SWK Holdings Corp - SWKH
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CWM, LLC | History | No change | 1,914 | 32 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| IFP Advisors, Inc | History | Reduced | 86 | 1 | 0.0% | 0.0% | 2 | -2 | -2.27% | Q2 2026 | Jul 20, 2026 |
| Carlson Capital, L.P. | History | Closed out | 0 | 0 | — | 45.45% | — | -8,493,088 | -100.0% | Q2 2026 | Aug 12, 2026 |
| M3F, Inc. | History | Closed out | 0 | 0 | — | 4.2% | — | -995,256 | -100.0% | Q2 2026 | Aug 13, 2026 |
| CREDIT INDUSTRIEL ET COMMERCIAL | History | Closed out | 0 | 0 | — | 0.3% | — | -225,000 | -100.0% | Q2 2026 | Jul 24, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -175,307 | -100.0% | Q2 2026 | Aug 13, 2026 |
| BlackRock, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -153,811 | -100.0% | Q2 2026 | Aug 07, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -72,886 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Rangeley Capital, LLC | History | Closed out | 0 | 0 | — | 1.04% | — | -63,000 | -100.0% | Q2 2026 | Aug 14, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -49,449 | -100.0% | Q2 2026 | Aug 11, 2026 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -48,067 | -100.0% | Q2 2026 | Aug 07, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -47,442 | -100.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -35,683 | -100.0% | Q2 2026 | Aug 13, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,720 | -100.0% | Q2 2026 | Aug 13, 2026 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -30,018 | -100.0% | Q2 2026 | Aug 13, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,490 | -100.0% | Q2 2026 | Aug 14, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,100 | -100.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -19,863 | -100.0% | Q2 2026 | Aug 13, 2026 |
| GRACE & WHITE INC /NY | History | Closed out | 0 | 0 | — | 0.06% | — | -18,721 | -100.0% | Q2 2026 | Jul 17, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,038 | -100.0% | Q2 2026 | Aug 13, 2026 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,000 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,205 | -100.0% | Q2 2026 | Aug 06, 2026 |
| RHUMBLINE ADVISERS | History | Closed out | 0 | 0 | — | 0.0% | — | -4,441 | -100.0% | Q2 2026 | Aug 11, 2026 |
| State of Wyoming | History | Closed out | 0 | 0 | — | 0.01% | — | -2,761 | -100.0% | Q2 2026 | Aug 06, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.0% | — | -2,131 | -100.0% | Q2 2026 | Jul 29, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,803 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -1,505 | -100.0% | Q2 2026 | Aug 11, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,481 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Vanguard Global Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,397 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | Closed out | 0 | 0 | — | 0.0% | — | -1,369 | -100.0% | Q2 2026 | Jul 23, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,340 | -100.0% | Q2 2026 | Aug 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -1,132 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,105 | -100.0% | Q2 2026 | Jul 22, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Closed out | 0 | 0 | — | 0.0% | — | -964 | -100.0% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -861 | -100.0% | Q2 2026 | Aug 13, 2026 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -824 | -100.0% | Q2 2026 | Aug 14, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -806 | -100.0% | Q2 2026 | Aug 13, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -374 | -100.0% | Q2 2026 | Aug 14, 2026 |
| HARBOR CAPITAL ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -336 | -100.0% | Q2 2026 | Aug 07, 2026 |
| Legal & General Group Plc | History | Closed out | 0 | 0 | — | 0.0% | — | -315 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Ameritas Investment Partners, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -267 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Essential Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -194 | -100.0% | Q2 2026 | Aug 10, 2026 |
| Marquette Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -188 | -100.0% | Q2 2026 | Jul 09, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -165 | -100.0% | Q2 2026 | Aug 24, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -139 | -100.0% | Q2 2026 | Aug 03, 2026 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -101 | -100.0% | Q2 2026 | Jul 28, 2026 |
| EverSource Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -70 | -100.0% | Q2 2026 | Jul 24, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -62 | -100.0% | Q2 2026 | Aug 07, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | — | — | -45 | -100.0% | Q2 2026 | Aug 11, 2026 |
| Optiver Holding B.V. | History | Closed out | 0 | 0 | — | — | — | -36 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Covestor Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -32 | -100.0% | Q2 2026 | Aug 07, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | — | — | -21 | -100.0% | Q2 2026 | Aug 10, 2026 |
| GAMMA Investing LLC | History | Closed out | 0 | 0 | — | — | — | -20 | -100.0% | Q2 2026 | Jul 07, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | — | — | -12 | -100.0% | Q2 2026 | Aug 10, 2026 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -12 | -100.0% | Q2 2026 | Jul 17, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Closed out | 0 | 0 | — | — | — | -7 | -100.0% | Q2 2026 | Aug 06, 2026 |
| True Wealth Design, LLC | History | Closed out | 0 | 0 | — | — | — | -5 | -100.0% | Q2 2026 | Jul 16, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Root Financial Partners, LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q2 2026 | Jul 29, 2026 |
| Basecamp Wealth Advisors LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q2 2026 | Aug 14, 2026 |