 8 | +354,525 | 1015.98% | Q4 2025 | Feb 17, 2026 |
| JENNISON ASSOCIATES LLC | History | Added to | 387,483 | 40,557 | 0.02% | 0.0% | 9 | +280,573 | 262.44% | Q4 2025 | Jan 30, 2026 |
| FEDERATED HERMES, INC. | History | Added to | 368,038 | 38,522 | 0.06% | 0.04% | 10 | +28,991 | 8.55% | Q4 2025 | Feb 12, 2026 |
| Woodline Partners LP | History | Reduced | 300,536 | 31,457 | 0.12% | 0.1% | 11 | -45,213 | -13.08% | Q4 2025 | Feb 17, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | New | 269,027 | 28,159 | 0.01% | — | 12 | +269,027 | New | Q4 2025 | Feb 17, 2026 |
| PERCEPTIVE ADVISORS LLC | History | Reduced | 266,287 | 27,872 | 0.5% | 0.72% | 13 | -128,806 | -32.6% | Q4 2025 | Feb 17, 2026 |
| FMR LLC | History | Added to | 231,760 | 24,258 | 0.0% | 0.0% | 14 | +121,314 | 109.84% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Added to | 220,662 | 23,096 | 0.0% | 0.0% | 15 | +82,157 | 59.32% | Q4 2025 | Feb 13, 2026 |
| Artisan Partners Limited Partnership | History | New | 211,553 | 22,143 | 0.03% | — | 16 | +211,553 | New | Q4 2025 | Feb 17, 2026 |
| MPM BioImpact LLC | History | Added to | 205,745 | 21,535 | 2.46% | 0.69% | 17 | +138,322 | 205.16% | Q4 2025 | Feb 17, 2026 |
| Caption Management, LLC | History | New | 191,300 | 20,023 | 0.14% | — | 18 | +191,300 | New | Q4 2025 | Feb 17, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 178,992 | 18,739 | 0.0% | 0.0% | 19 | +10,882 | 6.47% | Q4 2025 | Feb 09, 2026 |
| FRED ALGER MANAGEMENT, LLC | History | Reduced | 150,026 | 15,703 | 0.06% | 0.05% | 20 | -36,725 | -19.67% | Q4 2025 | Feb 17, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Reduced | 108,880 | 11,396 | 0.01% | 0.01% | 21 | -57,655 | -34.62% | Q4 2025 | Feb 17, 2026 |
| Samsara BioCapital, LLC | History | Reduced | 104,817 | 10,971 | 1.13% | 1.72% | 22 | -104,817 | -50.0% | Q4 2025 | Feb 17, 2026 |
| EVENTIDE ASSET MANAGEMENT, LLC | History | New | 101,748 | 10,649 | 0.17% | — | 23 | +101,748 | New | Q4 2025 | Feb 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 98,935 | 10,355 | 0.0% | 0.0% | 24 | -137,695 | -58.19% | Q4 2025 | Mar 25, 2026 |
| Clio Asset Management LLC | History | Added to | 91,642 | 9,592 | 7.45% | 4.26% | 25 | +1 | 0.0% | Q4 2025 | Jan 16, 2026 |
| NEXTBio Capital Management LP | History | New | 82,686 | 8,654 | 5.08% | — | 26 | +82,686 | New | Q4 2025 | Feb 13, 2026 |
| Point72 Asset Management, L.P. | History | Reduced | 77,297 | 8,090 | 0.01% | 0.03% | 27 | -240,012 | -75.64% | Q4 2025 | Feb 17, 2026 |
| Siren, L.L.C. | History | New | 75,000 | 7,850 | 0.23% | — | 28 | +75,000 | New | Q4 2025 | Feb 13, 2026 |
| AWM Investment Company, Inc. | History | No change | 69,416 | 7,265 | 0.7% | 0.41% | 29 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Clearbridge Investments, LLC | History | New | 60,628 | 6,345 | 0.01% | — | 30 | +60,628 | New | Q4 2025 | Feb 11, 2026 |
| Artia Global Partners LP | History | New | 59,200 | 6,196 | 0.88% | — | 31 | +59,200 | New | Q4 2025 | Feb 17, 2026 |
| NORTHERN TRUST CORP | History | Added to | 54,490 | 5,703 | 0.0% | 0.0% | 32 | +487 | 0.9% | Q4 2025 | Feb 17, 2026 |
| Invesco Ltd. | History | Added to | 54,273 | 5,680 | 0.0% | 0.0% | 33 | +5,663 | 11.65% | Q4 2025 | Feb 19, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 47,681 | 4,990 | 0.0% | — | 34 | +47,681 | New | Q4 2025 | Feb 13, 2026 |
| Neuberger Berman Group LLC | History | New | 44,901 | 4,699 | 0.0% | — | 35 | +44,901 | New | Q4 2025 | Feb 13, 2026 |
| Lisanti Capital Growth, LLC | History | New | 41,470 | 4,340 | 1.03% | — | 36 | +41,470 | New | Q4 2025 | Feb 09, 2026 |
| Blue Owl Capital Holdings LP | History | Reduced | 40,259 | 4,213 | 1.3% | 1.85% | 37 | -55,000 | -57.74% | Q4 2025 | Feb 20, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 38,200 | 3,998 | 0.0% | 0.0% | 38 | +9,392 | 32.6% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Added to | 36,505 | 3,820 | 0.0% | 0.0% | 39 | +16,066 | 78.6% | Q4 2025 | Jan 29, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 30,272 | 3,168 | 0.0% | 0.0% | 40 | +25,583 | 545.6% | Q4 2025 | Feb 17, 2026 |
| ROYCE & ASSOCIATES LP | History | Reduced | 30,010 | 3,141 | 0.03% | 0.03% | 41 | -19,499 | -39.38% | Q4 2025 | Feb 09, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 26,600 | 2,784 | 0.0% | 0.0% | 42 | +16,583 | 165.55% | Q4 2025 | Feb 12, 2026 |
| SUPERSTRING CAPITAL MANAGEMENT LP | History | New | 25,469 | 2,665 | 1.43% | — | 43 | +25,469 | New | Q4 2025 | Feb 17, 2026 |
| BARCLAYS PLC | History | Added to | 25,136 | 2,630 | 0.0% | 0.0% | 44 | +15,360 | 157.12% | Q4 2025 | Feb 13, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 22,530 | 2,358 | 0.0% | 0.01% | 45 | -67,167 | -74.88% | Q4 2025 | Feb 12, 2026 |
| SIG BROKERAGE, LP | History | New | 22,500 | 2,355 | 0.07% | — | 46 | +22,500 | New | Q4 2025 | Feb 17, 2026 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Reduced | 22,403 | 2,344 | 0.0% | 0.0% | 47 | -1,299 | -5.48% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 22,264 | 2,330 | 0.0% | 0.0% | 48 | -1,574 | -6.6% | Q4 2025 | Feb 18, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 21,633 | 2,264 | 0.0% | 0.0% | 49 | +620 | 2.95% | Q4 2025 | Feb 13, 2026 |
| Nuveen, LLC | History | Added to | 19,576 | 2,049 | 0.0% | 0.0% | 50 | +6,871 | 54.08% | Q4 2025 | Feb 12, 2026 |
| Avidity Partners Management LP | History | New | 19,300 | 2,020 | 0.58% | — | 51 | +19,300 | New | Q4 2025 | Feb 13, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 17,315 | 1,812 | 0.0% | 0.0% | 52 | +14,515 | 518.39% | Q4 2025 | Feb 12, 2026 |
| Bank of New York Mellon Corp | History | Added to | 16,264 | 1,702 | 0.0% | 0.0% | 53 | +79 | 0.49% | Q4 2025 | Feb 10, 2026 |
| Rafferty Asset Management, LLC | History | New | 15,734 | 1,646 | 0.01% | — | 54 | +15,734 | New | Q4 2025 | Feb 13, 2026 |
| Swiss National Bank | History | New | 14,200 | 1,486 | 0.0% | — | 55 | +14,200 | New | Q4 2025 | Feb 12, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | New | 14,124 | 1,478 | 0.0% | — | 56 | +14,124 | New | Q4 2025 | Feb 13, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | New | 12,500 | 1,308 | 0.0% | — | 57 | +12,500 | New | Q4 2025 | Feb 17, 2026 |
| Verition Fund Management LLC | History | New | 11,932 | 1,248 | 0.0% | — | 58 | +11,932 | New | Q4 2025 | Feb 13, 2026 |
| SEI INVESTMENTS CO | History | New | 11,719 | 1,226 | 0.0% | — | 59 | +11,719 | New | Q4 2025 | Feb 13, 2026 |
| Mariner, LLC | History | Reduced | 11,615 | 1,215 | 0.0% | 0.0% | 60 | -9,107 | -43.95% | Q4 2025 | Feb 13, 2026 |
| Cresset Asset Management, LLC | History | Reduced | 11,429 | 1,196 | 0.01% | 0.0% | 61 | -5,995 | -34.41% | Q4 2025 | Feb 17, 2026 |
| Legato Capital Management LLC | History | New | 11,385 | 1,191 | 0.1% | — | 62 | +11,385 | New | Q4 2025 | Feb 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 10,928 | 1,143 | 0.0% | 0.0% | 63 | +3,582 | 48.76% | Q4 2025 | Feb 13, 2026 |
| Catalio Capital Management, LP | History | Reduced | 10,452 | 1,094 | 0.19% | 0.14% | 64 | -1,558 | -12.97% | Q4 2025 | Feb 17, 2026 |
| ALPS ADVISORS INC | History | Added to | 9,716 | 1,016 | 0.01% | 0.0% | 65 | +4,230 | 77.11% | Q4 2025 | Feb 12, 2026 |
| MARSHALL WACE, LLP | History | New | 9,484 | 992 | 0.0% | — | 66 | +9,484 | New | Q4 2025 | Feb 13, 2026 |
| Cinctive Capital Management LP | History | New | 8,707 | 911 | 0.05% | — | 67 | +8,707 | New | Q4 2025 | Feb 17, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 8,636 | 903 | 0.0% | 0.0% | 68 | -1,235 | -12.51% | Q4 2025 | Feb 13, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 6,919 | 724 | 0.0% | 0.0% | 69 | +6,490 | 1512.82% | Q4 2025 | Feb 17, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 6,594 | 690 | 0.0% | 0.0% | 70 | +528 | 8.7% | Q4 2025 | Feb 11, 2026 |
| Sigma Planning Corp | History | New | 6,500 | 680 | 0.02% | — | 71 | +6,500 | New | Q4 2025 | Jan 30, 2026 |
| BROWN ADVISORY INC | History | No change | 6,379 | 667 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Legal & General Group Plc | History | Added to | 5,849 | 612 | 0.0% | 0.0% | 73 | +5,094 | 674.7% | Q4 2025 | Feb 09, 2026 |
| ASPIRIANT, LLC | History | No change | 5,852 | 612 | 0.02% | 0.01% | 74 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| PROFUND ADVISORS LLC | History | New | 5,813 | 608 | 0.02% | — | 75 | +5,813 | New | Q4 2025 | Feb 06, 2026 |
| Brevan Howard Capital Management LP | History | New | 5,740 | 584 | 0.01% | — | 76 | +5,740 | New | Q4 2025 | Feb 17, 2026 |
| PSP Research LLC | History | New | 5,084 | 532 | 0.46% | — | 77 | +5,084 | New | Q4 2025 | Feb 06, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 5,006 | 523 | 0.0% | 0.0% | 78 | +668 | 15.4% | Q4 2025 | Feb 11, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 4,650 | 486 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | New | 4,513 | 472 | 0.0% | — | 80 | +4,513 | New | Q4 2025 | Feb 17, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 4,306 | 446 | 0.0% | 0.0% | 81 | +1,132 | 35.66% | Q4 2025 | Feb 17, 2026 |
| MetLife Investment Management, LLC | History | No change | 4,260 | 445 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| XTX Topco Ltd | History | New | 4,103 | 429 | 0.01% | — | 84 | +4,103 | New | Q4 2025 | Feb 17, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 4,090 | 429 | 0.0% | 0.0% | 83 | +433 | 11.84% | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 4,090 | 428 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| JANUS HENDERSON GROUP PLC | History | New | 3,600 | 376 | 0.0% | — | 86 | +3,600 | New | Q4 2025 | Feb 17, 2026 |
| LETKO, BROSSEAU & ASSOCIATES INC | History | Reduced | 3,500 | 366 | 0.01% | 0.01% | 87 | -1,700 | -32.69% | Q4 2025 | Feb 11, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 3,480 | 364 | 0.0% | 0.0% | 88 | -23,394 | -87.05% | Q4 2025 | Feb 17, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Reduced | 3,469 | 363 | 0.0% | 0.0% | 89 | -659 | -15.96% | Q4 2025 | Feb 10, 2026 |
| LPL Financial LLC | History | New | 3,448 | 360 | 0.0% | — | 90 | +3,448 | New | Q4 2025 | Feb 11, 2026 |
| Baader Bank Aktiengesellschaft | History | New | 3,131 | 326 | 0.02% | — | 91 | +3,131 | New | Q4 2025 | Feb 05, 2026 |
| PEAPACK GLADSTONE FINANCIAL CORP | History | New | 3,000 | 314 | 0.0% | — | 92 | +3,000 | New | Q4 2025 | Feb 10, 2026 |
| CERTUITY, LLC | History | New | 3,000 | 314 | 0.02% | — | 93 | +3,000 | New | Q4 2025 | Jan 30, 2026 |
| Creative Planning | History | New | 2,963 | 310 | 0.0% | — | 94 | +2,963 | New | Q4 2025 | Feb 17, 2026 |
| AlphaQuest LLC | History | Added to | 2,754 | 288 | 0.02% | 0.01% | 95 | +137 | 5.24% | Q4 2025 | Feb 09, 2026 |
| Virtus Investment Advisers, LLC | History | New | 2,698 | 282 | 0.08% | — | 96 | +2,698 | New | Q4 2025 | Feb 17, 2026 |
| SG Americas Securities, LLC | History | New | 2,689 | 281 | 0.0% | — | 97 | +2,689 | New | Q4 2025 | Jan 09, 2026 |
| CITADEL ADVISORS LLC | History | New | 2,636 | 275 | 0.0% | — | 98 | +2,636 | New | Q4 2025 | Feb 17, 2026 |
| Chung Wu Investment Group, LLC | History | Added to | 2,600 | 272 | 0.22% | 0.01% | 99 | +2,400 | 1200.0% | Q4 2025 | Feb 02, 2026 |
| DELTEC ASSET MANAGEMENT LLC | History | Reduced | 2,400 | 251 | 0.04% | 0.13% | 100 | -10,100 | -80.8% | Q4 2025 | Jan 29, 2026 |
| TWO SIGMA ADVISERS, LP | History | New | 2,300 | 240 | 0.0% | — | 102 | +2,300 | New | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 2,297 | 240 | 0.0% | — | 101 | +2,297 | New | Q4 2025 | Feb 17, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 2,270 | 237 | 0.0% | — | 103 | +2,270 | New | Q4 2025 | Feb 13, 2026 |
| CITIGROUP INC | History | Added to | 2,004 | 209 | 0.0% | 0.0% | 104 | +1,728 | 626.09% | Q4 2025 | Feb 13, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 1,974 | 206 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| China Universal Asset Management Co., Ltd. | History | New | 1,600 | 167 | 0.01% | — | 106 | +1,600 | New | Q4 2025 | Jan 29, 2026 |
| KLP KAPITALFORVALTNING AS | History | New | 1,500 | 157 | 0.0% | — | 107 | +1,500 | New | Q4 2025 | Jan 28, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 1,229 | 128 | 0.0% | 0.0% | 108 | +661 | 116.37% | Q4 2025 | Feb 17, 2026 |
| Spire Wealth Management | History | Reduced | 1,000 | 104 | 0.0% | 0.0% | 109 | -16 | -1.57% | Q4 2025 | Jan 14, 2026 |
| Ameritas Investment Partners, Inc. | History | Reduced | 580 | 60 | 0.0% | 0.0% | 110 | -120 | -17.14% | Q4 2025 | Feb 11, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 470 | 49 | 0.0% | 0.0% | 111 | -934 | -66.52% | Q4 2025 | Feb 10, 2026 |
| Archer Investment Corp | History | No change | 449 | 46 | 0.01% | 0.01% | 112 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 437 | 45 | 0.0% | 0.0% | 113 | -12 | -2.67% | Q4 2025 | Feb 17, 2026 |
| Caitong International Asset Management Co., Ltd | History | New | 406 | 42 | 0.01% | — | 114 | +406 | New | Q4 2025 | Mar 03, 2026 |
| US BANCORP \DE\ | History | Added to | 335 | 35 | 0.0% | 0.0% | 115 | +19 | 6.01% | Q4 2025 | Jan 30, 2026 |
| GROUP ONE TRADING LLC | History | Added to | 332 | 34 | 0.0% | 0.0% | 116 | +200 | 151.52% | Q4 2025 | Feb 12, 2026 |
| AMALGAMATED BANK | History | Reduced | 227 | 24 | 0.0% | 0.0% | 117 | -7 | -2.99% | Q4 2025 | Feb 05, 2026 |
| Vermillion & White Wealth Management Group, LLC | History | No change | 88 | 9 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | New | 71 | 7 | 0.0% | — | 119 | +71 | New | Q4 2025 | Jan 15, 2026 |
| Sterling Capital Management LLC | History | Added to | 73 | 7 | 0.0% | 0.0% | 120 | +26 | 55.32% | Q4 2025 | Feb 13, 2026 |
| SIGNATUREFD, LLC | History | New | 54 | 5 | 0.0% | — | 122 | +54 | New | Q4 2025 | Jan 20, 2026 |
| COMERICA BANK | History | No change | 57 | 5 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 30 | 3 | 0.0% | — | 123 | +20 | 200.0% | Q4 2025 | Feb 06, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 38 | 3 | 0.0% | 0.0% | 124 | -13 | -25.49% | Q4 2025 | Jan 26, 2026 |
| CWM, LLC | History | Added to | 26 | 3 | 0.0% | 0.0% | 125 | +9 | 52.94% | Q4 2025 | Jan 26, 2026 |
| Global Retirement Partners, LLC | History | New | 28 | 2 | 0.0% | — | 127 | +28 | New | Q4 2025 | Feb 06, 2026 |
| GAMMA Investing LLC | History | Added to | 21 | 2 | 0.0% | 0.0% | 128 | +4 | 23.53% | Q4 2025 | Jan 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 20 | 2 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Federation des caisses Desjardins du Quebec | History | New | 18 | 1 | 0.0% | — | 132 | +18 | New | Q4 2025 | Feb 12, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 19 | 1 | 0.0% | — | 131 | +12 | 171.43% | Q4 2025 | Jan 23, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | No change | 10 | 1 | 0.0% | — | 129 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Truvestments Capital LLC | History | No change | 14 | 1 | 0.0% | — | 130 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Nantahala Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.54% | — | -250,062 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Ikarian Capital, LLC | History | Closed out | 0 | 0 | — | 0.41% | — | -64,746 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Aberdeen Group plc | History | Closed out | 0 | 0 | — | 0.01% | — | -51,243 | -100.0% | Q3 2025 | Nov 07, 2025 |
| SECTORAL ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 1.9% | — | -49,115 | -100.0% | Q3 2025 | Nov 14, 2025 |
| J. Goldman & Co LP | History | Closed out | 0 | 0 | — | 0.06% | — | -40,692 | -100.0% | Q3 2025 | Nov 14, 2025 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -25,532 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Eversept Partners, LP | History | Closed out | 0 | 0 | — | 0.05% | — | -11,343 | -100.0% | Q3 2025 | Nov 14, 2025 |
| APIS CAPITAL ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -10,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| TORONTO DOMINION BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -2,500 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -91 | -100.0% | Q3 2025 | Nov 14, 2025 |
| OSAIC HOLDINGS, INC. | History | Reduced | 2 | 0 | — | — | — | -12 | -85.71% | Q4 2025 | Feb 17, 2026 |
| Physician Wealth Advisors, Inc. | History | New | 8 | 0 | — | — | — | +8 | New | Q4 2025 | Jan 29, 2026 |
| OPTIMA CAPITAL LLC | History | New | 8 | 0 | — | — | — | +8 | New | Q4 2025 | Jan 23, 2026 |
| WPG Advisers, LLC | History | New | 7 | 0 | — | — | — | +7 | New | Q4 2025 | Jan 28, 2026 |
| SageView Advisory Group, LLC | History | New | 6 | 0 | — | — | — | +6 | New | Q4 2025 | Feb 17, 2026 |
| Fortitude Family Office, LLC | History | New | 6 | 0 | — | — | — | +6 | New | Q4 2025 | Jan 15, 2026 |
| Allworth Financial LP | History | New | 5 | 0 | — | — | — | +5 | New | Q4 2025 | Feb 05, 2026 |
| Rockefeller Capital Management L.P. | History | New | 5 | 0 | — | — | — | +5 | New | Q4 2025 | Mar 16, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | New | 2 | 0 | — | — | — | +2 | New | Q4 2025 | Feb 10, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 6 | 0 | — | — | — | +2 | 50.0% | Q4 2025 | Feb 17, 2026 |
| Smartleaf Asset Management LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 13, 2026 |
| Hughes Financial Services, LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 11, 2026 |
| FINANCIAL CONSULATE, INC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |