Sonoma Pharmaceuticals, Inc. - SNOA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DRW Securities, LLC | History | Added to | 60,977 | 221 | 0.01% | 0.0% | 1 | +43,907 | 257.22% | Q4 2025 | Feb 12, 2026 |
| VANGUARD GROUP INC | History | Reduced | 18,887 | 68 | 0.0% | 0.0% | 2 | -1,986 | -9.51% | Q4 2025 | Jan 29, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 15,908 | 57 | 0.0% | 0.0% | 3 | -1,709 | -9.7% | Q4 2025 | Feb 09, 2026 |
| McKinley Carter Wealth Services, Inc. | History | New | 11,193 | 40 | 0.0% | — | 4 | +11,193 | New | Q4 2025 | Feb 06, 2026 |
| Global Retirement Partners, LLC | History | Added to | 772 | 2 | 0.0% | 0.0% | 5 | +334 | 76.26% | Q4 2025 | Feb 06, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 385 | 1 | 0.0% | 0.0% | 6 | -1,151 | -74.93% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | New | 500 | 1 | 0.0% | — | 7 | +500 | New | Q4 2025 | Feb 17, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -656 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -646 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | — | — | -124 | -100.0% | Q3 2025 | Nov 10, 2025 |
| UBS Group AG | History | Reduced | 6 | 0 | — | — | — | -102 | -94.44% | Q4 2025 | Jan 29, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 121 | 0 | — | — | — | -2 | -1.63% | Q4 2025 | Feb 11, 2026 |
| FMR LLC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q3 2025 | Nov 13, 2025 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 18 | 0 | — | — | — | +1 | 5.88% | Q4 2025 | Feb 17, 2026 |
| SBI Securities Co., Ltd. | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Nov 05, 2025 |
| US BANCORP \DE\ | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| DANSKE BANK A/S | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| MORGAN STANLEY | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| CWM, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Quaker Wealth Management, LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| BlackRock, Inc. | History | No change | 113 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |