SWK Holdings Corp - SWKH
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 8 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Carlson Capital, L.P. | History | No change | 8,493,088 | 146,081 | 51.79% | 45.61% | 1 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| M3F, Inc. | History | Added to | 853,454 | 14,679 | 4.03% | 3.02% | 2 | +120,299 | 16.41% | Q4 2025 | Feb 13, 2026 |
| VANGUARD GROUP INC | History | Added to | 213,544 | 3,672 | 0.0% | 0.0% | 3 | +16,835 | 8.56% | Q4 2025 | Jan 29, 2026 |
| BlackRock, Inc. | History | Added to | 156,214 | 2,686 | 0.0% | 0.0% | 4 | +12,982 | 9.06% | Q4 2025 | Feb 12, 2026 |
| CREDIT INDUSTRIEL ET COMMERCIAL | History | New | 125,000 | 2,150 | 0.17% | — | 5 | +125,000 | New | Q4 2025 | Feb 03, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 75,939 | 1,306 | 0.0% | 0.0% | 6 | +121 | 0.16% | Q4 2025 | Feb 09, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 70,934 | 1,220 | 0.0% | 0.0% | 7 | -7,675 | -9.76% | Q4 2025 | Feb 18, 2026 |
| CANNELL CAPITAL LLC | History | Reduced | 63,069 | 1,084 | 0.53% | 0.54% | 8 | -178,253 | -73.87% | Q4 2025 | Feb 17, 2026 |
| Rangeley Capital, LLC | History | Added to | 63,000 | 1,083 | 0.9% | 0.52% | 9 | +22,000 | 53.66% | Q4 2025 | Feb 17, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 49,359 | 848 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| STATE STREET CORP | History | Reduced | 47,737 | 821 | 0.0% | 0.0% | 11 | -1,203 | -2.46% | Q4 2025 | Feb 13, 2026 |
| MORGAN STANLEY | History | Added to | 39,662 | 682 | 0.0% | 0.0% | 12 | +9,005 | 29.37% | Q4 2025 | Feb 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 38,400 | 660 | 0.0% | 0.0% | 13 | +22,546 | 142.21% | Q4 2025 | Mar 25, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Reduced | 33,490 | 572 | 0.0% | 0.0% | 14 | -974 | -2.83% | Q4 2025 | Feb 10, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 31,800 | 546 | 0.0% | 0.0% | 15 | -6,000 | -15.87% | Q4 2025 | Feb 12, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 30,120 | 518 | 0.0% | 0.0% | 16 | -922 | -2.97% | Q4 2025 | Feb 17, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 25,603 | 440 | 0.0% | 0.0% | 17 | +6,183 | 31.84% | Q4 2025 | Feb 17, 2026 |
| GRACE & WHITE INC /NY | History | No change | 18,721 | 322 | 0.06% | 0.05% | 18 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 16,892 | 290 | 0.0% | 0.0% | 19 | -617 | -3.52% | Q4 2025 | Feb 18, 2026 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | New | 10,000 | 172 | 0.01% | — | 20 | +10,000 | New | Q4 2025 | Feb 17, 2026 |
| BARCLAYS PLC | History | Added to | 4,794 | 82 | 0.0% | 0.0% | 21 | +489 | 11.36% | Q4 2025 | Feb 13, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 4,679 | 80 | 0.0% | 0.0% | 22 | +884 | 23.29% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 4,638 | 79 | 0.0% | 0.0% | 23 | -606 | -11.56% | Q4 2025 | Feb 17, 2026 |
| State of Wyoming | History | Reduced | 4,186 | 71 | 0.01% | 0.01% | 24 | -223 | -5.06% | Q4 2025 | Feb 11, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 3,712 | 63 | 0.0% | 0.0% | 25 | -908 | -19.65% | Q4 2025 | Feb 13, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 3,631 | 62 | 0.0% | 0.0% | 26 | -1,667 | -31.46% | Q4 2025 | Feb 11, 2026 |
| NBC SECURITIES, INC. | History | No change | 2,450 | 62 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 3,408 | 58 | 0.0% | 0.0% | 28 | +1,077 | 46.2% | Q4 2025 | Feb 13, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 2,131 | 36 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| CWM, LLC | History | Added to | 1,910 | 33 | 0.0% | 0.0% | 30 | +383 | 25.08% | Q4 2025 | Jan 26, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Reduced | 1,447 | 24 | 0.0% | 0.0% | 31 | -229 | -13.66% | Q4 2025 | Feb 17, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 1,369 | 23 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| FMR LLC | History | Added to | 1,109 | 19 | 0.0% | 0.0% | 33 | +512 | 85.76% | Q4 2025 | Feb 17, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | No change | 1,105 | 19 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 1,046 | 17 | 0.0% | 0.0% | 35 | +388 | 58.97% | Q4 2025 | Feb 10, 2026 |
| UBS Group AG | History | Reduced | 547 | 9 | 0.0% | 0.0% | 36 | -1,372 | -71.5% | Q4 2025 | Jan 29, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 351 | 6 | 0.0% | 0.0% | 38 | -409 | -53.82% | Q4 2025 | Feb 17, 2026 |
| HARBOR CAPITAL ADVISORS, INC. | History | Reduced | 339 | 6 | 0.0% | 0.0% | 37 | -6 | -1.74% | Q4 2025 | Jan 20, 2026 |
| Legal & General Group Plc | History | No change | 315 | 5 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 267 | 4 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Marquette Asset Management, LLC | History | New | 188 | 3 | 0.0% | — | 43 | +188 | New | Q4 2025 | Jan 16, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 186 | 3 | 0.0% | 0.0% | 41 | -54 | -22.5% | Q4 2025 | Feb 17, 2026 |
| Sterling Capital Management LLC | History | No change | 210 | 3 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 156 | 2 | 0.0% | — | 44 | +156 | New | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 118 | 2 | 0.0% | — | 46 | +118 | New | Q4 2025 | Feb 17, 2026 |
| Covestor Ltd | History | Reduced | 110 | 2 | 0.0% | 0.0% | 47 | -40 | -26.67% | Q4 2025 | Feb 06, 2026 |
| AMALGAMATED BANK | History | Reduced | 96 | 2 | 0.0% | 0.0% | 45 | -26 | -21.31% | Q4 2025 | Feb 05, 2026 |
| CITIGROUP INC | History | Reduced | 69 | 1 | 0.0% | 0.0% | 48 | -111 | -61.67% | Q4 2025 | Feb 13, 2026 |
| Private Wealth Management Group, LLC | History | New | 68 | 1 | 0.0% | — | 51 | +68 | New | Q4 2025 | Jan 23, 2026 |
| IFP Advisors, Inc | History | Added to | 88 | 1 | 0.0% | — | 49 | +36 | 69.23% | Q4 2025 | Feb 06, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 72 | 1 | 0.0% | — | 50 | +19 | 35.85% | Q4 2025 | Feb 06, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -114,757 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Empowered Funds, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -57,552 | -100.0% | Q3 2025 | Nov 13, 2025 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,763 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Dynamic Advisor Solutions LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -21,988 | -100.0% | Q3 2025 | Oct 09, 2025 |
| BAILARD, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -13,974 | -100.0% | Q3 2025 | Oct 30, 2025 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.02% | — | -13,458 | -100.0% | Q3 2025 | Nov 07, 2025 |
| NISA INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q3 2025 | Oct 23, 2025 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -898 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Allworth Financial LP | History | New | 42 | 0 | — | — | — | +42 | New | Q4 2025 | Feb 05, 2026 |
| Cornerstone Planning Group LLC | History | New | 41 | 0 | — | — | — | +41 | New | Q4 2025 | Feb 02, 2026 |
| Farther Finance Advisors, LLC | History | New | 12 | 0 | — | — | — | +12 | New | Q4 2025 | Jan 23, 2026 |
| Clearstead Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -6 | -100.0% | Q3 2025 | Nov 10, 2025 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 5 | 0 | — | — | — | +5 | New | Q4 2025 | Feb 06, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 7 | 0 | — | — | — | +2 | 40.0% | Q4 2025 | Feb 10, 2026 |
| MAI Capital Management | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 13, 2026 |
| True Wealth Design, LLC | History | Added to | 5 | 0 | — | — | — | +1 | 25.0% | Q4 2025 | Jan 08, 2026 |
| SBI Securities Co., Ltd. | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Optiver Holding B.V. | History | No change | 36 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |