RBB Bancorp - RBB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | History | No change | 1,292,135 | 35,423 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 955,336 | 24,867 | 0.0% | 0.0% | 2 | +53,046 | 5.88% | Q3 2026 | Nov 04, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | No change | 641,304 | 17,581 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Added to | 618,946 | 16,092 | 0.02% | 0.01% | 4 | +218,495 | 54.56% | Q3 2026 | Nov 09, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | No change | 536,436 | 14,706 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 386,360 | 10,058 | 0.0% | 0.0% | 6 | +15,807 | 4.27% | Q3 2026 | Nov 06, 2026 |
| STATE STREET CORP | History | No change | 337,621 | 9,255 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| Hillsdale Investment Management Inc. | History | No change | 327,169 | 8,969 | 0.2% | 0.2% | 8 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LSV ASSET MANAGEMENT | History | Added to | 310,348 | 8,078 | 0.01% | 0.01% | 9 | +119,748 | 62.83% | Q3 2026 | Nov 06, 2026 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | No change | 223,877 | 6,137 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MORGAN STANLEY | History | No change | 206,553 | 5,662 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Qube Research & Technologies Ltd | History | No change | 195,579 | 5,361 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | History | No change | 185,168 | 5,076 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Rhino Investment Partners, Inc | History | No change | 178,388 | 4,890 | 1.48% | 1.48% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | No change | 172,655 | 4,733 | 0.08% | 0.08% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ALGERT GLOBAL LLC | History | No change | 156,224 | 4,282 | 0.05% | 0.05% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 150,380 | 4,122 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | No change | 136,257 | 3,735 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NORTHERN TRUST CORP | History | No change | 125,575 | 3,442 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 117,871 | 3,231 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 142,884 | 3,053 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EJF Capital LP | History | No change | 109,258 | 2,995 | 2.0% | 2.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | No change | 108,171 | 2,965 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 106,302 | 2,914 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Empowered Funds, LLC | History | No change | 104,534 | 2,865 | 0.02% | 0.02% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | No change | 103,297 | 2,831 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MARSHALL WACE, LLP | History | No change | 97,845 | 2,681 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 96,968 | 2,658 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 97,572 | 2,539 | 0.0% | 0.0% | 29 | -322 | -0.33% | Q3 2026 | Nov 05, 2026 |
| Trexquant Investment LP | History | No change | 87,095 | 2,387 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 86,406 | 2,368 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 80,060 | 2,194 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quantinno Capital Management LP | History | No change | 75,397 | 2,067 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CITADEL ADVISORS LLC | History | No change | 66,633 | 1,826 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | No change | 61,514 | 1,686 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 56,794 | 1,557 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| KENNEDY CAPITAL MANAGEMENT LLC | History | No change | 54,299 | 1,488 | 0.03% | 0.03% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 56,509 | 1,472 | 0.0% | 0.0% | 38 | +6,662 | 13.36% | Q3 2026 | Nov 06, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 52,415 | 1,436 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Nuveen, LLC | History | No change | 50,795 | 1,392 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| PRUDENTIAL FINANCIAL INC | History | No change | 50,385 | 1,381 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Integrated Quantitative Investments LLC | History | No change | 48,961 | 1,342 | 0.22% | 0.22% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 47,471 | 1,301 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 46,683 | 1,279 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 46,609 | 1,277 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Walleye Capital LLC | History | No change | 45,829 | 1,256 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Point72 Asset Management, L.P. | History | No change | 43,477 | 1,191 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MARTINGALE ASSET MANAGEMENT L P | History | No change | 38,900 | 1,066 | 0.03% | 0.03% | 48 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JOHN G ULLMAN & ASSOCIATES INC | History | Reduced | 40,350 | 1,050 | 0.14% | 0.13% | 49 | -200 | -0.49% | Q3 2026 | Nov 04, 2026 |
| Creative Planning | History | Added to | 40,203 | 1,046 | 0.0% | 0.0% | 50 | +5,741 | 16.66% | Q3 2026 | Nov 02, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 37,440 | 1,026 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Engineers Gate Manager LP | History | No change | 37,214 | 1,020 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GSA CAPITAL PARTNERS LLP | History | No change | 33,854 | 928 | 0.06% | 0.06% | 53 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| STRS OHIO | History | Added to | 35,300 | 918 | 0.0% | 0.0% | 54 | +8,600 | 32.21% | Q3 2026 | Oct 30, 2026 |
| Invesco Ltd. | History | No change | 32,613 | 894 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Odyssean, LLC | History | No change | 32,495 | 890 | 0.14% | 0.14% | 56 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SummerHaven Investment Management, LLC | History | New | 34,060 | 886 | 0.5% | — | 57 | +34,060 | New | Q3 2026 | Oct 19, 2026 |
| Unison Advisors LLC | History | Added to | 32,357 | 842 | 0.06% | 0.06% | 58 | +191 | 0.59% | Q3 2026 | Oct 28, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 30,274 | 829 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 29,700 | 814 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 29,632 | 812 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Legato Capital Management LLC | History | No change | 28,135 | 771 | 0.06% | 0.06% | 62 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| XTX Topco Ltd | History | No change | 27,237 | 746 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RHUMBLINE ADVISERS | History | No change | 20,486 | 561 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 20,208 | 554 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | No change | 18,825 | 516 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 17,435 | 453 | 0.0% | 0.0% | 67 | +2 | 0.01% | Q3 2026 | Nov 02, 2026 |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | History | No change | 14,321 | 392 | 0.01% | 0.01% | 68 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VIRTUS ADVISERS, LLC | History | New | 14,517 | 377 | 0.14% | — | 69 | +14,517 | New | Q3 2026 | Nov 09, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 13,721 | 376 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DEUTSCHE BANK AG\ | History | Reduced | 14,014 | 364 | 0.0% | 0.0% | 71 | -1,960 | -12.27% | Q3 2026 | Nov 06, 2026 |
| Man Group plc | History | No change | 13,003 | 356 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 12,651 | 347 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SEI INVESTMENTS CO | History | No change | 11,028 | 302 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 11,047 | 302 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| Centiva Capital, LP | History | No change | 11,042 | 302 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| OXFORD ASSET MANAGEMENT LLP | History | No change | 10,889 | 298 | 0.15% | 0.15% | 77 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | No change | 10,300 | 282 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 10,040 | 275 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MetLife Investment Management, LLC | History | No change | 10,051 | 275 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Sterling Capital Management LLC | History | Reduced | 10,396 | 270 | 0.01% | 0.0% | 81 | -14 | -0.13% | Q3 2026 | Oct 22, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | New | 9,900 | 258 | 0.0% | — | 82 | +9,900 | New | Q3 2026 | Nov 05, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | No change | 9,193 | 252 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| IEQ CAPITAL, LLC | History | No change | 8,989 | 246 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| AXQ CAPITAL, LP | History | No change | 8,681 | 237 | 0.03% | 0.03% | 85 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| JANE STREET GROUP, LLC | History | No change | 7,543 | 206 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | No change | 7,543 | 206 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | No change | 7,364 | 201 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Quadrature Capital Ltd | History | No change | 7,307 | 200 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| BARCLAYS PLC | History | Added to | 6,374 | 165 | 0.0% | 0.0% | 90 | +4,240 | 198.69% | Q3 2026 | Nov 06, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 5,211 | 142 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| State of Tennessee, Department of Treasury | History | No change | 4,615 | 126 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 4,539 | 124 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 4,503 | 117 | 0.0% | 0.0% | 94 | +132 | 3.02% | Q3 2026 | Nov 06, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | Reduced | 4,011 | 104 | 0.0% | 0.0% | 96 | -1,536 | -27.69% | Q3 2026 | Nov 09, 2026 |
| FMR LLC | History | No change | 3,797 | 104 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CITIGROUP INC | History | Reduced | 2,496 | 64 | 0.0% | 0.0% | 97 | -7,848 | -75.87% | Q3 2026 | Nov 04, 2026 |
| Legal & General Group Plc | History | No change | 1,665 | 45 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 1,613 | 44 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CANADA LIFE ASSURANCE Co | History | No change | 1,586 | 43 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 1,545 | 42 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 1,478 | 40 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| State of Alaska, Department of Revenue | History | Added to | 1,527 | 38 | 0.0% | 0.0% | 103 | +689 | 82.22% | Q3 2026 | Oct 15, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 1,318 | 36 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Arax Advisory Partners | History | No change | 1,042 | 28 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| ROYAL BANK OF CANADA | History | No change | 927 | 26 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Smartleaf Asset Management LLC | History | No change | 828 | 22 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SIGNATUREFD, LLC | History | Added to | 652 | 16 | 0.0% | 0.0% | 108 | +284 | 77.17% | Q3 2026 | Oct 23, 2026 |
| GAMMA Investing LLC | History | Added to | 541 | 14 | 0.0% | 0.0% | 109 | +198 | 57.73% | Q3 2026 | Oct 08, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 503 | 13 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Versant Capital Management, Inc | History | No change | 504 | 13 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q3 2026 | Oct 01, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 500 | 13 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 420 | 10 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| HARBOR CAPITAL ADVISORS, INC. | History | No change | 340 | 9 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Capital Advisors, Ltd. LLC | History | No change | 359 | 9 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Allworth Financial LP | History | Added to | 264 | 7 | 0.0% | 0.0% | 116 | +61 | 30.05% | Q3 2026 | Nov 06, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 226 | 6 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| SJS Investment Consulting Inc. | History | Added to | 220 | 5 | 0.0% | — | 118 | +219 | 21900.0% | Q3 2026 | Oct 26, 2026 |
| PENSION & WEALTH MANAGEMENT ADVISORS, INC. | History | New | 216 | 5 | 0.0% | — | 119 | +216 | New | Q3 2026 | Oct 16, 2026 |
| FEDERATED HERMES, INC. | History | No change | 160 | 4 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Private Wealth Management Group, LLC | History | No change | 155 | 4 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 132 | 3 | 0.0% | 0.0% | 123 | +92 | 230.0% | Q3 2026 | Oct 08, 2026 |
| Essential Partners LLC | History | Added to | 121 | 3 | 0.0% | 0.0% | 124 | +19 | 18.63% | Q3 2026 | Oct 14, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 149 | 3 | 0.0% | 0.0% | 122 | +12 | 8.76% | Q3 2026 | Nov 04, 2026 |
| Quarry LP | History | No change | 82 | 2 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Root Financial Partners, LLC | History | New | 61 | 1 | 0.0% | — | 136 | +61 | New | Q3 2026 | Oct 21, 2026 |
| Parkside Financial Bank & Trust | History | New | 55 | 1 | 0.0% | — | 135 | +55 | New | Q3 2026 | Oct 27, 2026 |
| Covestor Ltd | History | Added to | 31 | 1 | 0.0% | 0.0% | 132 | +12 | 63.16% | Q3 2026 | Oct 30, 2026 |
| PICTON MAHONEY ASSET MANAGEMENT | History | Reduced | 66 | 1 | 0.0% | 0.0% | 128 | -4 | -5.71% | Q3 2026 | Nov 09, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Added to | 42 | 1 | 0.0% | 0.0% | 127 | +1 | 2.44% | Q3 2026 | Oct 20, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 50 | 1 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| IFP Advisors, Inc | History | No change | 66 | 1 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Parallel Advisors, LLC | History | No change | 65 | 1 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Optiver Holding B.V. | History | No change | 42 | 1 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Fortitude Family Office, LLC | History | No change | 43 | 1 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Kilter Group LLC | History | No change | 37 | 1 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -68,007 | -100.0% | Q3 2026 | Nov 09, 2026 |
| BAILARD, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -21,300 | -100.0% | Q3 2026 | Oct 13, 2026 |
| MACKENZIE FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -20,546 | -100.0% | Q3 2026 | Nov 02, 2026 |
| SENTINEL TRUST CO LBA | History | Closed out | 0 | 0 | — | 0.02% | — | -7,900 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,009 | -100.0% | Q3 2026 | Oct 28, 2026 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -586 | -100.0% | Q3 2026 | Nov 04, 2026 |
| Cornerstone Planning Group LLC | History | Closed out | 0 | 0 | — | — | — | -16 | -100.0% | Q3 2026 | Oct 16, 2026 |
| GK Wealth Management LLC | History | New | 6 | 0 | — | — | — | +6 | New | Q3 2026 | Oct 09, 2026 |
| True Wealth Design, LLC | History | Added to | 23 | 0 | — | — | — | +1 | 4.55% | Q3 2026 | Oct 13, 2026 |
| Provenance Wealth Advisors, LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q3 2026 | Oct 30, 2026 |
| Caitong International Asset Management Co., Ltd | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2026 | Oct 29, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SBI Securities Co., Ltd. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| JPL Wealth Management, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Torren Management, LLC | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Basecamp Wealth Advisors LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |