Simplify Exchange Traded Funds - QIS
Detailed investor-level table based on 13F positions.
Early Q4 2025 data: only 9 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Simplify Asset Management Inc. | History | Added to | 4,627,620 | 88,693 | 1.63% | 4.35% | 1 | +700,000 | 17.82% | Q3 2025 | Oct 20, 2025 |
| OLD MISSION CAPITAL LLC | History | New | 44,071 | 844 | 0.02% | — | 2 | +44,071 | New | Q3 2025 | Nov 14, 2025 |
| Matrix Trust Co | History | Reduced | 42,310 | 811 | 0.13% | 0.16% | 3 | -2,419 | -5.41% | Q3 2025 | Oct 14, 2025 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 29,651 | 568 | 0.0% | 0.0% | 4 | +1,382 | 4.89% | Q3 2025 | Nov 05, 2025 |
| Legacy Wealth Managment, LLC/ID | History | Added to | 22,736 | 435 | 0.2% | 0.22% | 5 | +3,625 | 18.97% | Q3 2025 | Nov 12, 2025 |
| Altiora Financial Group, LLC | History | Reduced | 13,631 | 261 | 0.05% | 0.1% | 6 | -9,505 | -41.08% | Q3 2025 | Nov 05, 2025 |
| DRIVE WEALTH MANAGEMENT, LLC | History | Added to | 13,084 | 250 | 0.05% | 0.05% | 7 | +2,391 | 22.36% | Q3 2025 | Oct 31, 2025 |
| OSAIC HOLDINGS, INC. | History | Added to | 1,328 | 25 | 0.0% | 0.0% | 8 | +56 | 4.4% | Q3 2025 | Nov 14, 2025 |
| MORGAN STANLEY | History | No change | 115 | 2 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q3 2025 | Nov 14, 2025 |
| UBS Group AG | History | Added to | 60 | 1 | 0.0% | — | 10 | +36 | 150.0% | Q3 2025 | Nov 13, 2025 |
| Financial Enhancement Group LLC | History | Closed out | 0 | 0 | — | 0.39% | — | -128,533 | -100.0% | Q2 2025 | Jul 14, 2025 |
| Twelve Points Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.26% | — | -44,328 | -100.0% | Q2 2025 | Jul 16, 2025 |
| Collaborative Wealth Managment Inc. | History | Closed out | 0 | 0 | — | 0.09% | — | -9,185 | -100.0% | Q2 2025 | Aug 08, 2025 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | — | — | -45 | -100.0% | Q2 2025 | Aug 05, 2025 |