SOUTH PLAINS FINANCIAL, INC. - SPFI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | History | No change | 1,430,745 | 61,643 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | No change | 642,137 | 27,666 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| STATE STREET CORP | History | No change | 529,620 | 22,818 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | No change | 464,902 | 20,030 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Reduced | 456,187 | 19,024 | 0.02% | 0.03% | 5 | -41,295 | -8.3% | Q3 2026 | Nov 09, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 434,483 | 18,130 | 0.0% | 0.0% | 6 | -302 | -0.07% | Q3 2026 | Nov 04, 2026 |
| JPMORGAN CHASE & CO | History | No change | 400,667 | 17,425 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 411,250 | 17,166 | 0.0% | 0.0% | 8 | +13,510 | 3.4% | Q3 2026 | Nov 06, 2026 |
| BASSWOOD CAPITAL MANAGEMENT, L.L.C. | History | No change | 311,615 | 13,425 | 0.53% | 0.53% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | No change | 172,097 | 7,414 | 0.13% | 0.13% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHERN TRUST CORP | History | No change | 143,247 | 6,171 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Boston Partners | History | Added to | 146,359 | 6,107 | 0.01% | 0.0% | 12 | +19,958 | 15.79% | Q3 2026 | Nov 10, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | No change | 126,306 | 5,441 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PANAGORA ASSET MANAGEMENT INC | History | No change | 120,253 | 5,181 | 0.02% | 0.02% | 14 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Polaris Capital Management, LLC | History | Reduced | 121,000 | 5,049 | 0.53% | 0.51% | 15 | -5,000 | -3.97% | Q3 2026 | Oct 21, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 116,864 | 5,035 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 99,122 | 4,270 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MACKENZIE FINANCIAL CORP | History | Added to | 100,603 | 4,198 | 0.0% | 0.0% | 18 | +46,748 | 86.8% | Q3 2026 | Nov 02, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 95,130 | 4,098 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GABELLI FUNDS LLC | History | No change | 92,395 | 3,980 | 0.03% | 0.03% | 20 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Empowered Funds, LLC | History | No change | 92,397 | 3,980 | 0.02% | 0.02% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Rosenthal | Henry Capital Advisors, Inc. | History | No change | 81,373 | 3,395 | 3.12% | 3.07% | 22 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Corient Private Wealth LP | History | No change | 77,666 | 3,346 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| MORGAN STANLEY | History | No change | 64,273 | 2,769 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Bank of New York Mellon Corp | History | Added to | 64,176 | 2,678 | 0.0% | 0.0% | 25 | +233 | 0.36% | Q3 2026 | Nov 05, 2026 |
| Quantinno Capital Management LP | History | No change | 62,028 | 2,672 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 63,903 | 2,666 | 0.0% | 0.0% | 27 | -44,444 | -41.02% | Q3 2026 | Nov 06, 2026 |
| MARTINGALE ASSET MANAGEMENT L P | History | No change | 61,832 | 2,664 | 0.06% | 0.06% | 28 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Callahan Advisors, LLC | History | Reduced | 62,686 | 2,615 | 0.2% | 0.3% | 29 | -28,258 | -31.07% | Q3 2026 | Nov 10, 2026 |
| Venturi Wealth Management, LLC | History | No change | 59,374 | 2,558 | 0.1% | 0.1% | 30 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 55,097 | 2,373 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 54,406 | 2,344 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| WEDGE CAPITAL MANAGEMENT L L P/NC | History | Reduced | 55,582 | 2,319 | 0.04% | 0.04% | 33 | -362 | -0.65% | Q3 2026 | Oct 13, 2026 |
| DEPRINCE RACE & ZOLLO INC | History | Reduced | 54,879 | 2,290 | 0.04% | 0.07% | 34 | -46,184 | -45.7% | Q3 2026 | Oct 13, 2026 |
| SEI INVESTMENTS CO | History | Added to | 47,699 | 1,990 | 0.0% | 0.0% | 35 | +1,978 | 4.33% | Q3 2026 | Nov 10, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 42,786 | 1,843 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 42,419 | 1,827 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Fisher Asset Management, LLC | History | Reduced | 43,246 | 1,804 | 0.0% | 0.0% | 38 | -8 | -0.02% | Q3 2026 | Nov 06, 2026 |
| Numerai GP LLC | History | No change | 38,848 | 1,673 | 0.14% | 0.14% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | Added to | 39,798 | 1,660 | 0.0% | 0.0% | 40 | +17,498 | 78.47% | Q3 2026 | Nov 10, 2026 |
| Legacy Wealth Management, LLC / MS | History | No change | 38,500 | 1,606 | 0.48% | 0.43% | 41 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| BARCLAYS PLC | History | Added to | 37,341 | 1,558 | 0.0% | 0.0% | 42 | +1,695 | 4.76% | Q3 2026 | Nov 06, 2026 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | No change | 35,475 | 1,528 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Qube Research & Technologies Ltd | History | No change | 31,901 | 1,374 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Creative Planning | History | Added to | 29,174 | 1,217 | 0.0% | 0.0% | 45 | +4,218 | 16.9% | Q3 2026 | Nov 02, 2026 |
| Nuveen, LLC | History | Added to | 27,938 | 1,165 | 0.0% | 0.0% | 46 | +3,979 | 16.61% | Q3 2026 | Nov 10, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | No change | 26,619 | 1,146 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Swiss National Bank | History | No change | 26,233 | 1,130 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 26,420 | 1,106 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 25,498 | 1,098 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GLOBEFLEX CAPITAL L P | History | No change | 23,588 | 1,016 | 0.13% | 0.13% | 51 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 22,864 | 985 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 21,357 | 920 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SummerHaven Investment Management, LLC | History | Added to | 21,539 | 898 | 0.5% | 0.47% | 54 | +1,391 | 6.9% | Q3 2026 | Oct 19, 2026 |
| UBS Group AG | History | Reduced | 21,298 | 888 | 0.0% | 0.0% | 55 | -5,113 | -19.36% | Q3 2026 | Nov 10, 2026 |
| FMR LLC | History | Added to | 20,497 | 855 | 0.0% | 0.0% | 56 | +17,838 | 670.85% | Q3 2026 | Nov 10, 2026 |
| Granite Harbor Advisors, Inc. | History | New | 20,212 | 843 | 0.32% | — | 57 | +20,212 | New | Q3 2026 | Nov 10, 2026 |
| Invesco Ltd. | History | No change | 19,330 | 832 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Icon Wealth Advisors, LLC | History | No change | 19,250 | 829 | 0.05% | 0.05% | 59 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| RHUMBLINE ADVISERS | History | Added to | 19,787 | 825 | 0.0% | 0.0% | 60 | +2,001 | 11.25% | Q3 2026 | Nov 10, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 17,257 | 743 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SALZHAUER MICHAEL | History | Reduced | 16,573 | 691 | 0.28% | 0.39% | 62 | -9,858 | -37.3% | Q3 2026 | Oct 27, 2026 |
| Quantbot Technologies LP | History | No change | 16,010 | 689 | 0.03% | 0.03% | 63 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Inscription Capital, LLC | History | Reduced | 16,258 | 678 | 0.07% | 0.07% | 64 | -1,000 | -5.79% | Q3 2026 | Nov 02, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 15,736 | 677 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Added to | 15,945 | 665 | 0.0% | 0.0% | 66 | +105 | 0.66% | Q3 2026 | Nov 10, 2026 |
| GAMCO INVESTORS, INC. ET AL | History | No change | 15,251 | 657 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Reduced | 15,195 | 634 | 0.0% | 0.0% | 68 | -3,442 | -18.47% | Q3 2026 | Nov 10, 2026 |
| Voleon Capital Management LP | History | No change | 14,362 | 618 | 0.01% | 0.01% | 69 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DEUTSCHE BANK AG\ | History | Reduced | 13,736 | 573 | 0.0% | 0.0% | 70 | -1,591 | -10.38% | Q3 2026 | Nov 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 13,152 | 566 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Tidal Investments LLC | History | No change | 13,035 | 561 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 12,898 | 556 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | No change | 12,816 | 552 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 12,364 | 532 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | History | No change | 12,360 | 532 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITIGROUP INC | History | Reduced | 12,208 | 509 | 0.0% | 0.0% | 77 | -4,401 | -26.5% | Q3 2026 | Nov 04, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 11,798 | 508 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 11,049 | 471 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| HighTower Advisors, LLC | History | Reduced | 11,166 | 465 | 0.0% | 0.0% | 80 | -2 | -0.02% | Q3 2026 | Nov 09, 2026 |
| PRINCETON CAPITAL MANAGEMENT LLC | History | Added to | 11,000 | 459 | 0.1% | 0.05% | 81 | +6,000 | 120.0% | Q3 2026 | Oct 27, 2026 |
| XTX Topco Ltd | History | No change | 10,369 | 446 | 0.01% | 0.01% | 82 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | No change | 9,900 | 426 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIFTH THIRD BANCORP | History | No change | 9,892 | 412 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Rafferty Asset Management, LLC | History | No change | 9,428 | 406 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Texas Capital Bank Wealth Management Services Inc | History | No change | 9,624 | 401 | 0.02% | 0.02% | 86 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| PRIMORIS WEALTH ADVISORS, LLC | History | No change | 9,625 | 401 | 0.19% | 0.19% | 87 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| STRS OHIO | History | Reduced | 9,600 | 400 | 0.0% | 0.0% | 88 | -7,200 | -42.86% | Q3 2026 | Oct 30, 2026 |
| Legal & General Group Plc | History | No change | 9,258 | 398 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MetLife Investment Management, LLC | History | No change | 9,195 | 396 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Universal- Beteiligungs- und Servicegesellschaft mbH | History | Added to | 9,362 | 390 | 0.0% | 0.0% | 91 | +368 | 4.09% | Q3 2026 | Nov 10, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 8,800 | 382 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mariner, LLC | History | No change | 8,411 | 362 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD ASSET MANAGEMENT, Ltd | History | No change | 7,761 | 334 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | Reduced | 7,998 | 333 | 0.01% | 0.03% | 96 | -28,330 | -77.98% | Q3 2026 | Oct 16, 2026 |
| ALLSTATE CORP | History | No change | 7,751 | 333 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Quadrature Capital Ltd | History | No change | 7,635 | 328 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| LPL Financial LLC | History | Added to | 7,811 | 325 | 0.0% | 0.0% | 99 | +822 | 11.76% | Q3 2026 | Nov 06, 2026 |
| Magnetar Financial LLC | History | No change | 7,554 | 325 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WESTWOOD HOLDINGS GROUP INC | History | No change | 7,507 | 323 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | No change | 7,231 | 311 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MIRABELLA FINANCIAL SERVICES LLP | History | No change | 7,216 | 310 | 0.03% | 0.03% | 102 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 6,775 | 291 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Employees Retirement System of Texas | History | New | 6,871 | 287 | 0.0% | — | 104 | +6,871 | New | Q3 2026 | Nov 10, 2026 |
| ExodusPoint Capital Management, LP | History | No change | 5,958 | 256 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Reduced | 5,797 | 242 | 0.0% | 0.0% | 106 | -8,620 | -59.79% | Q3 2026 | Nov 05, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 5,552 | 239 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 5,298 | 228 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 5,043 | 217 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SG Americas Securities, LLC | History | No change | 5,010 | 216 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Jupiter Topco LLC | History | No change | 4,800 | 206 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Diversified Trust Co | History | New | 4,928 | 205 | 0.0% | — | 112 | +4,928 | New | Q3 2026 | Nov 06, 2026 |
| Sequoia Financial Advisors, LLC | History | No change | 4,731 | 203 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Aquatic Capital Management LLC | History | No change | 4,577 | 197 | 0.01% | 0.01% | 114 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 4,516 | 194 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 4,633 | 193 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | No change | 4,024 | 173 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | No change | 4,122 | 172 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q3 2026 | Nov 10, 2026 |
| SOUTH PLAINS FINANCIAL, INC. | History | No change | 3,328 | 143 | 0.08% | 0.08% | 119 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Vanguard Investments Australia, Ltd. | History | No change | 3,048 | 131 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| KLP KAPITALFORVALTNING AS | History | No change | 2,900 | 121 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q3 2026 | Nov 10, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 2,400 | 103 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Amova Asset Management Americas, Inc. | History | No change | 1,747 | 75 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| State of Alaska, Department of Revenue | History | Added to | 1,639 | 68 | 0.0% | 0.0% | 124 | +68 | 4.33% | Q3 2026 | Oct 15, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | No change | 1,486 | 62 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 1,425 | 61 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Added to | 1,087 | 45 | 0.0% | 0.0% | 127 | +156 | 16.76% | Q3 2026 | Oct 20, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 869 | 37 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Arax Advisory Partners | History | No change | 688 | 29 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CANADA LIFE ASSURANCE Co | History | No change | 572 | 25 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ROYAL BANK OF CANADA | History | No change | 476 | 21 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Versant Capital Management, Inc | History | No change | 523 | 21 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q3 2026 | Oct 01, 2026 |
| MassMutual Private Wealth & Trust, FSB | History | No change | 424 | 17 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| Sterling Capital Management LLC | History | Reduced | 315 | 13 | 0.0% | 0.0% | 134 | -1 | -0.32% | Q3 2026 | Oct 22, 2026 |
| Covestor Ltd | History | New | 202 | 8 | 0.01% | — | 135 | +202 | New | Q3 2026 | Oct 30, 2026 |
| Allworth Financial LP | History | Added to | 172 | 7 | 0.0% | 0.0% | 136 | +14 | 8.86% | Q3 2026 | Nov 06, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 145 | 6 | 0.0% | 0.0% | 137 | -37 | -20.33% | Q3 2026 | Nov 06, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 124 | 5 | 0.0% | 0.0% | 139 | +11 | 9.73% | Q3 2026 | Nov 10, 2026 |
| Optiver Holding B.V. | History | No change | 124 | 5 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MATHER GROUP, LLC. | History | New | 114 | 4 | 0.0% | — | 142 | +114 | New | Q3 2026 | Oct 14, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 119 | 4 | 0.0% | 0.0% | 141 | +36 | 43.37% | Q3 2026 | Nov 04, 2026 |
| IFP Advisors, Inc | History | Added to | 117 | 4 | 0.0% | 0.0% | 140 | +5 | 4.46% | Q3 2026 | Oct 16, 2026 |
| US BANCORP \DE\ | History | No change | 80 | 3 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| GAMMA Investing LLC | History | No change | 95 | 3 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Essential Partners LLC | History | Added to | 58 | 2 | 0.0% | 0.0% | 146 | +2 | 3.57% | Q3 2026 | Oct 14, 2026 |
| Clearstead Advisors, LLC | History | No change | 48 | 2 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 33 | 1 | 0.0% | 0.0% | 147 | +4 | 13.79% | Q3 2026 | Oct 08, 2026 |
| Arista Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -12,172 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,767 | -100.0% | Q3 2026 | Nov 09, 2026 |
| TRUIST FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -5,887 | -100.0% | Q3 2026 | Oct 30, 2026 |
| PICTON MAHONEY ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.0% | — | -49 | -100.0% | Q3 2026 | Nov 09, 2026 |
| Root Financial Partners, LLC | History | New | 23 | 0 | — | — | — | +23 | New | Q3 2026 | Oct 21, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 23 | 0 | — | — | — | +8 | 53.33% | Q3 2026 | Nov 10, 2026 |
| True Wealth Design, LLC | History | Added to | 14 | 0 | — | — | — | +8 | 133.33% | Q3 2026 | Oct 13, 2026 |
| Larson Financial Group LLC | History | New | 7 | 0 | — | — | — | +7 | New | Q3 2026 | Nov 05, 2026 |
| ASSETMARK, INC | History | New | 4 | 0 | — | — | — | +4 | New | Q3 2026 | Oct 21, 2026 |
| SJS Investment Consulting Inc. | History | Added to | 7 | 0 | — | — | — | +2 | 40.0% | Q3 2026 | Oct 26, 2026 |
| Provenance Wealth Advisors, LLC | History | New | 2 | 0 | — | — | — | +2 | New | Q3 2026 | Oct 30, 2026 |
| Cornerstone Financial Management LLC | History | New | 2 | 0 | — | — | — | +2 | New | Q3 2026 | Nov 10, 2026 |
| Caitong International Asset Management Co., Ltd | History | Added to | 3 | 0 | — | — | — | +1 | 50.0% | Q3 2026 | Oct 29, 2026 |
| SIGNATUREFD, LLC | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bogart Wealth, LLC | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 10, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Basecamp Wealth Advisors LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| James T. Borello RIA | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |