SPDR SERIES TRUST - ROKT
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WealthBridge Capital Management, LLC | History | Added to | 16,787 | 1,428 | 0.33% | 0.25% | 1 | +2,566 | 18.04% | Q4 2025 | Jan 21, 2026 |
| Client First Investment Management LLC | History | New | 12,734 | 1,083 | 0.57% | — | 2 | +12,734 | New | Q4 2025 | Feb 09, 2026 |
| CITADEL ADVISORS LLC | History | New | 12,429 | 1,057 | 0.0% | — | 3 | +12,429 | New | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 4,859 | 413 | 0.0% | — | 4 | +4,859 | New | Q4 2025 | Feb 17, 2026 |
| Virtus Family Office LLC | History | New | 3,802 | 323 | 0.28% | — | 5 | +3,802 | New | Q4 2025 | Feb 03, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 3,609 | 307 | 0.0% | — | 6 | +3,609 | New | Q4 2025 | Feb 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 2,690 | 229 | 0.0% | 0.0% | 7 | +801 | 42.4% | Q4 2025 | Feb 17, 2026 |
| Wealthfront Advisers LLC | History | New | 2,599 | 221 | 0.0% | — | 8 | +2,599 | New | Q4 2025 | Jan 30, 2026 |
| D.A. DAVIDSON & CO. | History | New | 2,354 | 200 | 0.0% | — | 9 | +2,354 | New | Q4 2025 | Jan 29, 2026 |
| North Star Investment Management Corp. | History | No change | 355 | 30 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| MORGAN STANLEY | History | No change | 212 | 18 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Garton & Associates Financial Advisors LLC | History | New | 201 | 17 | 0.01% | — | 13 | +201 | New | Q4 2025 | Feb 18, 2026 |
| AlphaCore Capital LLC | History | New | 200 | 17 | 0.0% | — | 12 | +200 | New | Q4 2025 | Feb 05, 2026 |
| Fulcrum Equity Management | History | Closed out | 0 | 0 | — | 0.96% | — | -12,461 | -100.0% | Q3 2025 | Jan 06, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -800 | -100.0% | Q3 2025 | Nov 26, 2025 |
| WELLS FARGO & COMPANY/MN | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 13, 2026 |