Global X Funds - SOCL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | No change | 291,976 | 12,791 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 106,944 | 4,629 | 0.0% | 0.0% | 2 | -15,645 | -12.76% | Q3 2026 | Nov 06, 2026 |
| MORGAN STANLEY | History | No change | 48,273 | 2,114 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Daiwa Securities Group Inc. | History | No change | 45,000 | 1,948 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| LPL Financial LLC | History | Reduced | 32,852 | 1,422 | 0.0% | 0.0% | 5 | -1,823 | -5.26% | Q3 2026 | Nov 06, 2026 |
| UBS Group AG | History | Reduced | 17,433 | 754 | 0.0% | 0.0% | 6 | -432 | -2.42% | Q3 2026 | Nov 10, 2026 |
| Joseph P. Lucia & Associates, LLC | History | Reduced | 17,361 | 751 | 0.22% | 0.24% | 7 | -500 | -2.8% | Q3 2026 | Oct 30, 2026 |
| SOA Wealth Advisors, LLC. | History | Added to | 10,900 | 471 | 0.08% | 0.08% | 8 | +9 | 0.08% | Q3 2026 | Nov 10, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 10,398 | 455 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 8,506 | 373 | 0.02% | 0.02% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | No change | 8,033 | 351 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 6,649 | 291 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Tradewinds, LLC. | History | No change | 5,114 | 266 | 0.06% | 0.06% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 5,277 | 231 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 5,057 | 221 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 4,836 | 211 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Manchester Capital Management LLC | History | No change | 2,700 | 116 | 0.02% | 0.02% | 17 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| FMR LLC | History | Reduced | 2,624 | 113 | 0.0% | 0.0% | 18 | -79 | -2.92% | Q3 2026 | Nov 10, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 1,036 | 45 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| US BANCORP \DE\ | History | No change | 1,000 | 43 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Parallel Advisors, LLC | History | Reduced | 500 | 21 | 0.0% | 0.0% | 21 | -875 | -63.64% | Q3 2026 | Nov 03, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 439 | 19 | 0.0% | 0.0% | 22 | -300 | -40.6% | Q3 2026 | Nov 09, 2026 |
| FIFTH THIRD BANCORP | History | No change | 417 | 18 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 421 | 18 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q3 2026 | Nov 10, 2026 |
| Allworth Financial LP | History | No change | 350 | 15 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 313 | 13 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Bell Investment Advisors, Inc | History | Reduced | 265 | 11 | 0.0% | 0.0% | 27 | -310 | -53.91% | Q3 2026 | Oct 28, 2026 |
| Allspring Global Investments Holdings, LLC | History | New | 196 | 8 | 0.0% | — | 28 | +196 | New | Q3 2026 | Nov 04, 2026 |
| Prestige Wealth Management Group LLC | History | No change | 161 | 7 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 120 | 5 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Steigerwald, Gordon & Koch Inc. | History | No change | 98 | 4 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 100 | 4 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| BFC Planning, Inc. | History | No change | 100 | 4 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| JPMORGAN CHASE & CO | History | No change | 91 | 3 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 61 | 2 | 0.0% | 0.0% | 37 | +1 | 1.67% | Q3 2026 | Oct 21, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 59 | 2 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Qube Research & Technologies Ltd | History | No change | 62 | 2 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Jacobi Capital Management LLC | History | New | 34 | 1 | 0.0% | — | 38 | +34 | New | Q3 2026 | Nov 05, 2026 |
| AAFMAA Wealth Management & Trust LLC | History | Closed out | 0 | 0 | — | 0.39% | — | -25,421 | -100.0% | Q3 2026 | Oct 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,589 | -100.0% | Q3 2026 | Nov 02, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -971 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Founders Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Blue Trust, Inc. | History | New | 2 | 0 | — | — | — | +2 | New | Q3 2026 | Oct 15, 2026 |
| Rothwell Investment Advisors, LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q3 2026 | Nov 06, 2026 |
| Larson Financial Group LLC | History | No change | 18 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| CoreCap Advisors, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |