Rezolute, Inc. - RZLT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FEDERATED HERMES, INC. | History | No change | 12,990,659 | 67,551 | 0.1% | 0.1% | 1 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| RA CAPITAL MANAGEMENT, L.P. | History | No change | 9,445,039 | 49,114 | 0.43% | 0.43% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | No change | 7,718,291 | 40,135 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Opaleye Management Inc. | History | No change | 6,300,000 | 32,760 | 2.97% | 2.97% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | No change | 4,662,039 | 24,242 | 0.03% | 0.03% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | No change | 3,835,827 | 19,946 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Siren, L.L.C. | History | No change | 3,328,287 | 17,307 | 0.35% | 0.35% | 7 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | No change | 2,561,654 | 13,320 | 0.05% | 0.05% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JENNISON ASSOCIATES LLC | History | No change | 2,459,308 | 12,788 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 2,170,154 | 11,288 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| STATE STREET CORP | History | No change | 1,850,128 | 9,620 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 1,839,357 | 9,564 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 1,618,783 | 8,417 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 1,588,700 | 8,261 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | No change | 1,380,746 | 7,179 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 1,316,782 | 6,847 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Squadron Capital Management LLC | History | No change | 1,303,410 | 6,777 | 2.1% | 2.1% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Nuveen, LLC | History | No change | 1,295,209 | 6,735 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| KENNEDY CAPITAL MANAGEMENT LLC | History | No change | 1,221,678 | 6,352 | 0.11% | 0.11% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Blackstone Inc. | History | No change | 1,082,927 | 5,631 | 0.02% | 0.02% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 1,007,962 | 5,241 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Affinity Asset Advisors, LLC | History | No change | 1,000,000 | 5,200 | 0.24% | 0.24% | 22 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GREAT POINT PARTNERS LLC | History | No change | 951,809 | 4,949 | 0.94% | 0.94% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ikarian Capital, LLC | History | No change | 935,012 | 4,862 | 0.52% | 0.52% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| 22NW, LP | History | No change | 820,653 | 4,267 | 4.08% | 4.08% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 991,935 | 4,106 | 0.0% | 0.0% | 26 | +101,202 | 11.36% | Q3 2026 | Nov 04, 2026 |
| Velan Capital Investment Management LP | History | No change | 750,000 | 3,900 | 2.38% | 2.38% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 730,332 | 3,797 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHERN TRUST CORP | History | No change | 725,271 | 3,771 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 723,588 | 3,762 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Woodline Partners LP | History | No change | 611,797 | 3,181 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 571,037 | 2,969 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 517,234 | 2,689 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| J. Goldman & Co LP | History | No change | 500,405 | 2,602 | 0.07% | 0.07% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Integral Health Asset Management, LLC | History | No change | 500,000 | 2,600 | 0.1% | 0.1% | 35 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 496,033 | 2,579 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 431,073 | 2,241 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Vestal Point Capital, LP | History | No change | 382,999 | 1,991 | 0.05% | 0.05% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Knott David M Jr | History | No change | 370,000 | 1,924 | 1.02% | 1.02% | 39 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| XTX Topco Ltd | History | No change | 353,670 | 1,839 | 0.02% | 0.02% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Jupiter Topco LLC | History | No change | 332,349 | 1,728 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 322,590 | 1,677 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| DRIEHAUS CAPITAL MANAGEMENT LLC | History | No change | 289,519 | 1,505 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | No change | 286,955 | 1,492 | 0.02% | 0.02% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Susquehanna Portfolio Strategies, LLC | History | No change | 279,641 | 1,454 | 0.02% | 0.02% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | No change | 263,879 | 1,372 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Schonfeld Strategic Advisors LLC | History | No change | 263,746 | 1,371 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FMR LLC | History | No change | 216,117 | 1,123 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Bank of New York Mellon Corp | History | No change | 212,270 | 1,103 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Russell Investments Group, Ltd. | History | No change | 210,044 | 1,092 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 202,053 | 836 | 0.0% | 0.0% | 51 | +31,910 | 18.75% | Q3 2026 | Nov 04, 2026 |
| Centiva Capital, LP | History | No change | 158,200 | 822 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BARCLAYS PLC | History | No change | 156,389 | 813 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GROUP ONE TRADING LLC | History | No change | 152,482 | 792 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PFM Health Sciences, LP | History | No change | 127,289 | 661 | 0.06% | 0.06% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Creative Planning | History | Added to | 157,124 | 650 | 0.0% | 0.0% | 56 | +39,762 | 33.88% | Q3 2026 | Nov 02, 2026 |
| Walleye Capital LLC | History | No change | 108,554 | 564 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 104,705 | 544 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ALPS ADVISORS INC | History | Added to | 126,671 | 524 | 0.0% | 0.0% | 59 | +28,947 | 29.62% | Q3 2026 | Nov 02, 2026 |
| Caption Management, LLC | History | No change | 100,000 | 520 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 97,652 | 507 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Pavaki Capital Management LLC | History | No change | 120,000 | 496 | 0.17% | 0.22% | 62 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| RHUMBLINE ADVISERS | History | No change | 94,298 | 490 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| SEI INVESTMENTS CO | History | No change | 93,475 | 486 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Virtus Investment Advisers, LLC | History | No change | 81,800 | 425 | 0.1% | 0.1% | 65 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| DEUTSCHE BANK AG\ | History | No change | 80,780 | 420 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Jain Global LLC | History | No change | 80,939 | 420 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NATIXIS | History | No change | 78,000 | 405 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | No change | 77,823 | 404 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MARSHALL WACE, LLP | History | No change | 75,839 | 394 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | No change | 70,129 | 362 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 67,928 | 353 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 63,608 | 331 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mariner, LLC | History | No change | 61,765 | 321 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AlphaCentric Advisors LLC | History | Added to | 75,495 | 312 | 0.28% | 0.32% | 75 | +3,240 | 4.48% | Q3 2026 | Nov 03, 2026 |
| HSBC HOLDINGS PLC | History | No change | 53,597 | 277 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLINGTON MANAGEMENT GROUP LLP | History | No change | 53,027 | 275 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | No change | 51,300 | 266 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| ADAR1 Capital Management, LLC | History | No change | 48,679 | 253 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MetLife Investment Management, LLC | History | No change | 47,207 | 245 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Invesco Ltd. | History | No change | 40,675 | 211 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 68,280 | 208 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | No change | 39,500 | 205 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | No change | 36,041 | 187 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 35,598 | 185 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| JPMORGAN CHASE & CO | History | No change | 35,755 | 182 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 35,183 | 182 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IEQ CAPITAL, LLC | History | No change | 30,786 | 160 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cerity Partners LLC | History | No change | 28,843 | 149 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HRT FINANCIAL LP | History | No change | 28,100 | 146 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 27,444 | 142 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Quadrature Capital Ltd | History | No change | 25,375 | 131 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | No change | 24,997 | 129 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 27,464 | 127 | 0.0% | 0.0% | 94 | -7,244 | -20.87% | Q3 2026 | Oct 13, 2026 |
| SG Americas Securities, LLC | History | No change | 23,549 | 122 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 23,210 | 120 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Virtu Financial LLC | History | No change | 22,804 | 119 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 21,916 | 113 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Sep 09, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 21,800 | 113 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Rangeley Capital, LLC | History | No change | 19,650 | 102 | 0.09% | 0.09% | 100 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EntryPoint Capital, LLC | History | No change | 19,462 | 101 | 0.02% | 0.02% | 101 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | No change | 18,776 | 97 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| WINTON GROUP Ltd | History | No change | 17,000 | 88 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | No change | 15,198 | 79 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 15,280 | 79 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 15,000 | 78 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| NIA IMPACT ADVISORS, LLC | History | New | 18,322 | 75 | 0.03% | — | 108 | +18,322 | New | Q3 2026 | Nov 04, 2026 |
| Sequoia Financial Advisors, LLC | History | No change | 14,448 | 75 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| PRUDENTIAL FINANCIAL INC | History | No change | 12,900 | 67 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Polymer Capital Management (US) LLC | History | No change | 12,909 | 67 | 0.01% | 0.01% | 110 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arax Advisory Partners | History | No change | 12,354 | 64 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| LPL Financial LLC | History | No change | 11,974 | 62 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Auxano Advisors, LLC | History | No change | 10,000 | 52 | 0.01% | 0.01% | 113 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BRIGHTON JONES LLC | History | Reduced | 10,051 | 41 | 0.0% | 0.0% | 115 | -2,669 | -20.98% | Q3 2026 | Nov 03, 2026 |
| Legal & General Group Plc | History | No change | 7,932 | 41 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 6,834 | 35 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 5,000 | 26 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 5,089 | 26 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Quantbot Technologies LP | History | No change | 3,258 | 16 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 3,225 | 16 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITIGROUP INC | History | Reduced | 3,819 | 15 | 0.0% | 0.0% | 121 | -32,361 | -89.44% | Q3 2026 | Nov 04, 2026 |
| IFP Advisors, Inc | History | Added to | 3,716 | 15 | 0.0% | 0.0% | 122 | +25 | 0.68% | Q3 2026 | Oct 16, 2026 |
| State of Alaska, Department of Revenue | History | Reduced | 3,000 | 12 | 0.0% | 0.0% | 125 | -84,000 | -96.55% | Q3 2026 | Oct 15, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Reduced | 3,100 | 12 | 0.0% | 0.0% | 123 | -1,300 | -29.55% | Q3 2026 | Oct 20, 2026 |
| ROYAL BANK OF CANADA | History | No change | 2,378 | 12 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Allworth Financial LP | History | No change | 2,401 | 12 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 2,102 | 8 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,424 | 7 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| SIGNATUREFD, LLC | History | Added to | 1,628 | 6 | 0.0% | 0.0% | 130 | +1,418 | 675.24% | Q3 2026 | Oct 23, 2026 |
| Sterling Capital Management LLC | History | Added to | 1,680 | 6 | 0.0% | 0.0% | 129 | +276 | 19.66% | Q3 2026 | Oct 22, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 1,259 | 5 | 0.0% | 0.0% | 133 | +356 | 39.42% | Q3 2026 | Oct 08, 2026 |
| GAMMA Investing LLC | History | Added to | 1,338 | 5 | 0.0% | 0.0% | 134 | +184 | 15.94% | Q3 2026 | Oct 08, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 1,014 | 5 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 1,000 | 5 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 587 | 3 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Root Financial Partners, LLC | History | New | 490 | 2 | 0.0% | — | 138 | +490 | New | Q3 2026 | Oct 21, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 498 | 2 | 0.0% | 0.0% | 136 | -58 | -10.43% | Q3 2026 | Nov 04, 2026 |
| Essential Partners LLC | History | Added to | 677 | 2 | 0.0% | 0.0% | 137 | +5 | 0.74% | Q3 2026 | Oct 14, 2026 |
| Caitong International Asset Management Co., Ltd | History | Reduced | 452 | 1 | 0.0% | 0.01% | 141 | -9,107 | -95.27% | Q3 2026 | Oct 29, 2026 |
| Provenance Wealth Advisors, LLC | History | New | 356 | 1 | 0.0% | — | 144 | +356 | New | Q3 2026 | Oct 30, 2026 |
| True Wealth Design, LLC | History | Reduced | 409 | 1 | 0.0% | 0.0% | 142 | -345 | -45.76% | Q3 2026 | Oct 13, 2026 |
| Parkside Financial Bank & Trust | History | New | 345 | 1 | 0.0% | — | 143 | +345 | New | Q3 2026 | Oct 27, 2026 |
| US BANCORP \DE\ | History | No change | 340 | 1 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TOTH FINANCIAL ADVISORY CORP | History | No change | 350 | 1 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,258 | -100.0% | Q3 2026 | Oct 28, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 31 | 0 | — | 0.0% | — | -802 | -96.28% | Q3 2026 | Oct 21, 2026 |
| Parallel Advisors, LLC | History | New | 158 | 0 | — | — | — | +158 | New | Q3 2026 | Nov 03, 2026 |
| SJS Investment Consulting Inc. | History | Added to | 211 | 0 | — | — | — | +137 | 185.14% | Q3 2026 | Oct 26, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | Closed out | 0 | 0 | — | — | — | -76 | -100.0% | Q3 2026 | Oct 07, 2026 |
| Hughes Financial Services, LLC | History | New | 53 | 0 | — | — | — | +53 | New | Q3 2026 | Oct 30, 2026 |
| Clearstead Advisors, LLC | History | No change | 86 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| SHP Wealth Management | History | No change | 46 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Fortitude Family Office, LLC | History | No change | 125 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| JPL Wealth Management, LLC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |