SCHWAB STRATEGIC TRUST - SMBS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 234,773,256 | 5,998,456 | 0.92% | 0.89% | 1 | +12,124,163 | 5.45% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 616,794 | 15,728 | 0.0% | 0.0% | 2 | +615,984 | 76047.41% | Q1 2026 | May 13, 2026 |
| CacheTech Inc. | History | Reduced | 386,649 | 9,878 | 1.9% | 1.86% | 3 | -3,552 | -0.91% | Q1 2026 | May 11, 2026 |
| Adams Wealth Management | History | Reduced | 349,688 | 8,934 | 1.96% | 1.94% | 4 | -5,112 | -1.44% | Q1 2026 | May 11, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 326,624 | 8,345 | 0.0% | — | 5 | +326,624 | New | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 274,632 | 7,016 | 0.0% | 0.0% | 6 | +182,388 | 197.72% | Q1 2026 | May 15, 2026 |
| Schwallier Wealth Management LLC | History | New | 176,192 | 4,501 | 3.29% | — | 7 | +176,192 | New | Q1 2026 | May 05, 2026 |
| Summit Financial, LLC | History | Added to | 124,597 | 3,183 | 0.04% | 0.04% | 8 | +17,675 | 16.53% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 70,217 | 1,794 | 0.0% | 0.0% | 9 | +11,062 | 18.7% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 67,653 | 1,728 | 0.0% | 0.0% | 10 | +18,911 | 38.8% | Q1 2026 | May 12, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 67,329 | 1,720 | 0.0% | 0.0% | 11 | +45,330 | 206.05% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 47,491 | 1,213 | 0.0% | 0.0% | 12 | +18,164 | 61.94% | Q1 2026 | May 06, 2026 |
| Creative Planning | History | Added to | 29,829 | 762 | 0.0% | 0.0% | 13 | +18,773 | 169.8% | Q1 2026 | May 12, 2026 |
| Aspetuck Financial Management LLC | History | New | 28,750 | 734 | 0.5% | — | 14 | +28,750 | New | Q1 2026 | May 06, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 25,872 | 661 | 0.0% | — | 15 | +25,870 | 1293500.0% | Q1 2026 | May 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 25,558 | 652 | 0.0% | — | 17 | +25,558 | New | Q1 2026 | Apr 08, 2026 |
| CoreCap Advisors, LLC | History | Added to | 25,554 | 652 | 0.02% | 0.0% | 16 | +23,995 | 1539.13% | Q1 2026 | Apr 07, 2026 |
| CHAPMAN FINANCIAL GROUP, LLC | History | Added to | 25,481 | 651 | 0.47% | 0.44% | 18 | +200 | 0.79% | Q1 2026 | May 12, 2026 |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | History | New | 25,413 | 649 | 0.01% | — | 19 | +25,413 | New | Q1 2026 | Apr 09, 2026 |
| Atlantic Union Bankshares Corp | History | New | 21,511 | 549 | 0.01% | — | 20 | +21,511 | New | Q1 2026 | May 12, 2026 |
| FMR LLC | History | Added to | 14,432 | 368 | 0.0% | 0.0% | 21 | +9,060 | 168.65% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Added to | 13,600 | 347 | 0.0% | 0.0% | 22 | +913 | 7.2% | Q1 2026 | May 13, 2026 |
| HRT FINANCIAL LP | History | Added to | 13,554 | 346 | 0.0% | 0.0% | 23 | +4,858 | 55.86% | Q1 2026 | May 14, 2026 |
| CHAPIN DAVIS, INC. | History | No change | 12,698 | 324 | 0.07% | 0.08% | 24 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Simplicity Wealth,LLC | History | New | 10,747 | 274 | 0.02% | — | 25 | +10,747 | New | Q1 2026 | Apr 30, 2026 |
| US BANCORP \DE\ | History | New | 10,647 | 272 | 0.0% | — | 26 | +10,647 | New | Q1 2026 | May 14, 2026 |
| Focus Partners Wealth | History | Reduced | 8,934 | 228 | 0.0% | 0.0% | 27 | -1,811 | -16.85% | Q1 2026 | May 14, 2026 |
| StoneX Group Inc. | History | New | 8,509 | 217 | 0.01% | — | 28 | +8,509 | New | Q1 2026 | May 14, 2026 |
| LODESTAR PRIVATE ASSET MANAGEMENT LLC | History | New | 8,000 | 204 | 0.02% | — | 29 | +8,000 | New | Q1 2026 | Apr 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 7,211 | 184 | 0.0% | 0.0% | 30 | -70 | -0.96% | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | Added to | 7,157 | 182 | 0.0% | 0.0% | 31 | +597 | 9.1% | Q1 2026 | May 14, 2026 |
| MAI Capital Management | History | Added to | 6,100 | 155 | 0.0% | 0.0% | 32 | +157 | 2.64% | Q1 2026 | May 15, 2026 |
| Piscataqua Savings Bank | History | No change | 5,234 | 133 | 0.09% | 0.09% | 33 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Private Wealth Asset Management, LLC | History | Added to | 3,546 | 90 | 0.01% | 0.01% | 34 | +13 | 0.37% | Q1 2026 | May 06, 2026 |
| Global Retirement Partners, LLC | History | No change | 3,347 | 85 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 3,106 | 79 | 0.0% | 0.0% | 36 | +2,868 | 1205.04% | Q1 2026 | Apr 07, 2026 |
| PFS Partners, LLC | History | No change | 2,688 | 68 | 0.03% | 0.03% | 37 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| MORGAN STANLEY | History | Reduced | 2,224 | 56 | 0.0% | 0.0% | 38 | -3,021 | -57.6% | Q1 2026 | May 15, 2026 |
| Ancora Advisors LLC | History | Reduced | 1,667 | 42 | 0.0% | 0.0% | 39 | -1,925 | -53.59% | Q1 2026 | May 15, 2026 |
| HOEY INVESTMENTS, INC | History | Added to | 1,591 | 40 | 0.01% | 0.01% | 40 | +34 | 2.18% | Q1 2026 | Apr 28, 2026 |
| IFP Advisors, Inc | History | Reduced | 1,348 | 34 | 0.0% | 0.0% | 42 | -6,965 | -83.78% | Q1 2026 | Apr 13, 2026 |
| Allworth Financial LP | History | Reduced | 1,337 | 34 | 0.0% | 0.0% | 41 | -931 | -41.05% | Q1 2026 | May 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 1,311 | 33 | 0.0% | 0.0% | 43 | -5,157 | -79.73% | Q1 2026 | May 07, 2026 |
| HM PAYSON & CO | History | New | 1,253 | 32 | 0.0% | — | 44 | +1,253 | New | Q1 2026 | Apr 13, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 1,179 | 30 | 0.0% | 0.0% | 45 | +357 | 43.43% | Q1 2026 | May 15, 2026 |
| Beacon Capital Management, Inc. | History | New | 1,121 | 28 | 0.0% | — | 46 | +1,121 | New | Q1 2026 | May 08, 2026 |
| Burk Holdings LLC | History | New | 1,065 | 27 | 0.01% | — | 47 | +1,065 | New | Q1 2026 | May 07, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 885 | 22 | 0.0% | 0.0% | 48 | +60 | 7.27% | Q1 2026 | May 15, 2026 |
| MCF Advisors LLC | History | No change | 845 | 21 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Synergy Investment Management, LLC | History | New | 777 | 19 | 0.01% | — | 50 | +777 | New | Q1 2026 | May 14, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | New | 676 | 17 | 0.0% | — | 51 | +676 | New | Q1 2026 | Apr 13, 2026 |
| Creative Capital Management Investments LLC | History | Added to | 655 | 16 | 0.0% | 0.0% | 52 | +168 | 34.5% | Q1 2026 | Apr 21, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 573 | 14 | 0.0% | 0.0% | 53 | -1,163 | -66.99% | Q1 2026 | May 11, 2026 |
| Root Financial Partners, LLC | History | Reduced | 524 | 13 | 0.0% | 0.0% | 54 | -334 | -38.93% | Q1 2026 | Apr 24, 2026 |
| CDKV HOLDINGS LLC | History | No change | 521 | 13 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| GODSEY & GIBB, INC | History | No change | 486 | 12 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Advisory Services Network, LLC | History | New | 422 | 10 | 0.0% | — | 57 | +422 | New | Q1 2026 | May 15, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 322 | 8 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| GHP Investment Advisors, Inc. | History | New | 286 | 7 | 0.0% | — | 59 | +286 | New | Q1 2026 | Apr 21, 2026 |
| AE Wealth Management LLC | History | Reduced | 244 | 6 | 0.0% | 0.0% | 61 | -2 | -0.81% | Q1 2026 | May 13, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 240 | 6 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 223 | 5 | 0.0% | 0.0% | 63 | -2,573 | -92.02% | Q1 2026 | May 14, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 226 | 5 | 0.0% | 0.0% | 62 | -1,838 | -89.05% | Q1 2026 | May 01, 2026 |
| Key Capital Management, INC | History | New | 195 | 4 | 0.0% | — | 65 | +195 | New | Q1 2026 | May 07, 2026 |
| Capital Analysts, LLC | History | New | 140 | 4 | 0.0% | — | 64 | +140 | New | Q1 2026 | May 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 120 | 3 | 0.0% | 0.0% | 66 | -7,100 | -98.34% | Q1 2026 | May 08, 2026 |
| Financial Management Professionals, Inc. | History | No change | 115 | 2 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Portus Wealth Advisors, LLC | History | New | 59 | 1 | 0.0% | — | 70 | +59 | New | Q1 2026 | Apr 22, 2026 |
| ASSETMARK, INC | History | Added to | 48 | 1 | 0.0% | — | 69 | +24 | 100.0% | Q1 2026 | May 06, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | No change | 50 | 1 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,388 | -100.0% | Q1 2026 | May 13, 2026 |
| Hidden Cove Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -14,501 | -100.0% | Q1 2026 | Apr 21, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,996 | -100.0% | Q1 2026 | May 14, 2026 |
| WealthCollab, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -3,235 | -100.0% | Q1 2026 | May 13, 2026 |
| HOWE & RUSLING INC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,080 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Triumph Capital Management | History | Closed out | 0 | 0 | — | 0.01% | — | -1,218 | -100.0% | Q1 2026 | May 13, 2026 |
| PHILLIPS FINANCIAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -871 | -100.0% | Q1 2026 | Apr 16, 2026 |
| OPTIMA CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -294 | -100.0% | Q1 2026 | May 04, 2026 |
| Harbor Asset Planning, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -142 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Camelot Portfolios, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -138 | -100.0% | Q1 2026 | May 08, 2026 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -101 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Smartleaf Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -93 | -100.0% | Q1 2026 | May 15, 2026 |
| Greenline Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -84 | -100.0% | Q1 2026 | May 14, 2026 |
| Quent Capital, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -63 | -100.0% | Q1 2026 | Apr 28, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -62 | -100.0% | Q1 2026 | May 15, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -46 | -100.0% | Q1 2026 | May 13, 2026 |
| Sunbelt Securities, Inc. | History | New | 29 | 0 | — | — | — | +29 | New | Q1 2026 | May 15, 2026 |
| Parallel Advisors, LLC | History | New | 29 | 0 | — | — | — | +29 | New | Q1 2026 | May 07, 2026 |
| AdvisorNet Financial, Inc | History | New | 15 | 0 | — | — | — | +15 | New | Q1 2026 | Apr 17, 2026 |
| CVA Family Office, LLC | History | New | 12 | 0 | — | — | — | +12 | New | Q1 2026 | Apr 29, 2026 |
| Signature Resources Capital Management, LLC | History | New | 9 | 0 | — | — | — | +9 | New | Q1 2026 | May 01, 2026 |
| BLAIR WILLIAM & CO/IL | History | Closed out | 0 | 0 | — | — | — | -6 | -100.0% | Q1 2026 | May 08, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q1 2026 | May 15, 2026 |
| Clearstead Advisors, LLC | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 12, 2026 |