INVESCO EXCHANGE-TRADED FUND TRUST - RSPU
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | No change | 593,610 | 48,159 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 420,124 | 34,084 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 219,208 | 17,784 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 164,273 | 13,327 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 122,710 | 9,965 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DENVER WEALTH MANAGEMENT, INC. | History | No change | 105,068 | 8,524 | 2.44% | 2.44% | 6 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 114,814 | 8,048 | 0.02% | 0.03% | 7 | +1,950 | 1.73% | Q3 2026 | Nov 02, 2026 |
| STUDIO INVESTMENT MANAGEMENT LLC | History | Added to | 106,933 | 7,496 | 1.27% | 1.36% | 8 | +7,379 | 7.41% | Q3 2026 | Oct 22, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 89,331 | 6,262 | 0.01% | 0.02% | 9 | +4,949 | 5.86% | Q3 2026 | Nov 02, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 64,966 | 5,261 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| REDSTONE WEALTH MANAGEMENT, LLC | History | Added to | 57,951 | 4,062 | 2.55% | 2.92% | 11 | +2,810 | 5.1% | Q3 2026 | Oct 20, 2026 |
| UBS Group AG | History | No change | 49,511 | 4,016 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RM Financial Services, LLC | History | Reduced | 50,366 | 3,530 | 2.66% | 3.07% | 14 | -561 | -1.1% | Q3 2026 | Nov 03, 2026 |
| WealthCare Investment Partners, LLC | History | Added to | 50,369 | 3,530 | 0.84% | 0.99% | 13 | +120 | 0.24% | Q3 2026 | Nov 05, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 41,286 | 3,413 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Friedenthal Financial | History | Added to | 47,362 | 3,320 | 1.44% | 1.57% | 16 | +5,489 | 13.11% | Q3 2026 | Oct 27, 2026 |
| Advisory Services Network, LLC | History | No change | 39,555 | 3,209 | 0.04% | 0.04% | 17 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JPMORGAN CHASE & CO | History | No change | 34,748 | 2,858 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 33,107 | 2,685 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 32,496 | 2,636 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 32,313 | 2,621 | 0.04% | 0.04% | 21 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 31,345 | 2,543 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Dakota Wealth Management | History | No change | 29,201 | 2,369 | 0.05% | 0.05% | 23 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| NewEdge Advisors, LLC | History | No change | 23,390 | 1,897 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cetera Investment Advisers | History | No change | 23,395 | 1,897 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 26,203 | 1,836 | 0.01% | 0.02% | 26 | -1,836 | -6.55% | Q3 2026 | Oct 08, 2026 |
| Orographic Financial Advisors, LLC | History | No change | 21,446 | 1,668 | 1.1% | 1.1% | 27 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Geneos Wealth Management Inc. | History | No change | 20,212 | 1,639 | 0.03% | 0.03% | 28 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 23,005 | 1,612 | 0.0% | 0.0% | 29 | -365 | -1.56% | Q3 2026 | Nov 02, 2026 |
| World Investment Advisors | History | No change | 18,777 | 1,523 | 0.03% | 0.03% | 30 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Modern Wealth Management, LLC | History | No change | 18,386 | 1,491 | 0.02% | 0.02% | 31 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 18,187 | 1,475 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | No change | 17,920 | 1,454 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ausdal Financial Partners, Inc. | History | No change | 17,492 | 1,419 | 0.06% | 0.06% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MFA Wealth Services | History | Added to | 19,924 | 1,396 | 0.83% | 0.96% | 35 | +56 | 0.28% | Q3 2026 | Oct 13, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 13,697 | 1,111 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| SCOTIA CAPITAL INC. | History | No change | 13,177 | 1,069 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Waverly Advisors, LLC | History | No change | 12,245 | 993 | 0.01% | 0.01% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | No change | 11,656 | 945 | 0.39% | 0.39% | 39 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| STEPHENS INC /AR/ | History | No change | 11,258 | 913 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| BLUEDOOR PRIVATE WEALTH, LLC | History | Added to | 12,059 | 845 | 0.36% | 0.4% | 41 | +250 | 2.12% | Q3 2026 | Nov 05, 2026 |
| CITADEL ADVISORS LLC | History | No change | 10,300 | 835 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 11,720 | 821 | 0.01% | 0.02% | 43 | +228 | 1.98% | Q3 2026 | Oct 13, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 11,657 | 817 | 0.01% | 0.01% | 44 | +2,907 | 33.22% | Q3 2026 | Oct 16, 2026 |
| Berger Financial Group, Inc | History | No change | 9,833 | 797 | 0.04% | 0.04% | 45 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Simplicity Wealth,LLC | History | Added to | 10,814 | 758 | 0.02% | 0.02% | 46 | +2,265 | 26.49% | Q3 2026 | Oct 23, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Added to | 10,358 | 726 | 0.02% | 0.02% | 47 | +2,645 | 34.29% | Q3 2026 | Oct 29, 2026 |
| Private Advisor Group, LLC | History | No change | 8,780 | 712 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Focus Partners Wealth | History | No change | 8,300 | 673 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Perigon Wealth Management, LLC | History | Added to | 8,137 | 570 | 0.01% | 0.01% | 50 | +9 | 0.11% | Q3 2026 | Oct 22, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 6,924 | 561 | 0.02% | 0.02% | 51 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 6,561 | 532 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Sage Capital Management, LLC | History | Added to | 7,194 | 504 | 0.19% | 0.23% | 53 | +49 | 0.69% | Q3 2026 | Oct 20, 2026 |
| HighTower Advisors, LLC | History | No change | 6,103 | 495 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 6,053 | 491 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Walker Asset Management, LLC | History | Reduced | 6,842 | 479 | 0.24% | 0.28% | 56 | -71 | -1.03% | Q3 2026 | Oct 13, 2026 |
| Joseph P. Lucia & Associates, LLC | History | Reduced | 6,812 | 477 | 0.14% | 0.17% | 57 | -200 | -2.85% | Q3 2026 | Oct 30, 2026 |
| Lido Advisors, LLC | History | Reduced | 6,138 | 430 | 0.0% | 0.0% | 59 | -381 | -5.84% | Q3 2026 | Nov 04, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 5,312 | 430 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 5,240 | 425 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Financial Freedom, LLC | History | No change | 5,159 | 418 | 0.19% | 0.19% | 61 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Global Retirement Partners, LLC | History | No change | 5,062 | 410 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Equitable Holdings, Inc. | History | No change | 4,913 | 398 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | No change | 4,891 | 396 | 0.02% | 0.02% | 64 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Nova Wealth Management, Inc. | History | No change | 4,697 | 381 | 0.21% | 0.21% | 65 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Snowden Capital Advisors LLC | History | No change | 4,296 | 348 | 0.01% | 0.01% | 66 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Janney Montgomery Scott LLC | History | No change | 4,044 | 328 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 4,000 | 280 | 0.01% | 0.01% | 68 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Allen Capital Group, LLC | History | Reduced | 3,888 | 272 | 0.02% | 0.03% | 69 | -46 | -1.17% | Q3 2026 | Oct 27, 2026 |
| Advisory Alpha, LLC | History | No change | 3,016 | 244 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Jackson Wealth Management, LLC | History | No change | 2,956 | 240 | 0.14% | 0.14% | 71 | 0 | 0.0% | Q2 2026 | Aug 20, 2026 |
| Fearless Solutions, LLC dba Best Invest | History | No change | 3,353 | 235 | 0.12% | 0.14% | 72 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 2,713 | 220 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Jacobi Capital Management LLC | History | Added to | 3,136 | 219 | 0.01% | 0.01% | 74 | +17 | 0.55% | Q3 2026 | Nov 05, 2026 |
| Flaharty Asset Management, LLC | History | Reduced | 3,053 | 215 | 1.2% | 0.48% | 75 | -1,026 | -25.15% | Q3 2026 | Nov 02, 2026 |
| PLANNING DIRECTIONS INC | History | No change | 2,614 | 212 | 0.1% | 0.1% | 76 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Mutual Advisors, LLC | History | No change | 2,520 | 204 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 2,512 | 203 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| XTX Topco Ltd | History | No change | 2,480 | 201 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Stelac Advisory Services LLC | History | No change | 2,145 | 174 | 0.03% | 0.03% | 80 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 1,925 | 156 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Financial Perspectives, Inc | History | No change | 2,112 | 148 | 0.03% | 0.04% | 82 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| LIBERTY ONE INVESTMENT MANAGEMENT, LLC | History | No change | 1,753 | 142 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | No change | 1,938 | 135 | 0.01% | 0.02% | 84 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| FMR LLC | History | No change | 1,640 | 133 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Tradewinds Capital Management, LLC | History | Added to | 1,714 | 120 | 0.02% | 0.02% | 86 | +12 | 0.71% | Q3 2026 | Oct 23, 2026 |
| PRIVATE TRUST CO NA | History | New | 1,702 | 119 | 0.01% | — | 87 | +1,702 | New | Q3 2026 | Oct 20, 2026 |
| Allworth Financial LP | History | No change | 1,273 | 103 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Capital Analysts, LLC | History | No change | 1,154 | 94 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| FIFTH THIRD BANCORP | History | No change | 1,056 | 74 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Anchor Investment Management, LLC | History | No change | 910 | 73 | 0.01% | 0.01% | 91 | 0 | 0.0% | Q2 2026 | Sep 15, 2026 |
| IFP Advisors, Inc | History | No change | 800 | 56 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 602 | 48 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 675 | 47 | 0.0% | 0.0% | 94 | +5 | 0.75% | Q3 2026 | Nov 04, 2026 |
| Arax Advisory Partners | History | No change | 510 | 41 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| IFG Advisory, LLC | History | No change | 487 | 39 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AE Wealth Management LLC | History | No change | 470 | 38 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Larson Financial Group LLC | History | No change | 518 | 36 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Harbor Asset Planning, Inc. | History | Added to | 422 | 29 | 0.02% | 0.02% | 99 | +3 | 0.72% | Q3 2026 | Oct 23, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 340 | 27 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Main Street Group, LTD | History | No change | 370 | 25 | 0.01% | 0.01% | 101 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 277 | 22 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Basepoint Wealth LLC | History | No change | 280 | 22 | 0.01% | 0.01% | 103 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| TOP Private Wealth LLC. | History | No change | 267 | 21 | 0.02% | 0.02% | 104 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 276 | 19 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Allied Private Wealth LLC | History | No change | 244 | 19 | 0.01% | 0.01% | 106 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 250 | 17 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Spire Wealth Management | History | No change | 250 | 17 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| US BANCORP \DE\ | History | Reduced | 236 | 16 | 0.0% | 0.0% | 109 | -321 | -57.63% | Q3 2026 | Nov 05, 2026 |
| Heritage Family Offices, LLP | History | New | 150 | 10 | 0.0% | — | 111 | +150 | New | Q3 2026 | Nov 02, 2026 |
| FAS Wealth Partners, Inc. | History | No change | 130 | 10 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 106 | 9 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 100 | 8 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 75 | 6 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Qube Research & Technologies Ltd | History | No change | 60 | 4 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CX Institutional | History | No change | 61 | 4 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q3 2026 | Oct 02, 2026 |
| Elevated Capital Advisors, LLC | History | No change | 44 | 3 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Financial Network Wealth Advisors LLC | History | No change | 38 | 2 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Marshall & Sterling Wealth Advisors Inc. | History | Closed out | 0 | 0 | — | 1.81% | — | -37,648 | -100.0% | Q3 2026 | Oct 28, 2026 |
| Wakefield Asset Management LLLP | History | Closed out | 0 | 0 | — | 0.08% | — | -4,425 | -100.0% | Q3 2026 | Nov 04, 2026 |
| Retirement Planning Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,848 | -100.0% | Q3 2026 | Oct 19, 2026 |
| First Heartland Consultants, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -2,669 | -100.0% | Q3 2026 | Oct 08, 2026 |
| CARLSON FINANCIAL, INC. | History | Closed out | 0 | 0 | — | 0.11% | — | -2,658 | -100.0% | Q3 2026 | Nov 05, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,595 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Focus Financial Network, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -2,579 | -100.0% | Q3 2026 | Oct 14, 2026 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -2,531 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Sigma Planning Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -2,529 | -100.0% | Q3 2026 | Oct 23, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -713 | -100.0% | Q3 2026 | Nov 02, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -75 | -100.0% | Q3 2026 | Oct 14, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 10 | 0 | — | 0.0% | — | -52 | -83.87% | Q3 2026 | Nov 04, 2026 |
| HOWE & RUSLING INC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Financial Gravity Companies, Inc. | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| AlphaCore Capital LLC | History | No change | 13 | 0 | — | 0.0% | — | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |