Global X Funds - SOCL
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 12 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 232,513 | 12,837 | 0.01% | 0.01% | 1 | -13,666 | -5.55% | Q4 2025 | Feb 06, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 216,973 | 11,979 | 0.0% | 0.0% | 2 | +20,775 | 10.59% | Q4 2025 | Feb 17, 2026 |
| Daiwa Securities Group Inc. | History | Reduced | 105,000 | 5,797 | 0.02% | 0.05% | 3 | -150,000 | -58.82% | Q4 2025 | Feb 11, 2026 |
| MORGAN STANLEY | History | Reduced | 74,306 | 4,102 | 0.0% | 0.0% | 4 | -4,082 | -5.21% | Q4 2025 | Feb 13, 2026 |
| Great Diamond Partners, LLC | History | Added to | 46,397 | 2,561 | 0.49% | 0.49% | 5 | +4,584 | 10.96% | Q4 2025 | Feb 06, 2026 |
| LPL Financial LLC | History | Reduced | 30,673 | 1,693 | 0.0% | 0.0% | 6 | -1,834 | -5.64% | Q4 2025 | Feb 11, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 29,562 | 1,632 | 0.0% | 0.0% | 7 | +43 | 0.15% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Reduced | 23,634 | 1,304 | 0.0% | 0.0% | 8 | -1,208 | -4.86% | Q4 2025 | Jan 29, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 20,714 | 1,144 | 0.0% | 0.0% | 9 | -1,089 | -4.99% | Q4 2025 | Feb 05, 2026 |
| GTS SECURITIES LLC | History | Added to | 19,838 | 1,095 | 0.04% | 0.02% | 10 | +12,291 | 162.86% | Q4 2025 | Feb 13, 2026 |
| Joseph P. Lucia & Associates, LLC | History | Reduced | 19,718 | 1,088 | 0.39% | 0.47% | 11 | -673 | -3.3% | Q4 2025 | Jan 28, 2026 |
| FLOW TRADERS U.S. LLC | History | Added to | 17,750 | 980 | 0.03% | 0.01% | 12 | +11,749 | 195.78% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 14,636 | 808 | 0.0% | 0.0% | 13 | +72 | 0.49% | Q4 2025 | Feb 13, 2026 |
| SOA Wealth Advisors, LLC. | History | Reduced | 12,659 | 698 | 0.12% | 0.14% | 14 | -858 | -6.35% | Q4 2025 | Jan 20, 2026 |
| AAFMAA Wealth Management & Trust LLC | History | New | 8,679 | 479 | 0.19% | — | 15 | +8,679 | New | Q4 2025 | Jan 07, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 8,610 | 475 | 0.0% | 0.0% | 16 | -2,186 | -20.25% | Q4 2025 | Feb 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 8,586 | 474 | 0.0% | 0.0% | 17 | -192 | -2.19% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 6,865 | 379 | 0.0% | 0.0% | 18 | +376 | 5.79% | Q4 2025 | Feb 17, 2026 |
| Virtu Financial LLC | History | New | 6,288 | 347 | 0.01% | — | 19 | +6,288 | New | Q4 2025 | Feb 23, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 6,182 | 341 | 0.0% | 0.0% | 20 | -6,581 | -51.56% | Q4 2025 | Feb 12, 2026 |
| Cetera Investment Advisers | History | Added to | 5,951 | 328 | 0.0% | 0.0% | 21 | +2,074 | 53.49% | Q4 2025 | Feb 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 5,685 | 313 | 0.0% | 0.0% | 22 | +860 | 17.82% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 5,491 | 303 | 0.0% | 0.0% | 23 | -5,012 | -47.72% | Q4 2025 | Feb 18, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 5,398 | 298 | 0.0% | 0.0% | 24 | -838 | -13.44% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 5,061 | 279 | 0.0% | 0.0% | 25 | -5,144 | -50.41% | Q4 2025 | Feb 12, 2026 |
| GLOBALT Investments LLC / GA | History | No change | 4,500 | 248 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Valeo Financial Advisors, LLC | History | No change | 3,987 | 220 | 0.0% | 0.01% | 27 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 2,714 | 149 | 0.0% | 0.0% | 29 | +879 | 47.9% | Q4 2025 | Mar 16, 2026 |
| Manchester Capital Management LLC | History | No change | 2,700 | 149 | 0.02% | 0.02% | 28 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Kestra Advisory Services, LLC | History | New | 2,275 | 125 | 0.0% | — | 30 | +2,275 | New | Q4 2025 | Feb 13, 2026 |
| FMR LLC | History | Added to | 1,468 | 81 | 0.0% | 0.0% | 31 | +13 | 0.89% | Q4 2025 | Feb 17, 2026 |
| US BANCORP \DE\ | History | No change | 1,000 | 55 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Parallel Advisors, LLC | History | New | 900 | 49 | 0.0% | — | 33 | +900 | New | Q4 2025 | Feb 11, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 600 | 33 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Bell Investment Advisors, Inc | History | No change | 575 | 31 | 0.0% | 0.01% | 35 | 0 | 0.0% | Q4 2025 | Feb 24, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 539 | 29 | 0.0% | 0.0% | 36 | -94 | -14.85% | Q4 2025 | Feb 09, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 415 | 22 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Allworth Financial LP | History | New | 350 | 19 | 0.0% | — | 38 | +350 | New | Q4 2025 | Feb 05, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 313 | 17 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| CWM, LLC | History | No change | 300 | 17 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| FIFTH THIRD BANCORP | History | No change | 250 | 13 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Founders Capital Management | History | No change | 200 | 11 | 0.01% | 0.01% | 42 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Spire Wealth Management | History | No change | 204 | 11 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Rossby Financial, LCC | History | No change | 182 | 10 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Prestige Wealth Management Group LLC | History | No change | 160 | 8 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 110 | 6 | 0.0% | 0.0% | 46 | -54 | -32.93% | Q4 2025 | Feb 10, 2026 |
| Steigerwald, Gordon & Koch Inc. | History | No change | 98 | 5 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 55 | 3 | 0.0% | 0.0% | 48 | -150 | -73.17% | Q4 2025 | Feb 03, 2026 |
| JPMORGAN CHASE & CO | History | No change | 41 | 2 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Qube Research & Technologies Ltd | History | No change | 51 | 2 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| TOTH FINANCIAL ADVISORY CORP | History | New | 19 | 1 | 0.0% | — | 51 | +19 | New | Q4 2025 | Jan 20, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -43,100 | -100.0% | Q3 2025 | Nov 03, 2025 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -36,662 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SEI INVESTMENTS CO | History | Closed out | 0 | 0 | — | 0.0% | — | -8,175 | -100.0% | Q3 2025 | Nov 13, 2025 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,398 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,315 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,512 | -100.0% | Q3 2025 | Oct 07, 2025 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -164 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -71 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Larson Financial Group LLC | History | No change | 18 | 0 | — | 0.0% | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| CoreCap Advisors, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |