ROCKET PHARMACEUTICALS, INC. - RCKT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RTW INVESTMENTS, LP | History | No change | 17,687,772 | 60,492 | 0.52% | 0.52% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | No change | 9,923,962 | 33,939 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | No change | 5,810,033 | 19,870 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MARSHALL WACE, LLP | History | No change | 4,029,262 | 13,780 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 4,000,344 | 13,681 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Newtyn Management, LLC | History | No change | 4,000,000 | 13,680 | 1.71% | 1.71% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MAVERICK CAPITAL LTD | History | No change | 3,923,963 | 13,419 | 0.12% | 0.12% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | No change | 3,784,387 | 12,942 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CITIGROUP INC | History | Reduced | 4,609,231 | 12,122 | 0.0% | 0.01% | 9 | -256,320 | -5.27% | Q3 2026 | Nov 04, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 3,386,162 | 11,580 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 2,973,427 | 10,169 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Monaco Asset Management SAM | History | No change | 2,480,468 | 8,483 | 0.67% | 0.67% | 12 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 2,370,729 | 8,109 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FEDERATED HERMES, INC. | History | No change | 2,304,207 | 7,880 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | No change | 1,974,896 | 6,754 | 0.02% | 0.02% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | No change | 1,988,413 | 6,700 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| STATE STREET CORP | History | No change | 1,820,121 | 6,224 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| MORGAN STANLEY | History | No change | 1,062,522 | 3,633 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 1,346,107 | 3,539 | 0.0% | 0.0% | 19 | +220,607 | 19.6% | Q3 2026 | Nov 04, 2026 |
| Opaleye Management Inc. | History | No change | 1,000,000 | 3,420 | 0.31% | 0.31% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 950,552 | 3,250 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Jump Financial, LLC | History | No change | 867,900 | 2,968 | 0.02% | 0.02% | 22 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 792,974 | 2,711 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 749,073 | 2,561 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHERN TRUST CORP | History | No change | 735,090 | 2,514 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 734,584 | 2,512 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Prosight Management, LP | History | No change | 700,000 | 2,394 | 0.41% | 0.41% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Point72 Asset Management, L.P. | History | No change | 670,527 | 2,293 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Qube Research & Technologies Ltd | History | No change | 644,869 | 2,205 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Woodline Partners LP | History | No change | 641,222 | 2,192 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 592,844 | 2,027 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FMR LLC | History | No change | 488,299 | 1,669 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IEQ CAPITAL, LLC | History | No change | 440,255 | 1,505 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ADAR1 Capital Management, LLC | History | No change | 435,500 | 1,489 | 0.07% | 0.07% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Aberdeen Group plc | History | No change | 397,727 | 1,360 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 387,065 | 1,323 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Invesco Ltd. | History | No change | 383,316 | 1,310 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | No change | 348,093 | 1,190 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Susquehanna Portfolio Strategies, LLC | History | No change | 332,106 | 1,135 | 0.02% | 0.02% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 321,836 | 1,100 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 315,761 | 1,079 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BIT Capital GmbH | History | No change | 298,000 | 1,019 | 0.03% | 0.03% | 42 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 275,009 | 940 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bank of New York Mellon Corp | History | No change | 259,809 | 888 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 247,235 | 845 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| M28 Capital Management LP | History | No change | 210,871 | 721 | 1.53% | 1.53% | 46 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 195,650 | 700 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 201,642 | 689 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Nuveen, LLC | History | No change | 199,794 | 683 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Mariner, LLC | History | No change | 198,662 | 679 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Privium Fund Management B.V. | History | No change | 244,146 | 642 | 0.12% | 0.15% | 51 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 187,415 | 641 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PDT Partners, LLC | History | No change | 186,596 | 638 | 0.03% | 0.03% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Squarepoint Ops LLC | History | No change | 181,147 | 619 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 220,426 | 579 | 0.02% | 0.02% | 55 | -4,501 | -2.0% | Q3 2026 | Oct 13, 2026 |
| GROUP ONE TRADING LLC | History | No change | 165,400 | 565 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Creative Planning | History | Added to | 207,402 | 545 | 0.0% | 0.0% | 57 | +75,819 | 57.62% | Q3 2026 | Nov 02, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 158,502 | 542 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | No change | 152,631 | 521 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Russell Investments Group, Ltd. | History | No change | 150,933 | 516 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Amitell Capital Pte Ltd | History | No change | 178,769 | 470 | 0.45% | 0.56% | 61 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 177,438 | 466 | 0.0% | 0.0% | 62 | +33,538 | 23.31% | Q3 2026 | Nov 04, 2026 |
| CITADEL ADVISORS LLC | History | No change | 136,170 | 465 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | No change | 135,100 | 462 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Jain Global LLC | History | No change | 134,665 | 460 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Virtus Investment Advisers, LLC | History | No change | 118,981 | 406 | 0.09% | 0.09% | 66 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| RHUMBLINE ADVISERS | History | No change | 111,412 | 381 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Schonfeld Strategic Advisors LLC | History | No change | 110,666 | 378 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 108,028 | 369 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | No change | 101,614 | 347 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TANG CAPITAL MANAGEMENT LLC | History | No change | 100,000 | 342 | 0.02% | 0.02% | 71 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RICE HALL JAMES & ASSOCIATES, LLC | History | No change | 96,469 | 329 | 0.02% | 0.02% | 72 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | No change | 94,727 | 323 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | No change | 94,264 | 322 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cerity Partners LLC | History | No change | 91,825 | 314 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Weiss Asset Management LP | History | No change | 86,064 | 294 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Lion Point Capital, LP | History | No change | 86,000 | 294 | 1.41% | 1.41% | 77 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DEUTSCHE BANK AG\ | History | No change | 84,177 | 287 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 83,086 | 284 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Marex Group Ltd | History | No change | 72,500 | 247 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Engineers Gate Manager LP | History | No change | 71,549 | 244 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PIER 88 INVESTMENT PARTNERS LLC | History | No change | 71,500 | 244 | 0.06% | 0.06% | 82 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 70,399 | 240 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Ballentine Partners, LLC | History | No change | 70,405 | 240 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Achmea Investment Management B.V. | History | New | 90,386 | 237 | 0.0% | — | 85 | +90,386 | New | Q3 2026 | Oct 30, 2026 |
| Assenagon Asset Management S.A. | History | No change | 84,815 | 223 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| WELLINGTON MANAGEMENT GROUP LLP | History | No change | 61,605 | 210 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Walleye Capital LLC | History | No change | 60,411 | 206 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Velan Capital Investment Management LP | History | No change | 60,000 | 205 | 0.12% | 0.12% | 89 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | No change | 58,500 | 200 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NOMURA ASSET MANAGEMENT INTERNATIONAL INC. | History | No change | 58,000 | 198 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arax Advisory Partners | History | No change | 52,755 | 180 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 67,702 | 178 | 0.0% | 0.0% | 93 | +1,985 | 3.02% | Q3 2026 | Oct 16, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | No change | 50,493 | 172 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MetLife Investment Management, LLC | History | No change | 45,656 | 156 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Quantinno Capital Management LP | History | No change | 38,680 | 132 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 38,365 | 131 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Corient Private Wealth LP | History | No change | 37,819 | 129 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 34,917 | 119 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Voleon Capital Management LP | History | No change | 32,458 | 111 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 30,623 | 104 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Focus Partners Wealth | History | No change | 29,447 | 100 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 27,600 | 94 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 26,463 | 90 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Sep 09, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 30,588 | 80 | 0.0% | 0.0% | 106 | -60,980 | -66.6% | Q3 2026 | Oct 13, 2026 |
| Dynamic Technology Lab Private Ltd | History | No change | 23,398 | 80 | 0.02% | 0.02% | 105 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | No change | 23,123 | 79 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 29,523 | 77 | 0.0% | 0.0% | 109 | +3 | 0.01% | Q3 2026 | Nov 02, 2026 |
| BARCLAYS PLC | History | No change | 22,716 | 77 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SEI INVESTMENTS CO | History | No change | 22,016 | 75 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 22,110 | 75 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| SANDERS MORRIS HARRIS LLC | History | New | 27,709 | 72 | 0.01% | — | 112 | +27,709 | New | Q3 2026 | Oct 14, 2026 |
| Merit Financial Group, LLC | History | No change | 19,360 | 66 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| SG Americas Securities, LLC | History | No change | 18,819 | 64 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MAI Capital Management | History | No change | 18,685 | 63 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | No change | 18,558 | 63 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ExodusPoint Capital Management, LP | History | No change | 18,635 | 63 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CANADA LIFE ASSURANCE Co | History | No change | 17,723 | 61 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Sequoia Financial Advisors, LLC | History | No change | 17,653 | 60 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 16,742 | 57 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 16,340 | 55 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | No change | 16,116 | 55 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| China Universal Asset Management Co., Ltd. | History | Added to | 20,030 | 51 | 0.0% | 0.0% | 126 | +2,652 | 15.26% | Q3 2026 | Oct 27, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 15,117 | 51 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| PRUDENTIAL FINANCIAL INC | History | No change | 15,045 | 51 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WINTON GROUP Ltd | History | No change | 15,200 | 51 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Pallas Capital Advisors LLC | History | No change | 13,721 | 46 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | No change | 11,968 | 40 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Virtu Financial LLC | History | No change | 11,562 | 40 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Focus Partners Advisor Solutions, LLC | History | No change | 11,877 | 40 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| ProShare Advisors LLC | History | Reduced | 15,161 | 39 | 0.0% | 0.0% | 131 | -260 | -1.69% | Q3 2026 | Oct 28, 2026 |
| a16z Perennial Management, L.P. | History | No change | 11,335 | 38 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| XTX Topco Ltd | History | No change | 10,288 | 35 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 10,166 | 34 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BRIGHTON JONES LLC | History | Reduced | 12,204 | 32 | 0.0% | 0.0% | 135 | -20,783 | -63.0% | Q3 2026 | Nov 03, 2026 |
| Legal & General Group Plc | History | No change | 9,175 | 31 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GRIMES & Co WEALTH MANAGEMENT, LLC | History | No change | 12,001 | 31 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Allworth Financial LP | History | No change | 8,202 | 28 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 7,797 | 26 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 6,758 | 23 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 5,475 | 18 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Parallel Advisors, LLC | History | Added to | 6,425 | 16 | 0.0% | 0.0% | 142 | +5,583 | 663.06% | Q3 2026 | Nov 03, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 5,610 | 14 | 0.0% | 0.0% | 143 | +726 | 14.86% | Q3 2026 | Oct 28, 2026 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | No change | 3,557 | 12 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BFC Planning, Inc. | History | No change | 3,500 | 11 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 4,133 | 10 | 0.0% | 0.0% | 146 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| ROYAL BANK OF CANADA | History | No change | 2,746 | 9 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 2,765 | 8 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 2,302 | 6 | 0.0% | 0.0% | 150 | -3,237 | -58.44% | Q3 2026 | Nov 04, 2026 |
| GF FUND MANAGEMENT CO. LTD. | History | Added to | 2,504 | 6 | 0.0% | 0.0% | 152 | +204 | 8.87% | Q3 2026 | Oct 26, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 1,863 | 6 | 0.0% | 0.0% | 149 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Optiver Holding B.V. | History | No change | 1,868 | 6 | 0.0% | 0.0% | 151 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Essential Partners LLC | History | Reduced | 2,130 | 5 | 0.0% | 0.01% | 155 | -1,514 | -41.55% | Q3 2026 | Oct 14, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 2,277 | 5 | 0.0% | 0.0% | 154 | -378 | -14.24% | Q3 2026 | Oct 08, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 1,582 | 5 | 0.0% | 0.0% | 153 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sterling Capital Management LLC | History | Reduced | 1,784 | 4 | 0.0% | 0.0% | 158 | -39 | -2.14% | Q3 2026 | Oct 22, 2026 |
| US BANCORP \DE\ | History | No change | 1,198 | 4 | 0.0% | 0.0% | 156 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 1,187 | 4 | 0.0% | 0.0% | 157 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| Caitong International Asset Management Co., Ltd | History | Reduced | 1,183 | 3 | 0.0% | 0.0% | 160 | -2,914 | -71.13% | Q3 2026 | Oct 29, 2026 |
| SIGNATUREFD, LLC | History | Reduced | 1,196 | 3 | 0.0% | 0.0% | 159 | -1,264 | -51.38% | Q3 2026 | Oct 23, 2026 |
| GAMMA Investing LLC | History | Added to | 1,359 | 3 | 0.0% | 0.0% | 161 | +146 | 12.04% | Q3 2026 | Oct 08, 2026 |
| Owl Creek Wealth Partners LLC | History | No change | 1,300 | 3 | 0.0% | 0.0% | 162 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Nemes Rush Group LLC | History | New | 1,100 | 2 | 0.0% | — | 167 | +1,100 | New | Q3 2026 | Nov 04, 2026 |
| Parkside Financial Bank & Trust | History | New | 1,051 | 2 | 0.0% | — | 166 | +1,051 | New | Q3 2026 | Oct 27, 2026 |
| Nova Financial LLC | History | New | 804 | 2 | 0.0% | — | 168 | +804 | New | Q3 2026 | Nov 04, 2026 |
| SJS Investment Consulting Inc. | History | Added to | 1,008 | 2 | 0.0% | 0.0% | 164 | +531 | 111.32% | Q3 2026 | Oct 26, 2026 |
| NewEdge Advisors, LLC | History | No change | 700 | 2 | 0.0% | 0.0% | 163 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Sankala Group LLC | History | No change | 828 | 2 | 0.0% | 0.0% | 165 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| IFP Advisors, Inc | History | Reduced | 740 | 1 | 0.0% | 0.0% | 169 | -1,078 | -59.3% | Q3 2026 | Oct 16, 2026 |
| Root Financial Partners, LLC | History | New | 486 | 1 | 0.0% | — | 171 | +486 | New | Q3 2026 | Oct 21, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 568 | 1 | 0.0% | 0.0% | 170 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Krilogy Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,295 | -100.0% | Q3 2026 | Oct 13, 2026 |
| HB Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,541 | -100.0% | Q3 2026 | Oct 23, 2026 |
| True Wealth Design, LLC | History | Reduced | 263 | 0 | — | 0.0% | — | -610 | -69.87% | Q3 2026 | Oct 13, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -459 | -100.0% | Q3 2026 | Oct 07, 2026 |
| MassMutual Private Wealth & Trust, FSB | History | Closed out | 0 | 0 | — | — | — | -114 | -100.0% | Q3 2026 | Oct 05, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 307 | 0 | — | — | — | +41 | 15.41% | Q3 2026 | Oct 21, 2026 |
| Provenance Wealth Advisors, LLC | History | New | 36 | 0 | — | — | — | +36 | New | Q3 2026 | Oct 30, 2026 |
| Covestor Ltd | History | Reduced | 54 | 0 | — | — | — | -35 | -39.33% | Q3 2026 | Oct 30, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q3 2026 | Oct 13, 2026 |
| FIFTH THIRD BANCORP | History | No change | 193 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | History | No change | 202 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Clearstead Advisors, LLC | History | No change | 122 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 261 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 132 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Larson Financial Group LLC | History | No change | 128 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Global Retirement Partners, LLC | History | No change | 19 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Bare Financial Services, Inc | History | No change | 340 | 0 | — | 0.0% | — | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| JPL Wealth Management, LLC | History | No change | 66 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Basecamp Wealth Advisors LLC | History | No change | 141 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |