ALPS ETF Trust - RDOG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DekaBank Deutsche Girozentrale | History | New | 51,600 | 731 | 0.0% | — | 1 | +51,600 | New | Q3 2026 | Oct 27, 2026 |
| CITADEL ADVISORS LLC | History | No change | 16,028 | 665 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 12,419 | 469 | 0.0% | 0.0% | 3 | +1,019 | 8.94% | Q3 2026 | Nov 02, 2026 |
| Cranbrook Wealth Management, LLC | History | Added to | 4,054 | 112 | 0.02% | 0.02% | 4 | +292 | 7.76% | Q3 2026 | Oct 28, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 1,245 | 51 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Rossby Financial, LCC | History | New | 823 | 31 | 0.0% | — | 6 | +823 | New | Q3 2026 | Nov 05, 2026 |
| MORGAN STANLEY | History | No change | 557 | 23 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 548 | 22 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | No change | 356 | 14 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| UBS Group AG | History | Added to | 97 | 3 | 0.0% | — | 10 | +96 | 9600.0% | Q3 2026 | Nov 10, 2026 |
| Allworth Financial LP | History | No change | 50 | 2 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 50 | 2 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,322 | -100.0% | Q3 2026 | Nov 06, 2026 |
| Park Place Capital Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -150 | -100.0% | Q3 2026 | Nov 09, 2026 |
| BFC Planning, Inc. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |