Strata Critical Medical, Inc. - SRTA
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ARK Investment Management LLC | History | Added to | 7,110,660 | 34,202 | 0.23% | 0.19% | 1 | +706,075 | 11.02% | Q4 2025 | Feb 11, 2026 |
| Third Point LLC | History | No change | 5,000,000 | 24,050 | 0.33% | 0.28% | 2 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| BlackRock, Inc. | History | Added to | 4,493,617 | 21,614 | 0.0% | 0.0% | 3 | +173,780 | 4.02% | Q4 2025 | Feb 12, 2026 |
| VANGUARD GROUP INC | History | Added to | 3,633,537 | 17,477 | 0.0% | 0.0% | 4 | +253,381 | 7.5% | Q4 2025 | Jan 29, 2026 |
| Northern Right Capital Management, L.P. | History | New | 2,869,014 | 13,799 | 3.62% | — | 5 | +2,869,014 | New | Q4 2025 | Feb 17, 2026 |
| AWM Investment Company, Inc. | History | No change | 2,821,468 | 13,571 | 1.31% | 1.34% | 6 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| First Eagle Investment Management, LLC | History | Added to | 2,129,550 | 10,243 | 0.02% | 0.02% | 7 | +336,199 | 18.75% | Q4 2025 | Feb 04, 2026 |
| Pillsbury Lake Capital LLC | History | New | 1,978,252 | 9,515 | 3.32% | — | 8 | +1,978,252 | New | Q4 2025 | Feb 18, 2026 |
| ROYCE & ASSOCIATES LP | History | Added to | 1,744,329 | 8,390 | 0.09% | 0.05% | 9 | +703,086 | 67.52% | Q4 2025 | Feb 09, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | Reduced | 1,677,548 | 8,069 | 0.0% | 0.01% | 10 | -151,073 | -8.26% | Q4 2025 | Jan 23, 2026 |
| Amova Asset Management Americas, Inc. | History | Reduced | 1,677,548 | 8,052 | 0.09% | 0.09% | 11 | -151,073 | -8.26% | Q4 2025 | Feb 11, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 1,654,564 | 7,960 | 0.0% | 0.0% | 12 | +47,503 | 2.96% | Q4 2025 | Feb 09, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 1,444,950 | 6,950 | 0.0% | 0.0% | 13 | -380,615 | -20.85% | Q4 2025 | Feb 12, 2026 |
| STATE STREET CORP | History | Added to | 1,331,512 | 6,404 | 0.0% | 0.0% | 14 | +25,096 | 1.92% | Q4 2025 | Feb 13, 2026 |
| Uniplan Investment Counsel, Inc. | History | Reduced | 1,263,987 | 6,079 | 0.61% | 0.63% | 15 | -1,862 | -0.15% | Q4 2025 | Feb 17, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 1,117,803 | 5,376 | 0.0% | 0.0% | 16 | -95,176 | -7.85% | Q4 2025 | Feb 10, 2026 |
| MORGAN STANLEY | History | Reduced | 766,449 | 3,686 | 0.0% | 0.0% | 17 | -24,716 | -3.12% | Q4 2025 | Feb 13, 2026 |
| IQ EQ FUND MANAGEMENT (IRELAND) Ltd | History | Added to | 762,550 | 3,667 | 0.25% | 0.23% | 18 | +80,376 | 11.78% | Q4 2025 | Feb 12, 2026 |
| Creek Drive Management Group LLC | History | New | 610,000 | 2,934 | 32.74% | — | 19 | +610,000 | New | Q4 2025 | Mar 24, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 598,786 | 2,880 | 0.0% | 0.0% | 20 | +400 | 0.07% | Q4 2025 | Feb 12, 2026 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | Reduced | 592,379 | 2,849 | 0.21% | 0.24% | 21 | -7,842 | -1.31% | Q4 2025 | Feb 17, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 485,514 | 2,335 | 0.0% | 0.0% | 22 | -7,670 | -1.56% | Q4 2025 | Feb 17, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 473,524 | 2,277 | 0.0% | 0.0% | 23 | +219,730 | 86.58% | Q4 2025 | Mar 25, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 360,752 | 1,735 | 0.0% | 0.0% | 24 | -13,421 | -3.59% | Q4 2025 | Feb 17, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Added to | 348,953 | 1,678 | 0.03% | 0.02% | 25 | +48,184 | 16.02% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 347,162 | 1,669 | 0.0% | 0.0% | 26 | +88,023 | 33.97% | Q4 2025 | Feb 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 335,720 | 1,614 | 0.0% | 0.0% | 27 | -490,431 | -59.36% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 269,449 | 1,296 | 0.0% | 0.0% | 28 | +3,546 | 1.33% | Q4 2025 | Feb 12, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 269,211 | 1,294 | 0.0% | 0.0% | 29 | +70,660 | 35.59% | Q4 2025 | Feb 17, 2026 |
| Cerity Partners LLC | History | Added to | 250,972 | 1,207 | 0.0% | 0.0% | 30 | +6,922 | 2.84% | Q4 2025 | Feb 11, 2026 |
| Bouvel Investment Partners, LLC | History | Reduced | 243,672 | 1,172 | 0.34% | 0.38% | 31 | -2,561 | -1.04% | Q4 2025 | Jan 23, 2026 |
| BARCLAYS PLC | History | Added to | 198,772 | 956 | 0.0% | 0.0% | 32 | +15,018 | 8.17% | Q4 2025 | Feb 13, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 194,916 | 937 | 0.0% | 0.0% | 33 | +7,026 | 3.74% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 163,181 | 784 | 0.0% | 0.0% | 34 | -2,053 | -1.24% | Q4 2025 | Feb 18, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 161,070 | 774 | 0.0% | 0.0% | 35 | +8,521 | 5.59% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 156,195 | 751 | 0.0% | 0.0% | 36 | +98,155 | 169.12% | Q4 2025 | Feb 17, 2026 |
| Intellectus Partners, LLC | History | Reduced | 147,550 | 709 | 0.14% | 0.16% | 37 | -18,000 | -10.87% | Q4 2025 | Feb 10, 2026 |
| Nuveen, LLC | History | No change | 145,992 | 702 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| UBS Group AG | History | Reduced | 142,407 | 684 | 0.0% | 0.0% | 39 | -91,038 | -39.0% | Q4 2025 | Jan 29, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 139,208 | 669 | 0.0% | 0.0% | 40 | -10,846 | -7.23% | Q4 2025 | Feb 17, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 126,229 | 607 | 0.0% | 0.0% | 41 | -3,335 | -2.57% | Q4 2025 | Feb 13, 2026 |
| Aspen Grove Capital, LLC | History | No change | 125,000 | 601 | 0.1% | 0.11% | 42 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Added to | 119,884 | 576 | 0.0% | 0.0% | 43 | +75,284 | 168.8% | Q4 2025 | Feb 17, 2026 |
| CITIGROUP INC | History | Added to | 98,194 | 472 | 0.0% | 0.0% | 44 | +58,610 | 148.06% | Q4 2025 | Feb 13, 2026 |
| Verition Fund Management LLC | History | Added to | 92,701 | 445 | 0.0% | 0.0% | 45 | +9,800 | 11.82% | Q4 2025 | Feb 13, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 92,450 | 444 | 0.0% | 0.0% | 46 | +30,443 | 49.1% | Q4 2025 | Feb 10, 2026 |
| Squarepoint Ops LLC | History | Reduced | 92,013 | 442 | 0.0% | 0.0% | 47 | -297,402 | -76.37% | Q4 2025 | Feb 13, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 80,035 | 384 | 0.0% | 0.0% | 48 | -369,573 | -82.2% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 77,824 | 374 | 0.0% | 0.0% | 49 | +26,654 | 52.09% | Q4 2025 | Feb 13, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 73,940 | 355 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Reduced | 73,549 | 353 | 0.0% | 0.0% | 51 | -11,758 | -13.78% | Q4 2025 | Feb 11, 2026 |
| Quantinno Capital Management LP | History | Added to | 72,084 | 346 | 0.0% | 0.0% | 52 | +58,558 | 432.93% | Q4 2025 | Feb 17, 2026 |
| Caprock Group, LLC | History | Added to | 70,815 | 340 | 0.01% | 0.0% | 53 | +32,783 | 86.2% | Q4 2025 | Jan 28, 2026 |
| Boston Partners | History | Reduced | 66,776 | 321 | 0.0% | 0.0% | 54 | -8,695 | -11.52% | Q4 2025 | Feb 13, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 64,650 | 310 | 0.0% | 0.0% | 55 | +974 | 1.53% | Q4 2025 | Feb 13, 2026 |
| GROUP ONE TRADING LLC | History | Reduced | 60,000 | 288 | 0.0% | 0.0% | 56 | -24,545 | -29.03% | Q4 2025 | Feb 12, 2026 |
| Clear Street Group Inc. | History | No change | 52,174 | 250 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| FRANKLIN RESOURCES INC | History | New | 47,674 | 229 | 0.0% | — | 58 | +47,674 | New | Q4 2025 | Feb 11, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 46,202 | 222 | 0.0% | 0.0% | 59 | +17,657 | 61.86% | Q4 2025 | Feb 11, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 41,282 | 199 | 0.0% | 0.0% | 60 | +7,198 | 21.12% | Q4 2025 | Feb 17, 2026 |
| ALGERT GLOBAL LLC | History | Reduced | 41,176 | 198 | 0.0% | 0.0% | 61 | -15,958 | -27.93% | Q4 2025 | Feb 17, 2026 |
| MetLife Investment Management, LLC | History | Added to | 37,423 | 180 | 0.0% | 0.0% | 62 | +11,951 | 46.92% | Q4 2025 | Feb 12, 2026 |
| AXQ CAPITAL, LP | History | New | 35,240 | 169 | 0.04% | — | 63 | +35,240 | New | Q4 2025 | Feb 10, 2026 |
| Shay Capital LLC | History | New | 34,042 | 163 | 0.02% | — | 65 | +34,042 | New | Q4 2025 | Feb 17, 2026 |
| Quantbot Technologies LP | History | New | 33,931 | 163 | 0.01% | — | 64 | +33,931 | New | Q4 2025 | Feb 10, 2026 |
| Invesco Ltd. | History | Reduced | 32,075 | 154 | 0.0% | 0.0% | 66 | -21,344 | -39.96% | Q4 2025 | Feb 19, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 31,687 | 152 | 0.0% | 0.0% | 67 | +1,963 | 6.6% | Q4 2025 | Feb 17, 2026 |
| Arnhold LLC | History | No change | 30,000 | 144 | 0.01% | 0.01% | 68 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| VIRTUS ADVISERS, LLC | History | No change | 29,168 | 140 | 0.07% | 0.08% | 69 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| State of Wyoming | History | Added to | 27,728 | 133 | 0.01% | 0.01% | 70 | +15,636 | 129.31% | Q4 2025 | Feb 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 25,867 | 124 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Reduced | 23,256 | 111 | 0.0% | 0.0% | 72 | -5,955 | -20.39% | Q4 2025 | Feb 10, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 21,277 | 102 | 0.0% | — | 73 | +21,277 | New | Q4 2025 | Feb 13, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 21,100 | 101 | 0.0% | 0.0% | 74 | -54,033 | -71.92% | Q4 2025 | Feb 11, 2026 |
| Creative Planning | History | New | 20,041 | 96 | 0.0% | — | 75 | +20,041 | New | Q4 2025 | Feb 17, 2026 |
| Brooklyn Investment Group | History | New | 19,562 | 94 | 0.0% | — | 76 | +19,562 | New | Q4 2025 | Feb 12, 2026 |
| Seelaus Asset Management LLC | History | No change | 18,350 | 88 | 0.07% | 0.07% | 77 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 17,845 | 85 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| FMR LLC | History | Added to | 15,065 | 72 | 0.0% | 0.0% | 79 | +9,296 | 161.14% | Q4 2025 | Feb 17, 2026 |
| Jump Financial, LLC | History | Reduced | 13,775 | 66 | 0.0% | 0.0% | 80 | -45,686 | -76.83% | Q4 2025 | Feb 17, 2026 |
| ProShare Advisors LLC | History | Added to | 12,479 | 60 | 0.0% | 0.0% | 81 | +1,368 | 12.31% | Q4 2025 | Feb 06, 2026 |
| PRUDENTIAL FINANCIAL INC | History | New | 12,410 | 59 | 0.0% | — | 83 | +12,410 | New | Q4 2025 | Feb 13, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | No change | 12,345 | 59 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Janney Montgomery Scott LLC | History | New | 12,150 | 58 | 0.0% | — | 84 | +12,150 | New | Q4 2025 | Feb 11, 2026 |
| Abel Hall, LLC | History | New | 12,077 | 58 | 0.01% | — | 86 | +12,077 | New | Q4 2025 | Feb 17, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 12,067 | 58 | 0.0% | 0.0% | 85 | -5,332 | -30.65% | Q4 2025 | Feb 03, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 11,308 | 54 | 0.0% | 0.0% | 87 | -9,900 | -46.68% | Q4 2025 | Feb 12, 2026 |
| SEI INVESTMENTS CO | History | No change | 10,945 | 52 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| SG Americas Securities, LLC | History | New | 10,210 | 49 | 0.0% | — | 89 | +10,210 | New | Q4 2025 | Jan 09, 2026 |
| Granite Investment Partners, LLC | History | No change | 10,270 | 49 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| CWM, LLC | History | Reduced | 7,626 | 37 | 0.0% | 0.0% | 91 | -58 | -0.75% | Q4 2025 | Jan 26, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 7,227 | 34 | 0.0% | 0.0% | 92 | +2,258 | 45.44% | Q4 2025 | Feb 17, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 6,547 | 31 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| ROYAL BANK OF CANADA | History | New | 6,411 | 30 | 0.0% | — | 94 | +6,411 | New | Q4 2025 | Feb 17, 2026 |
| Legal & General Group Plc | History | No change | 5,833 | 28 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| City State Bank | History | New | 5,000 | 24 | 0.01% | — | 96 | +5,000 | New | Q4 2025 | Jan 28, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 4,787 | 23 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| MEEDER ASSET MANAGEMENT INC | History | No change | 4,596 | 22 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 4,203 | 20 | 0.0% | 0.0% | 99 | +210 | 5.26% | Q4 2025 | Feb 17, 2026 |
| Sterling Capital Management LLC | History | Reduced | 3,935 | 18 | 0.0% | 0.0% | 100 | -548 | -12.22% | Q4 2025 | Feb 13, 2026 |
| Caitong International Asset Management Co., Ltd | History | Added to | 3,632 | 17 | 0.0% | 0.0% | 101 | +2,450 | 207.28% | Q4 2025 | Mar 03, 2026 |
| Aquatic Capital Management LLC | History | New | 3,397 | 16 | 0.0% | — | 102 | +3,397 | New | Q4 2025 | Feb 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 3,000 | 14 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| AMALGAMATED BANK | History | Added to | 2,145 | 10 | 0.0% | 0.0% | 104 | +197 | 10.11% | Q4 2025 | Feb 05, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 2,265 | 10 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| FEDERATED HERMES, INC. | History | Reduced | 1,671 | 8 | 0.0% | 0.0% | 106 | -1,795 | -51.79% | Q4 2025 | Feb 12, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 1,235 | 5 | 0.0% | 0.0% | 108 | -377 | -23.39% | Q4 2025 | Jan 23, 2026 |
| Prestige Wealth Management Group LLC | History | No change | 1,225 | 5 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | New | 965 | 4 | 0.0% | — | 109 | +965 | New | Q4 2025 | Jan 23, 2026 |
| NVWM, LLC | History | No change | 1,000 | 4 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 679 | 3 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Spire Wealth Management | History | No change | 763 | 3 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Optiver Holding B.V. | History | Reduced | 532 | 2 | 0.0% | 0.0% | 113 | -570 | -51.72% | Q4 2025 | Feb 17, 2026 |
| Clearstead Advisors, LLC | History | Added to | 224 | 1 | 0.0% | — | 115 | +220 | 5500.0% | Q4 2025 | Feb 09, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 307 | 1 | 0.0% | 0.0% | 114 | +39 | 14.55% | Q4 2025 | Feb 06, 2026 |
| Larson Financial Group LLC | History | No change | 341 | 1 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 247 | 1 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| CANNELL CAPITAL LLC | History | Closed out | 0 | 0 | — | 1.23% | — | -1,598,489 | -100.0% | Q3 2025 | Nov 14, 2025 |
| J. Goldman & Co LP | History | Closed out | 0 | 0 | — | 0.03% | — | -200,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -188,099 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Caption Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -173,400 | -100.0% | Q3 2025 | Nov 14, 2025 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -160,863 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Manatuck Hill Partners, LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -100,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -57,300 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -45,939 | -100.0% | Q3 2025 | Nov 13, 2025 |
| CONNORS INVESTOR SERVICES INC | History | Closed out | 0 | 0 | — | 0.02% | — | -35,308 | -100.0% | Q3 2025 | Nov 25, 2025 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,497 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Engineers Gate Manager LP | History | Closed out | 0 | 0 | — | 0.0% | — | -23,332 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Graham Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -21,803 | -100.0% | Q3 2025 | Nov 14, 2025 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -20,217 | -100.0% | Q3 2025 | Nov 14, 2025 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,967 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -18,740 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Sender Co & Partners, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -17,270 | -100.0% | Q3 2025 | Nov 17, 2025 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -15,492 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Banque Cantonale Vaudoise | History | Closed out | 0 | 0 | — | 0.0% | — | -7,686 | -100.0% | Q3 2025 | Nov 13, 2025 |
| SUMMIT SECURITIES GROUP LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,500 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -3,939 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,730 | -100.0% | Q3 2025 | Dec 15, 2025 |
| Covestor Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -2,037 | -100.0% | Q3 2025 | Oct 30, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q3 2025 | Nov 03, 2025 |
| 1620 INVESTMENT ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q3 2025 | Oct 07, 2025 |
| Rockefeller Capital Management L.P. | History | Reduced | 50 | 0 | — | 0.0% | — | -250 | -83.33% | Q4 2025 | Mar 16, 2026 |
| US BANCORP \DE\ | History | New | 202 | 0 | — | — | — | +202 | New | Q4 2025 | Jan 30, 2026 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Grey Fox Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q3 2025 | Oct 29, 2025 |
| CIBC Private Wealth Group LLC | History | Reduced | 180 | 0 | — | 0.0% | — | -135 | -42.86% | Q4 2025 | Feb 12, 2026 |
| TD PRIVATE CLIENT WEALTH LLC | History | Closed out | 0 | 0 | — | — | — | -121 | -100.0% | Q3 2025 | Oct 27, 2025 |
| GAMMA Investing LLC | History | Reduced | 35 | 0 | — | — | — | -117 | -76.97% | Q4 2025 | Jan 05, 2026 |
| IFP Advisors, Inc | History | Reduced | 31 | 0 | — | — | — | -1 | -3.13% | Q4 2025 | Feb 06, 2026 |
| Parkside Financial Bank & Trust | History | No change | 175 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 58 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Global Retirement Partners, LLC | History | No change | 200 | 0 | — | 0.0% | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Hughes Financial Services, LLC | History | No change | 192 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |