Northern Lights Fund Trust IV - RISN
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Inspire Advisors, LLC | History | Reduced | 2,383,561 | 68,384 | 5.57% | 6.79% | 1 | -158,274 | -6.23% | Q1 2026 | May 15, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 57,312 | 1,644 | 0.08% | 0.07% | 2 | +9,661 | 20.27% | Q1 2026 | Apr 15, 2026 |
| CITADEL ADVISORS LLC | History | New | 19,804 | 568 | 0.0% | — | 3 | +19,804 | New | Q1 2026 | May 15, 2026 |
| Revisor Wealth Management LLC | History | New | 14,006 | 402 | 0.11% | — | 4 | +14,006 | New | Q1 2026 | Apr 27, 2026 |
| GTS SECURITIES LLC | History | New | 13,931 | 399 | 0.01% | — | 5 | +13,931 | New | Q1 2026 | May 14, 2026 |
| Ascentis Independent Advisors | History | Added to | 9,880 | 283 | 0.02% | 0.04% | 6 | +1,583 | 19.08% | Q1 2026 | Apr 28, 2026 |
| Inspire Investing, LLC | History | No change | 9,741 | 279 | 0.02% | 0.03% | 7 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| AE Wealth Management LLC | History | Added to | 8,546 | 245 | 0.0% | 0.0% | 8 | +1,164 | 15.77% | Q1 2026 | May 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 8,130 | 233 | 0.0% | — | 9 | +8,130 | New | Q1 2026 | May 15, 2026 |
| Arax Advisory Partners | History | No change | 6,154 | 176 | 0.0% | 0.01% | 10 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Westside Investment Management, Inc. | History | No change | 4,340 | 124 | 0.02% | 0.02% | 11 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Global Retirement Partners, LLC | History | No change | 3,927 | 114 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Root Financial Partners, LLC | History | New | 3,131 | 89 | 0.0% | — | 13 | +3,131 | New | Q1 2026 | Apr 24, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 3,059 | 87 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| AdvisorNet Financial, Inc | History | New | 2,745 | 78 | 0.0% | — | 15 | +2,745 | New | Q1 2026 | Apr 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 2,146 | 61 | 0.0% | 0.0% | 16 | -1,645 | -43.39% | Q1 2026 | May 15, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 1,205 | 34 | 0.0% | 0.24% | 17 | -131,017 | -99.09% | Q1 2026 | Apr 13, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 822 | 23 | 0.0% | — | 18 | +820 | 41000.0% | Q1 2026 | May 15, 2026 |
| Bare Financial Services, Inc | History | Added to | 638 | 18 | 0.0% | 0.0% | 19 | +119 | 22.93% | Q1 2026 | May 14, 2026 |
| Advisory Services Network, LLC | History | New | 300 | 8 | 0.0% | — | 20 | +300 | New | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,791 | -100.0% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | — | — | -22 | -100.0% | Q1 2026 | May 05, 2026 |
| MORGAN STANLEY | History | Added to | 2 | 0 | — | — | — | +1 | 100.0% | Q1 2026 | May 15, 2026 |
| Allworth Financial LP | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |