DBX ETF TRUST - SNPE
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SUN LIFE FINANCIAL INC | History | No change | 4,783,652 | 329,402 | 16.87% | 16.87% | 1 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MORGAN STANLEY | History | No change | 3,911,993 | 269,379 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 2,923,585 | 200,236 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | No change | 979,672 | 67,460 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WCG Wealth Advisors LLC | History | No change | 792,172 | 54,548 | 1.29% | 1.29% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Reduced | 629,770 | 44,039 | 0.08% | 0.1% | 6 | -373,500 | -37.23% | Q3 2026 | Oct 28, 2026 |
| LPL Financial LLC | History | No change | 527,010 | 36,289 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| UBS Group AG | History | No change | 504,618 | 34,747 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 487,671 | 33,585 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 300,137 | 20,667 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIFTH THIRD BANCORP | History | No change | 247,359 | 17,033 | 0.03% | 0.03% | 11 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 194,826 | 13,415 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Reduced | 183,979 | 12,865 | 0.01% | 0.01% | 13 | -45,533 | -19.84% | Q3 2026 | Nov 02, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 184,232 | 12,686 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Alaska Wealth Advisors, LLC | History | No change | 153,671 | 10,581 | 1.15% | 1.15% | 15 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | No change | 134,315 | 9,199 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 129,966 | 8,949 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 114,534 | 7,886 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CHOREO, LLC | History | Reduced | 101,792 | 7,118 | 0.07% | 0.08% | 19 | -4,675 | -4.39% | Q3 2026 | Oct 28, 2026 |
| MAI Capital Management | History | No change | 94,441 | 6,503 | 0.02% | 0.02% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 60,502 | 4,166 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 60,320 | 4,153 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 56,918 | 3,980 | 0.0% | 0.0% | 23 | -1,841 | -3.13% | Q3 2026 | Nov 05, 2026 |
| BASSO CAPITAL MANAGEMENT, L.P. | History | Reduced | 53,568 | 3,745 | 0.81% | 0.79% | 24 | -547 | -1.01% | Q3 2026 | Oct 30, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 50,998 | 3,566 | 0.01% | 0.0% | 25 | +36,703 | 256.75% | Q3 2026 | Nov 02, 2026 |
| GenWealth Group, Inc. | History | Reduced | 49,544 | 3,464 | 0.54% | 0.56% | 26 | -2,393 | -4.61% | Q3 2026 | Oct 16, 2026 |
| RETIREMENT CAPITAL STRATEGIES | History | No change | 50,281 | 3,462 | 1.2% | 1.2% | 27 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Insight Wealth Partners, LLC | History | Reduced | 48,122 | 3,365 | 0.44% | 0.5% | 28 | -5,893 | -10.91% | Q3 2026 | Oct 26, 2026 |
| SHEETS SMITH WEALTH MANAGEMENT | History | Reduced | 43,810 | 3,063 | 0.32% | 0.31% | 29 | -1,302 | -2.89% | Q3 2026 | Oct 16, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 42,792 | 2,992 | 0.08% | 0.08% | 30 | +1,819 | 4.44% | Q3 2026 | Oct 13, 2026 |
| Warner Group LLC | History | No change | 40,650 | 2,799 | 0.69% | 0.69% | 31 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 40,499 | 2,788 | 0.03% | 0.03% | 32 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ZENITH SOLUTIONS, INC. | History | Reduced | 36,303 | 2,538 | 2.26% | 2.33% | 33 | -1,008 | -2.7% | Q3 2026 | Oct 19, 2026 |
| Allworth Financial LP | History | No change | 34,540 | 2,378 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| INVESTMENT COUNSEL CO OF NEVADA | History | No change | 33,636 | 2,316 | 4.33% | 4.33% | 35 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Avior Wealth Management, LLC | History | Reduced | 31,705 | 2,217 | 0.06% | 0.06% | 36 | -61 | -0.19% | Q3 2026 | Oct 13, 2026 |
| FSA WEALTH PARTNERS, INC. | History | Reduced | 29,181 | 2,040 | 0.55% | 0.51% | 37 | -649 | -2.18% | Q3 2026 | Oct 26, 2026 |
| CANTOR FITZGERALD INVESTMENT ADVISORS L.P. | History | Reduced | 28,189 | 1,971 | 0.13% | 0.13% | 38 | -47 | -0.17% | Q3 2026 | Oct 15, 2026 |
| Cetera Investment Advisers | History | No change | 25,649 | 1,766 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Pine Valley Investments Ltd Liability Co | History | No change | 25,633 | 1,765 | 0.07% | 0.07% | 40 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Savvy Advisors, Inc. | History | No change | 23,935 | 1,648 | 0.03% | 0.03% | 41 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| NorthRock Partners, LLC | History | No change | 23,183 | 1,596 | 0.02% | 0.02% | 42 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| CITADEL ADVISORS LLC | History | No change | 22,906 | 1,577 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 20,503 | 1,411 | 0.08% | 0.08% | 44 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| One Capital Management, LLC | History | No change | 22,078 | 1,314 | 0.04% | 0.04% | 45 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Sonoma Allocations LLC | History | No change | 17,761 | 1,220 | 0.38% | 0.38% | 46 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| Heirloom Wealth Management | History | Reduced | 17,118 | 1,197 | 0.16% | 0.17% | 47 | -54 | -0.31% | Q3 2026 | Oct 14, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 17,193 | 1,183 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PRUDENTIAL PLC | History | No change | 16,389 | 1,128 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Balance Wealth Partners LLC | History | Reduced | 15,543 | 1,086 | 0.26% | 0.29% | 50 | -367 | -2.31% | Q3 2026 | Oct 27, 2026 |
| Sage Advisory Services, Ltd.Co. | History | Reduced | 15,244 | 1,066 | 0.57% | 0.52% | 51 | -7 | -0.05% | Q3 2026 | Oct 29, 2026 |
| Mason & Associates Inc | History | No change | 14,927 | 1,027 | 0.17% | 0.17% | 52 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Weinberger Asset Management, Inc | History | Added to | 13,126 | 917 | 0.29% | 0.28% | 53 | +251 | 1.95% | Q3 2026 | Oct 28, 2026 |
| Orion Porfolio Solutions, LLC | History | No change | 13,272 | 913 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITIGROUP INC | History | New | 12,418 | 868 | 0.0% | — | 55 | +12,418 | New | Q3 2026 | Nov 04, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | No change | 11,967 | 847 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 11,846 | 816 | 0.03% | 0.03% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ethic Inc. | History | No change | 11,649 | 814 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Goldstein Advisors, LLC | History | No change | 11,420 | 798 | 0.07% | 0.07% | 59 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 10,473 | 721 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Fragasso Financial Advisors Inc | History | Added to | 9,890 | 704 | 0.04% | 0.04% | 61 | +24 | 0.24% | Q3 2026 | Oct 13, 2026 |
| Clearstead Advisors, LLC | History | No change | 10,100 | 695 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| PRIVATE TRUST CO NA | History | No change | 9,863 | 689 | 0.05% | 0.05% | 63 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| FMR LLC | History | No change | 9,876 | 680 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 9,473 | 652 | 0.02% | 0.02% | 65 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| PALLADIEM, LLC | History | No change | 9,326 | 642 | 0.62% | 0.62% | 66 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NEPC LLC | History | No change | 9,245 | 636 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Per Stirling Capital Management, LLC. | History | No change | 8,681 | 597 | 0.06% | 0.06% | 68 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HBK Sorce Advisory LLC | History | No change | 8,000 | 567 | 0.01% | 0.01% | 69 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Grey Ledge Advisors, LLC | History | Added to | 7,342 | 513 | 0.1% | 0.1% | 70 | +16 | 0.22% | Q3 2026 | Oct 30, 2026 |
| POTOMAC FUND MANAGEMENT INC /ADV | History | No change | 7,187 | 494 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Veridan Wealth LLC | History | No change | 7,029 | 484 | 0.16% | 0.16% | 72 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Baird Financial Group, Inc. | History | No change | 6,173 | 425 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Corundum Group, Inc. | History | Added to | 5,894 | 412 | 0.11% | 0.12% | 74 | +42 | 0.72% | Q3 2026 | Oct 28, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 5,487 | 377 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LJI Wealth Management, LLC | History | Added to | 4,892 | 342 | 0.05% | 0.05% | 76 | +82 | 1.7% | Q3 2026 | Oct 28, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 4,813 | 331 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Creative Planning | History | Reduced | 4,698 | 328 | 0.0% | 0.0% | 78 | -1,805 | -27.76% | Q3 2026 | Nov 02, 2026 |
| Range Advisory, LLC | History | No change | 4,697 | 323 | 0.04% | 0.04% | 79 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| ABOUND FINANCIAL, LLC | History | No change | 4,498 | 309 | 0.12% | 0.12% | 80 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 4,437 | 305 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| POTENTIA WEALTH | History | No change | 4,321 | 297 | 0.12% | 0.12% | 82 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 4,023 | 282 | 0.0% | 0.0% | 83 | +578 | 16.78% | Q3 2026 | Nov 05, 2026 |
| WEST BANCORPORATION INC | History | No change | 4,035 | 282 | 0.11% | 0.12% | 84 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 3,908 | 273 | 0.0% | 0.0% | 85 | -488 | -11.1% | Q3 2026 | Nov 02, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 3,831 | 267 | 0.0% | 0.0% | 86 | +170 | 4.64% | Q3 2026 | Oct 13, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 3,868 | 266 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 3,823 | 263 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITIZENS FINANCIAL GROUP INC/RI | History | No change | 3,635 | 254 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Ellevest, Inc. | History | No change | 3,649 | 251 | 0.03% | 0.03% | 90 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Cyndeo Wealth Partners, LLC | History | Reduced | 3,419 | 239 | 0.01% | 0.01% | 91 | -47 | -1.36% | Q3 2026 | Oct 16, 2026 |
| Crestwood Advisors Group, LLC | History | New | 3,400 | 237 | 0.0% | — | 92 | +3,400 | New | Q3 2026 | Oct 27, 2026 |
| Corient Private Wealth LP | History | No change | 3,401 | 234 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| Jupiter Wealth Management LLC | History | No change | 3,324 | 228 | 0.09% | 0.09% | 94 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Argent Trust Co | History | No change | 3,269 | 225 | 0.01% | 0.01% | 95 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Old Peak Finance LLC | History | Added to | 3,200 | 223 | 0.1% | 0.11% | 96 | +8 | 0.25% | Q3 2026 | Nov 02, 2026 |
| PFG Investments, LLC | History | No change | 3,222 | 221 | 0.01% | 0.01% | 97 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Financial Partners Group, Inc | History | No change | 3,055 | 213 | 0.02% | 0.02% | 98 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Financial Gravity Companies, Inc. | History | No change | 2,976 | 204 | 0.03% | 0.03% | 99 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Private Advisor Group, LLC | History | No change | 2,967 | 204 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Able Wealth Management LLC | History | New | 2,859 | 203 | 0.04% | — | 101 | +2,859 | New | Q3 2026 | Oct 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | New | 2,877 | 201 | 0.0% | — | 102 | +2,877 | New | Q3 2026 | Nov 02, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 2,717 | 187 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MJT & Associates Financial Advisory Group, Inc. | History | Added to | 2,288 | 160 | 0.1% | 0.1% | 104 | +81 | 3.67% | Q3 2026 | Oct 07, 2026 |
| Urban Financial Advisory Corp | History | No change | 1,713 | 117 | 0.03% | 0.03% | 105 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| AE Wealth Management LLC | History | No change | 1,556 | 107 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| DEUTSCHE BANK AG\ | History | No change | 1,500 | 103 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1,408 | 98 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| First Pacific Financial | History | Added to | 1,154 | 80 | 0.01% | 0.01% | 109 | +3 | 0.26% | Q3 2026 | Oct 14, 2026 |
| Carolina Wealth Advisors, LLC | History | No change | 896 | 62 | 0.02% | 0.02% | 110 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Arax Advisory Partners | History | No change | 870 | 59 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CVA Family Office, LLC | History | No change | 662 | 45 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| VANGUARD ADVISERS INC | History | No change | 510 | 35 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TD Waterhouse Canada Inc. | History | Reduced | 430 | 30 | 0.0% | 0.0% | 114 | -1,525 | -78.01% | Q3 2026 | Oct 16, 2026 |
| Prudent Man Investment Management, Inc. | History | Reduced | 428 | 29 | 0.01% | 0.02% | 115 | -640 | -59.93% | Q3 2026 | Nov 02, 2026 |
| Rossby Financial, LCC | History | No change | 403 | 28 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 387 | 26 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Triumph Capital Management | History | No change | 376 | 26 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Noble Wealth Management PBC | History | No change | 350 | 24 | 0.01% | 0.01% | 119 | 0 | 0.0% | Q3 2026 | Oct 01, 2026 |
| ASSETMARK, INC | History | Reduced | 315 | 22 | 0.0% | 0.0% | 120 | -22 | -6.53% | Q3 2026 | Oct 21, 2026 |
| BEACON INVESTMENT ADVISORY SERVICES, INC. | History | No change | 275 | 19 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| IAG Wealth Partners, LLC | History | No change | 252 | 17 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Investors Research Corp | History | Added to | 224 | 15 | 0.0% | 0.0% | 123 | +144 | 180.0% | Q3 2026 | Oct 07, 2026 |
| Smartleaf Asset Management LLC | History | No change | 170 | 11 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 138 | 9 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Millstone Evans Group, LLC | History | No change | 131 | 9 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Qube Research & Technologies Ltd | History | No change | 118 | 8 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 50 | 3 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Abound Wealth Management | History | No change | 45 | 3 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| WPG Advisers, LLC | History | No change | 18 | 1 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -3,466 | -100.0% | Q3 2026 | Oct 16, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -1,425 | -100.0% | Q3 2026 | Oct 15, 2026 |