Little Harbor Advisors, LLC - SMIG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | Added to | 10,098,541 | 296,392 | 0.02% | 0.02% | 1 | +565,356 | 5.93% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Added to | 6,648,831 | 195,143 | 0.01% | 0.01% | 2 | +615,195 | 10.2% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 2,390,250 | 70,154 | 0.01% | 0.01% | 3 | +24,377 | 1.03% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 1,656,212 | 48,609 | 0.01% | 0.01% | 4 | -6,951 | -0.42% | Q1 2026 | May 05, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 729,413 | 21,408 | 0.01% | 0.01% | 5 | +105,304 | 16.87% | Q1 2026 | May 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 616,677 | 18,099 | 0.0% | 0.0% | 6 | +138,553 | 28.98% | Q1 2026 | May 11, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 559,405 | 16,418 | 0.09% | 0.03% | 7 | +375,691 | 204.5% | Q1 2026 | May 05, 2026 |
| LPL Financial LLC | History | Added to | 443,778 | 13,024 | 0.0% | 0.0% | 8 | +1,012 | 0.23% | Q1 2026 | May 06, 2026 |
| Prime Capital Investment Advisors, LLC | History | Added to | 336,636 | 9,880 | 0.11% | 0.11% | 9 | +17,015 | 5.32% | Q1 2026 | May 08, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 336,015 | 9,862 | 0.01% | 0.01% | 10 | +6,039 | 1.83% | Q1 2026 | May 12, 2026 |
| US BANCORP \DE\ | History | Added to | 307,828 | 9,034 | 0.01% | 0.01% | 11 | +2,250 | 0.74% | Q1 2026 | May 14, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 243,740 | 7,153 | 0.01% | 0.01% | 12 | +1,106 | 0.46% | Q1 2026 | Apr 27, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 228,492 | 6,706 | 0.01% | 0.02% | 13 | +41,980 | 22.51% | Q1 2026 | May 01, 2026 |
| CASTLE WEALTH MANAGEMENT LLC | History | Added to | 220,316 | 6,466 | 2.1% | 2.07% | 14 | +3,757 | 1.73% | Q1 2026 | May 01, 2026 |
| Joseph Group Capital Management | History | Added to | 205,528 | 6,032 | 1.51% | 1.51% | 15 | +6,597 | 3.32% | Q1 2026 | May 08, 2026 |
| Cetera Investment Advisers | History | Added to | 168,798 | 4,954 | 0.01% | 0.01% | 16 | +8,911 | 5.57% | Q1 2026 | May 13, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 159,237 | 4,609 | 0.0% | 0.0% | 17 | +6,405 | 4.19% | Q1 2026 | May 13, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Reduced | 147,123 | 4,318 | 0.2% | 0.47% | 18 | -201,176 | -57.76% | Q1 2026 | Jun 08, 2026 |
| Gotham Asset Management, LLC | History | Reduced | 145,154 | 4,260 | 0.01% | 0.02% | 19 | -24,846 | -14.62% | Q1 2026 | May 15, 2026 |
| Bank of New York Mellon Corp | History | New | 140,618 | 4,127 | 0.0% | — | 20 | +140,618 | New | Q1 2026 | May 05, 2026 |
| Equitable Holdings, Inc. | History | Added to | 139,087 | 4,005 | 0.03% | 0.02% | 21 | +15,359 | 12.41% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 133,921 | 3,930 | 0.0% | — | 22 | +133,921 | New | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 116,470 | 3,418 | 0.0% | 0.0% | 23 | -7,313 | -5.91% | Q1 2026 | May 04, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 116,444 | 3,418 | 0.01% | 0.01% | 24 | -1,674 | -1.42% | Q1 2026 | Apr 30, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 104,014 | 3,052 | 0.01% | 0.01% | 25 | -18,155 | -14.86% | Q1 2026 | May 14, 2026 |
| Heritage Wealth Management, Inc. | History | No change | 85,820 | 2,518 | 1.25% | 0.69% | 26 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Waverly Advisors, LLC | History | Reduced | 82,981 | 2,435 | 0.02% | 0.02% | 27 | -3,872 | -4.46% | Q1 2026 | May 15, 2026 |
| Atria Investments, Inc | History | Added to | 73,625 | 2,160 | 0.02% | 0.01% | 28 | +35,636 | 93.81% | Q1 2026 | May 05, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 69,996 | 2,054 | 0.03% | 0.02% | 29 | +1,357 | 1.98% | Q1 2026 | Apr 20, 2026 |
| Wealthcare Advisory Partners LLC | History | Reduced | 53,266 | 1,563 | 0.03% | 0.03% | 30 | -1,105 | -2.03% | Q1 2026 | Apr 14, 2026 |
| &PARTNERS | History | Added to | 51,393 | 1,533 | 0.01% | 0.0% | 31 | +30,789 | 149.43% | Q1 2026 | May 15, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Added to | 44,057 | 1,293 | 0.03% | 0.06% | 32 | +1,874 | 4.44% | Q1 2026 | Apr 27, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Added to | 43,904 | 1,288 | 0.01% | 0.02% | 33 | +1,721 | 4.08% | Q1 2026 | May 15, 2026 |
| Wealth Dimensions Group, Ltd. | History | No change | 41,775 | 1,226 | 0.24% | 0.24% | 34 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| COMERICA BANK | History | No change | 34,915 | 1,005 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Dorsey & Whitney Trust CO LLC | History | New | 33,365 | 979 | 0.05% | — | 36 | +33,365 | New | Q1 2026 | May 14, 2026 |
| EdgeRock Capital LLC | History | Added to | 30,561 | 896 | 0.24% | 0.23% | 37 | +565 | 1.88% | Q1 2026 | Apr 16, 2026 |
| Philadelphia Investment Partners, LLC | History | New | 28,222 | 828 | 0.56% | — | 38 | +28,222 | New | Q1 2026 | May 05, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | Reduced | 27,121 | 796 | 0.06% | 0.1% | 39 | -19,339 | -41.63% | Q1 2026 | May 13, 2026 |
| Baird Financial Group, Inc. | History | Added to | 25,986 | 762 | 0.0% | 0.0% | 40 | +479 | 1.88% | Q1 2026 | May 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 21,118 | 619 | 0.0% | 0.0% | 41 | +968 | 4.8% | Q1 2026 | May 04, 2026 |
| PFG Investments, LLC | History | Added to | 15,347 | 450 | 0.02% | 0.02% | 42 | +3,012 | 24.42% | Q1 2026 | Apr 27, 2026 |
| OpenArc Corporate Advisory, LLC | History | New | 15,321 | 449 | 0.01% | — | 43 | +15,321 | New | Q1 2026 | May 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 14,952 | 438 | 0.0% | 0.0% | 44 | +1,143 | 8.28% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 13,551 | 398 | 0.0% | 0.0% | 45 | -2,766 | -16.95% | Q1 2026 | Apr 22, 2026 |
| PUREfi Wealth, LLC | History | No change | 13,000 | 381 | 0.25% | 0.29% | 46 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| JANE STREET GROUP, LLC | History | New | 12,844 | 376 | 0.0% | — | 47 | +12,844 | New | Q1 2026 | May 12, 2026 |
| SAPIENT CAPITAL LLC | History | New | 10,560 | 309 | 0.0% | — | 48 | +10,560 | New | Q1 2026 | Apr 08, 2026 |
| Argentarii, LLC | History | Added to | 9,578 | 281 | 0.1% | 0.08% | 49 | +1,520 | 18.86% | Q1 2026 | May 12, 2026 |
| Weaver Consulting Group | History | No change | 9,550 | 280 | 0.07% | 0.07% | 50 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MCF Advisors LLC | History | New | 9,000 | 264 | 0.01% | — | 51 | +9,000 | New | Q1 2026 | May 11, 2026 |
| CITADEL ADVISORS LLC | History | New | 8,360 | 245 | 0.0% | — | 52 | +8,360 | New | Q1 2026 | May 15, 2026 |
| Parallel Advisors, LLC | History | Added to | 7,935 | 232 | 0.0% | 0.0% | 53 | +6,985 | 735.26% | Q1 2026 | Jun 02, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 7,290 | 213 | 0.0% | 0.0% | 54 | -265 | -3.51% | Q1 2026 | May 18, 2026 |
| Qube Research & Technologies Ltd | History | Added to | 4,030 | 118 | 0.0% | 0.0% | 55 | +2,689 | 200.52% | Q1 2026 | May 15, 2026 |
| MAI Capital Management | History | Added to | 3,365 | 98 | 0.0% | 0.0% | 56 | +409 | 13.84% | Q1 2026 | May 15, 2026 |
| Blue Trust, Inc. | History | Added to | 2,926 | 85 | 0.0% | 0.0% | 57 | +1,249 | 74.48% | Q1 2026 | Apr 20, 2026 |
| Cornerstone Financial Management LLC | History | No change | 2,800 | 82 | 0.08% | 0.08% | 58 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Farther Finance Advisors, LLC | History | No change | 812 | 23 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Allworth Financial LP | History | New | 208 | 6 | 0.0% | — | 61 | +208 | New | Q1 2026 | May 14, 2026 |
| Signature Equity Partners, LLC | History | No change | 223 | 6 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 200 | 5 | 0.0% | 0.0% | 62 | -1,491 | -88.17% | Q1 2026 | May 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 165 | 4 | 0.0% | — | 63 | +165 | New | Q1 2026 | May 15, 2026 |
| Nemes Rush Group LLC | History | No change | 116 | 3 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Wealth Intelligence, LLC | History | Closed out | 0 | 0 | — | 1.14% | — | -79,570 | -100.0% | Q1 2026 | Apr 15, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -70,600 | -100.0% | Q1 2026 | May 15, 2026 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -16,122 | -100.0% | Q1 2026 | May 15, 2026 |
| Stratos Wealth Partners, LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,327 | -100.0% | Q1 2026 | Apr 28, 2026 |
| ORBA Wealth Advisors, L.L.C. | History | Closed out | 0 | 0 | — | 0.18% | — | -7,075 | -100.0% | Q1 2026 | Apr 28, 2026 |
| IFP Advisors, Inc | History | Closed out | 0 | 0 | — | — | — | -33 | -100.0% | Q1 2026 | Apr 13, 2026 |
| FMR LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 15, 2026 |