Rezolute, Inc. - RZLT
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FEDERATED HERMES, INC. | History | Added to | 16,534,712 | 39,021 | 0.07% | 0.23% | 1 | +2,500,000 | 17.81% | Q4 2025 | Feb 12, 2026 |
| RA CAPITAL MANAGEMENT, L.P. | History | New | 9,180,000 | 21,664 | 0.22% | — | 2 | +9,180,000 | New | Q4 2025 | Feb 17, 2026 |
| BlackRock, Inc. | History | Added to | 6,768,206 | 15,972 | 0.0% | 0.0% | 3 | +1,763,770 | 35.24% | Q4 2025 | Feb 12, 2026 |
| Opaleye Management Inc. | History | Added to | 6,287,156 | 14,837 | 1.96% | 1.2% | 4 | +5,383,714 | 595.91% | Q4 2025 | Feb 17, 2026 |
| VANGUARD GROUP INC | History | Added to | 4,788,511 | 11,300 | 0.0% | 0.0% | 5 | +378,429 | 8.58% | Q4 2025 | Jan 29, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Added to | 4,506,861 | 10,636 | 0.01% | 0.02% | 6 | +2,684,133 | 147.26% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 4,325,248 | 10,207 | 0.0% | 0.0% | 7 | +3,040,286 | 236.61% | Q4 2025 | Feb 17, 2026 |
| STATE STREET CORP | History | Added to | 3,981,708 | 9,396 | 0.0% | 0.0% | 8 | +1,890,232 | 90.38% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Added to | 2,816,291 | 6,646 | 0.0% | 0.0% | 9 | +120,313 | 4.46% | Q4 2025 | Jan 29, 2026 |
| Affinity Asset Advisors, LLC | History | Added to | 2,351,144 | 5,548 | 0.32% | 1.72% | 10 | +251,144 | 11.96% | Q4 2025 | Feb 13, 2026 |
| FMR LLC | History | Reduced | 2,305,568 | 5,441 | 0.0% | 0.01% | 11 | -10,458,665 | -81.94% | Q4 2025 | Feb 17, 2026 |
| Integral Health Asset Management, LLC | History | No change | 2,000,000 | 4,720 | 0.23% | 1.27% | 12 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 1,954,733 | 4,614 | 0.0% | 0.0% | 13 | +107,349 | 5.81% | Q4 2025 | Feb 09, 2026 |
| BARCLAYS PLC | History | Added to | 1,911,066 | 4,510 | 0.0% | 0.0% | 14 | +1,601,370 | 517.08% | Q4 2025 | Feb 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 1,711,194 | 4,038 | 0.0% | 0.0% | 15 | +1,531,922 | 854.52% | Q4 2025 | Feb 17, 2026 |
| Vestal Point Capital, LP | History | New | 1,686,000 | 3,978 | 0.14% | — | 16 | +1,686,000 | New | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Added to | 1,516,435 | 3,578 | 0.0% | 0.0% | 17 | +1,178,515 | 348.76% | Q4 2025 | Feb 13, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 1,423,399 | 3,359 | 0.0% | 0.0% | 18 | +1,282,086 | 907.27% | Q4 2025 | Feb 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 1,329,782 | 3,138 | 0.0% | 0.0% | 19 | +788,295 | 145.58% | Q4 2025 | Mar 25, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 1,093,925 | 2,581 | 0.0% | 0.0% | 20 | +842,296 | 334.74% | Q4 2025 | Feb 17, 2026 |
| GREAT POINT PARTNERS LLC | History | Reduced | 951,809 | 2,246 | 0.73% | 9.5% | 21 | -1,500,000 | -61.18% | Q4 2025 | Feb 17, 2026 |
| 22NW, LP | History | No change | 820,653 | 1,936 | 0.81% | 3.63% | 22 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Velan Capital Investment Management LP | History | No change | 750,000 | 1,770 | 1.03% | 6.62% | 23 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 737,315 | 1,740 | 0.0% | 0.0% | 24 | -35,139 | -4.55% | Q4 2025 | Feb 17, 2026 |
| KENNEDY CAPITAL MANAGEMENT LLC | History | Added to | 697,855 | 1,646 | 0.03% | 0.01% | 25 | +668,675 | 2291.55% | Q4 2025 | Feb 13, 2026 |
| Bank of New York Mellon Corp | History | Added to | 671,692 | 1,585 | 0.0% | 0.0% | 26 | +480,431 | 251.19% | Q4 2025 | Feb 10, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 665,158 | 1,569 | 0.0% | 0.0% | 27 | +13,019 | 2.0% | Q4 2025 | Feb 13, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | New | 610,000 | 1,439 | 0.0% | — | 28 | +610,000 | New | Q4 2025 | Feb 17, 2026 |
| SUPERSTRING CAPITAL MANAGEMENT LP | History | New | 513,765 | 1,212 | 0.65% | — | 29 | +513,765 | New | Q4 2025 | Feb 17, 2026 |
| XTX Topco Ltd | History | Added to | 481,949 | 1,137 | 0.03% | 0.01% | 30 | +457,604 | 1879.66% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 480,941 | 1,135 | 0.0% | 0.0% | 31 | +141,526 | 41.7% | Q4 2025 | Feb 17, 2026 |
| Caitong International Asset Management Co., Ltd | History | New | 418,358 | 987 | 0.24% | — | 32 | +418,358 | New | Q4 2025 | Mar 03, 2026 |
| Centiva Capital, LP | History | Added to | 407,200 | 960 | 0.01% | 0.01% | 33 | +327,000 | 407.73% | Q4 2025 | Feb 13, 2026 |
| HRT FINANCIAL LP | History | New | 374,068 | 882 | 0.0% | — | 34 | +374,068 | New | Q4 2025 | Feb 12, 2026 |
| Woodline Partners LP | History | Reduced | 368,166 | 868 | 0.0% | 0.04% | 35 | -570,678 | -60.79% | Q4 2025 | Feb 17, 2026 |
| Caption Management, LLC | History | Reduced | 344,000 | 811 | 0.01% | 0.04% | 36 | -178,101 | -34.11% | Q4 2025 | Feb 17, 2026 |
| Knott David M Jr | History | Added to | 340,000 | 802 | 0.37% | 1.04% | 37 | +65,000 | 23.64% | Q4 2025 | Feb 12, 2026 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | New | 296,843 | 700 | 0.0% | — | 38 | +296,843 | New | Q4 2025 | Feb 17, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | New | 271,073 | 639 | 0.0% | — | 39 | +271,073 | New | Q4 2025 | Feb 17, 2026 |
| D. E. Shaw & Co., Inc. | History | New | 249,390 | 588 | 0.0% | — | 40 | +249,390 | New | Q4 2025 | Feb 17, 2026 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Added to | 248,679 | 586 | 0.0% | 0.0% | 41 | +21,142 | 9.29% | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 239,673 | 565 | 0.0% | 0.0% | 42 | +88,361 | 58.4% | Q4 2025 | Feb 17, 2026 |
| PFM Health Sciences, LP | History | Reduced | 206,265 | 486 | 0.05% | 0.33% | 43 | -246,468 | -54.44% | Q4 2025 | Feb 17, 2026 |
| Virtu Financial LLC | History | New | 150,586 | 355 | 0.01% | — | 44 | +150,586 | New | Q4 2025 | Feb 23, 2026 |
| Graham Capital Management, L.P. | History | New | 149,952 | 353 | 0.01% | — | 45 | +149,952 | New | Q4 2025 | Feb 17, 2026 |
| Virtus Investment Advisers, LLC | History | New | 147,795 | 348 | 0.09% | — | 46 | +147,795 | New | Q4 2025 | Feb 17, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 141,883 | 334 | 0.0% | 0.0% | 47 | +43,393 | 44.06% | Q4 2025 | Feb 12, 2026 |
| LMR Partners LLP | History | New | 140,000 | 330 | 0.0% | — | 48 | +140,000 | New | Q4 2025 | Feb 17, 2026 |
| Rafferty Asset Management, LLC | History | Added to | 139,394 | 328 | 0.0% | 0.0% | 49 | +86,507 | 163.57% | Q4 2025 | Feb 13, 2026 |
| Nuveen, LLC | History | Reduced | 97,686 | 230 | 0.0% | 0.0% | 50 | -210,650 | -68.32% | Q4 2025 | Feb 12, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 95,968 | 226 | 0.0% | 0.0% | 51 | -9,214 | -8.76% | Q4 2025 | Feb 13, 2026 |
| Engineers Gate Manager LP | History | New | 93,518 | 220 | 0.0% | — | 52 | +93,518 | New | Q4 2025 | Feb 17, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | New | 91,461 | 215 | 0.0% | — | 53 | +91,461 | New | Q4 2025 | Feb 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 89,649 | 211 | 0.0% | 0.0% | 54 | +40,513 | 82.45% | Q4 2025 | Feb 13, 2026 |
| Rangeley Capital, LLC | History | New | 78,200 | 184 | 0.15% | — | 55 | +78,200 | New | Q4 2025 | Feb 17, 2026 |
| Scientech Research LLC | History | New | 77,848 | 183 | 0.12% | — | 56 | +77,848 | New | Q4 2025 | Feb 17, 2026 |
| State of Alaska, Department of Revenue | History | New | 77,000 | 181 | 0.0% | — | 57 | +77,000 | New | Q4 2025 | Jan 23, 2026 |
| GROUP ONE TRADING LLC | History | Added to | 76,176 | 179 | 0.0% | 0.0% | 58 | +73,472 | 2717.16% | Q4 2025 | Feb 12, 2026 |
| ALPS ADVISORS INC | History | Added to | 76,143 | 179 | 0.0% | 0.0% | 59 | +33,247 | 77.51% | Q4 2025 | Feb 12, 2026 |
| Persistent Asset Partners Ltd | History | New | 72,641 | 171 | 0.08% | — | 60 | +72,641 | New | Q4 2025 | Feb 17, 2026 |
| AlphaCentric Advisors LLC | History | New | 67,056 | 158 | 0.16% | — | 61 | +67,056 | New | Q4 2025 | Feb 12, 2026 |
| SG Americas Securities, LLC | History | New | 63,622 | 150 | 0.0% | — | 63 | +63,622 | New | Q4 2025 | Jan 09, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 63,723 | 150 | 0.0% | 0.0% | 62 | +2,929 | 4.82% | Q4 2025 | Feb 11, 2026 |
| Shay Capital LLC | History | New | 60,000 | 141 | 0.01% | — | 64 | +60,000 | New | Q4 2025 | Feb 17, 2026 |
| Decheng Capital LLC | History | No change | 59,900 | 141 | 0.02% | 0.1% | 65 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| PROFUND ADVISORS LLC | History | Added to | 51,821 | 122 | 0.0% | 0.0% | 66 | +39,487 | 320.15% | Q4 2025 | Feb 06, 2026 |
| NOMURA HOLDINGS INC | History | New | 49,800 | 117 | 0.0% | — | 67 | +49,800 | New | Q4 2025 | Feb 17, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | New | 46,413 | 109 | 0.01% | — | 68 | +46,413 | New | Q4 2025 | Feb 13, 2026 |
| Invesco Ltd. | History | Reduced | 45,425 | 107 | 0.0% | 0.0% | 70 | -314,522 | -87.38% | Q4 2025 | Feb 19, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 45,088 | 107 | 0.0% | 0.0% | 69 | +3,630 | 8.76% | Q4 2025 | Feb 17, 2026 |
| Qube Research & Technologies Ltd | History | New | 45,187 | 106 | 0.0% | — | 71 | +45,187 | New | Q4 2025 | Feb 17, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 45,084 | 105 | 0.0% | 0.0% | 72 | +6,425 | 16.62% | Q4 2025 | Feb 17, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Added to | 43,819 | 103 | 0.0% | 0.0% | 73 | +17,596 | 67.1% | Q4 2025 | Feb 10, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 43,870 | 103 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| MetLife Investment Management, LLC | History | No change | 42,229 | 99 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| ADAR1 Capital Management, LLC | History | Reduced | 38,679 | 91 | 0.01% | 0.72% | 76 | -777,296 | -95.26% | Q4 2025 | Feb 18, 2026 |
| SEI INVESTMENTS CO | History | New | 37,897 | 89 | 0.0% | — | 77 | +37,897 | New | Q4 2025 | Feb 13, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 36,948 | 87 | 0.0% | 0.0% | 78 | +3,747 | 11.29% | Q4 2025 | Feb 11, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | New | 35,301 | 83 | 0.0% | — | 79 | +35,301 | New | Q4 2025 | Feb 10, 2026 |
| Pale Fire Capital SE | History | Reduced | 33,519 | 79 | 0.01% | 0.04% | 80 | -8,403 | -20.04% | Q4 2025 | Feb 13, 2026 |
| CITIGROUP INC | History | Added to | 32,769 | 77 | 0.0% | 0.0% | 81 | +29,408 | 874.98% | Q4 2025 | Feb 13, 2026 |
| SIG BROKERAGE, LP | History | New | 31,000 | 73 | 0.0% | — | 82 | +31,000 | New | Q4 2025 | Feb 17, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 25,831 | 60 | 0.0% | — | 83 | +25,831 | New | Q4 2025 | Feb 13, 2026 |
| DLD Asset Management, LP | History | Reduced | 25,600 | 60 | 0.0% | 0.03% | 84 | -24,400 | -48.8% | Q4 2025 | Feb 13, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 24,600 | 58 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| PANAGORA ASSET MANAGEMENT INC | History | Reduced | 22,680 | 53 | 0.0% | 0.01% | 86 | -143,375 | -86.34% | Q4 2025 | Feb 13, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 21,800 | 51 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 20,600 | 48 | 0.0% | 0.0% | 88 | -17,501 | -45.93% | Q4 2025 | Feb 11, 2026 |
| WINTON GROUP Ltd | History | New | 18,500 | 43 | 0.0% | — | 89 | +18,500 | New | Q4 2025 | Feb 11, 2026 |
| FOX RUN MANAGEMENT, L.L.C. | History | New | 17,515 | 41 | 0.01% | — | 90 | +17,515 | New | Q4 2025 | Feb 11, 2026 |
| Ikarian Capital, LLC | History | New | 16,479 | 38 | 0.0% | — | 91 | +16,479 | New | Q4 2025 | Feb 18, 2026 |
| Jump Financial, LLC | History | New | 15,271 | 36 | 0.0% | — | 92 | +15,271 | New | Q4 2025 | Feb 17, 2026 |
| Jefferies Financial Group Inc. | History | New | 15,000 | 35 | 0.0% | — | 93 | +15,000 | New | Q4 2025 | Feb 09, 2026 |
| PFG Investments, LLC | History | New | 15,000 | 35 | 0.0% | — | 94 | +15,000 | New | Q4 2025 | Jan 26, 2026 |
| PRUDENTIAL FINANCIAL INC | History | Added to | 14,630 | 34 | 0.0% | 0.0% | 96 | +3,840 | 35.59% | Q4 2025 | Feb 13, 2026 |
| ProShare Advisors LLC | History | Added to | 14,757 | 34 | 0.0% | 0.0% | 97 | +1,529 | 11.56% | Q4 2025 | Feb 06, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 14,625 | 34 | 0.0% | 0.0% | 95 | +714 | 5.13% | Q4 2025 | Feb 13, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | No change | 12,776 | 30 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| HSBC HOLDINGS PLC | History | New | 12,762 | 29 | 0.0% | — | 99 | +12,762 | New | Q4 2025 | Mar 20, 2026 |
| Fifth Third Wealth Advisors LLC | History | New | 12,135 | 28 | 0.0% | — | 100 | +12,135 | New | Q4 2025 | Jan 15, 2026 |
| HB Wealth Management, LLC | History | New | 11,073 | 26 | 0.0% | — | 101 | +11,073 | New | Q4 2025 | Jan 28, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | New | 10,588 | 24 | 0.0% | — | 102 | +10,588 | New | Q4 2025 | Feb 13, 2026 |
| ExodusPoint Capital Management, LP | History | New | 10,510 | 24 | 0.0% | — | 103 | +10,510 | New | Q4 2025 | Feb 17, 2026 |
| NIA IMPACT ADVISORS, LLC | History | Reduced | 10,359 | 24 | 0.01% | 0.03% | 104 | -1,095 | -9.56% | Q4 2025 | Feb 09, 2026 |
| Point72 Asset Management, L.P. | History | Reduced | 10,000 | 23 | 0.0% | 0.02% | 105 | -1,147,410 | -99.14% | Q4 2025 | Feb 17, 2026 |
| Auxano Advisors, LLC | History | New | 10,000 | 23 | 0.0% | — | 106 | +10,000 | New | Q4 2025 | Feb 06, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 9,209 | 21 | 0.0% | 0.0% | 107 | +6,740 | 272.99% | Q4 2025 | Feb 17, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 8,264 | 19 | 0.0% | 0.0% | 109 | -60,863 | -88.05% | Q4 2025 | Feb 10, 2026 |
| Legal & General Group Plc | History | Reduced | 8,115 | 19 | 0.0% | 0.0% | 108 | -101 | -1.23% | Q4 2025 | Feb 09, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 6,834 | 16 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 6,553 | 15 | 0.0% | 0.0% | 111 | +33 | 0.51% | Q4 2025 | Feb 17, 2026 |
| AlphaQuest LLC | History | Reduced | 5,992 | 14 | 0.0% | 0.02% | 113 | -20,768 | -77.61% | Q4 2025 | Feb 09, 2026 |
| ROYAL BANK OF CANADA | History | New | 5,531 | 14 | 0.0% | — | 112 | +5,531 | New | Q4 2025 | Feb 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 5,000 | 11 | 0.0% | — | 115 | +5,000 | New | Q4 2025 | Feb 10, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 4,968 | 11 | 0.0% | 0.0% | 114 | -3,358 | -40.33% | Q4 2025 | Feb 17, 2026 |
| NewEdge Advisors, LLC | History | No change | 3,750 | 8 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| CWM, LLC | History | Added to | 2,649 | 6 | 0.0% | 0.0% | 118 | +574 | 27.66% | Q4 2025 | Jan 26, 2026 |
| AMALGAMATED BANK | History | Added to | 2,537 | 6 | 0.0% | 0.0% | 117 | +251 | 10.98% | Q4 2025 | Feb 05, 2026 |
| FIFTH LANE CAPITAL, LP | History | New | 2,000 | 4 | 0.0% | — | 119 | +2,000 | New | Q4 2025 | Feb 13, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 952 | 2 | 0.0% | — | 121 | +903 | 1842.86% | Q4 2025 | Feb 03, 2026 |
| Sterling Capital Management LLC | History | Added to | 1,188 | 2 | 0.0% | 0.0% | 120 | +295 | 33.03% | Q4 2025 | Feb 13, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 586 | 1 | 0.0% | — | 122 | +561 | 2244.0% | Q4 2025 | Jan 23, 2026 |
| Siren, L.L.C. | History | Closed out | 0 | 0 | — | 1.79% | — | -4,870,000 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Blackstone Inc. | History | Closed out | 0 | 0 | — | 0.11% | — | -3,023,899 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MANGROVE PARTNERS IM, LLC | History | Closed out | 0 | 0 | — | 2.0% | — | -2,882,149 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.03% | — | -2,728,315 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Vivo Capital, LLC | History | Closed out | 0 | 0 | — | 1.6% | — | -2,112,432 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CAXTON CORP | History | Closed out | 0 | 0 | — | 81.7% | — | -1,986,818 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Rosalind Advisors, Inc. | History | Closed out | 0 | 0 | — | 5.81% | — | -1,807,202 | -100.0% | Q3 2025 | Nov 13, 2025 |
| STEMPOINT CAPITAL LP | History | Closed out | 0 | 0 | — | 1.73% | — | -917,630 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FRED ALGER MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -557,411 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SPHERA FUNDS MANAGEMENT LTD. | History | Closed out | 0 | 0 | — | 0.72% | — | -363,947 | -100.0% | Q3 2025 | Nov 14, 2025 |
| J. Goldman & Co LP | History | Closed out | 0 | 0 | — | 0.07% | — | -294,259 | -100.0% | Q3 2025 | Nov 14, 2025 |
| DRIEHAUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -233,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Hudson Bay Capital Management LP | History | Closed out | 0 | 0 | — | 0.0% | — | -154,960 | -100.0% | Q3 2025 | Dec 15, 2025 |
| Campbell & CO Investment Adviser LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -120,265 | -100.0% | Q3 2025 | Oct 28, 2025 |
| CANTOR FITZGERALD, L. P. | History | Closed out | 0 | 0 | — | 0.01% | — | -100,000 | -100.0% | Q3 2025 | Feb 17, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -59,000 | -100.0% | Q3 2025 | Oct 23, 2025 |
| Stonepine Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -40,000 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,783 | -100.0% | Q3 2025 | Nov 14, 2025 |
| ALTFEST L J & CO INC | History | Closed out | 0 | 0 | — | 0.03% | — | -32,031 | -100.0% | Q3 2025 | Oct 21, 2025 |
| Jain Global LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,678 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Massar Capital Management, LP | History | Closed out | 0 | 0 | — | 0.03% | — | -28,155 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Trexquant Investment LP | History | Closed out | 0 | 0 | — | 0.0% | — | -20,619 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Tidal Investments LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,405 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Huntleigh Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -17,500 | -100.0% | Q3 2025 | Oct 30, 2025 |
| EHP Funds Inc. | History | Closed out | 0 | 0 | — | 0.12% | — | -14,022 | -100.0% | Q3 2025 | Nov 13, 2025 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,178 | -100.0% | Q3 2025 | Nov 05, 2025 |
| WEXFORD CAPITAL LP | History | Closed out | 0 | 0 | — | 0.01% | — | -10,888 | -100.0% | Q3 2025 | Nov 14, 2025 |
| China Universal Asset Management Co., Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,000 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Aster Capital Management (DIFC) Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -1,640 | -100.0% | Q3 2025 | Nov 12, 2025 |
| MAI Capital Management | History | New | 390 | 0 | — | — | — | +390 | New | Q4 2025 | Feb 13, 2026 |
| J.Safra Asset Management Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -363 | -100.0% | Q3 2025 | Oct 29, 2025 |
| Allworth Financial LP | History | New | 305 | 0 | — | — | — | +305 | New | Q4 2025 | Feb 05, 2026 |
| US BANCORP \DE\ | History | Reduced | 132 | 0 | — | 0.0% | — | -196 | -59.76% | Q4 2025 | Jan 30, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -188 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Arax Advisory Partners | History | Reduced | 9 | 0 | — | 0.0% | — | -120 | -93.02% | Q4 2025 | Feb 13, 2026 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | — | — | -100 | -100.0% | Q3 2025 | Dec 15, 2025 |
| EverSource Wealth Advisors, LLC | History | Reduced | 8 | 0 | — | — | — | -50 | -86.21% | Q4 2025 | Feb 06, 2026 |
| GAMMA Investing LLC | History | New | 15 | 0 | — | — | — | +15 | New | Q4 2025 | Jan 05, 2026 |
| SJS Investment Consulting Inc. | History | New | 5 | 0 | — | — | — | +5 | New | Q4 2025 | Jan 21, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | No change | 248 | 0 | — | 0.0% | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |