Northern Lights Fund Trust IV - RISN
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Inspire Advisors, LLC | History | Reduced | 2,541,835 | 73,810 | 6.79% | 7.42% | 1 | -61,771 | -2.37% | Q4 2025 | Feb 13, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 132,222 | 3,839 | 0.24% | 0.26% | 2 | +3,019 | 2.34% | Q4 2025 | Feb 06, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 47,651 | 1,383 | 0.07% | 0.06% | 3 | +16,380 | 52.38% | Q4 2025 | Jan 26, 2026 |
| Inspire Investing, LLC | History | Reduced | 9,741 | 282 | 0.03% | 0.05% | 4 | -6,789 | -41.07% | Q4 2025 | Feb 17, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 8,791 | 255 | 0.0% | 0.0% | 5 | +508 | 6.13% | Q4 2025 | Mar 25, 2026 |
| Golden State Equity Partners | History | Added to | 8,297 | 240 | 0.04% | 0.04% | 6 | +171 | 2.1% | Q4 2025 | Jan 29, 2026 |
| AE Wealth Management LLC | History | Added to | 7,382 | 214 | 0.0% | 0.0% | 7 | +5,799 | 366.33% | Q4 2025 | Jan 26, 2026 |
| Arax Advisory Partners | History | New | 6,154 | 178 | 0.01% | — | 8 | +6,154 | New | Q4 2025 | Feb 13, 2026 |
| Westside Investment Management, Inc. | History | No change | 4,340 | 126 | 0.02% | 0.02% | 9 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Global Retirement Partners, LLC | History | No change | 3,927 | 114 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 3,791 | 110 | 0.0% | 0.0% | 11 | -1,166 | -23.52% | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 3,059 | 88 | 0.0% | 0.0% | 12 | -511 | -14.31% | Q4 2025 | Feb 09, 2026 |
| Bare Financial Services, Inc | History | No change | 519 | 15 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -13,430 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -773 | -100.0% | Q3 2025 | Nov 18, 2025 |
| UBS Group AG | History | Reduced | 22 | 0 | — | 0.0% | — | -160 | -87.91% | Q4 2025 | Jan 29, 2026 |
| MORGAN STANLEY | History | Reduced | 1 | 0 | — | — | — | -19 | -95.0% | Q4 2025 | Feb 13, 2026 |
| Allworth Financial LP | History | New | 10 | 0 | — | — | — | +10 | New | Q4 2025 | Feb 05, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |