SWK Holdings Corp - SWKH
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Carlson Capital, L.P. | History | No change | 8,493,088 | 144,467 | 45.45% | 51.79% | 1 | 0 | 0.0% | Q1 2026 | May 28, 2026 |
| M3F, Inc. | History | Added to | 995,256 | 16,929 | 4.2% | 4.03% | 2 | +141,802 | 16.62% | Q1 2026 | Apr 28, 2026 |
| CREDIT INDUSTRIEL ET COMMERCIAL | History | Added to | 225,000 | 3,827 | 0.3% | 0.17% | 3 | +100,000 | 80.0% | Q1 2026 | Apr 29, 2026 |
| VANGUARD GROUP INC | History | No change | 213,544 | 3,672 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | New | 175,307 | 2,981 | 0.0% | — | 5 | +175,307 | New | Q1 2026 | May 15, 2026 |
| BlackRock, Inc. | History | Reduced | 153,811 | 2,616 | 0.0% | 0.0% | 6 | -2,403 | -1.54% | Q1 2026 | May 13, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 72,886 | 1,239 | 0.0% | 0.0% | 7 | -3,053 | -4.02% | Q1 2026 | May 15, 2026 |
| Rangeley Capital, LLC | History | No change | 63,000 | 1,071 | 1.04% | 0.9% | 8 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 49,449 | 841 | 0.0% | 0.0% | 9 | +90 | 0.18% | Q1 2026 | May 07, 2026 |
| STATE STREET CORP | History | Added to | 48,067 | 817 | 0.0% | 0.0% | 10 | +330 | 0.69% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 47,442 | 806 | 0.0% | 0.0% | 11 | -23,492 | -33.12% | Q1 2026 | May 14, 2026 |
| MORGAN STANLEY | History | Reduced | 35,683 | 606 | 0.0% | 0.0% | 12 | -3,979 | -10.03% | Q1 2026 | May 15, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Reduced | 31,720 | 536 | 0.0% | 0.0% | 13 | -1,770 | -5.29% | Q1 2026 | May 13, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 30,018 | 510 | 0.0% | 0.0% | 14 | -102 | -0.34% | Q1 2026 | May 14, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 25,490 | 433 | 0.0% | 0.0% | 15 | -113 | -0.44% | Q1 2026 | May 15, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 23,100 | 392 | 0.0% | 0.0% | 16 | -8,700 | -27.36% | Q1 2026 | May 14, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | New | 19,863 | 337 | 0.0% | — | 17 | +19,863 | New | Q1 2026 | May 08, 2026 |
| GRACE & WHITE INC /NY | History | No change | 18,721 | 318 | 0.06% | 0.06% | 18 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | New | 17,038 | 289 | 0.0% | — | 19 | +17,038 | New | Q1 2026 | May 08, 2026 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | No change | 10,000 | 170 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 7,205 | 122 | 0.0% | 0.0% | 21 | +2,526 | 53.99% | Q1 2026 | May 08, 2026 |
| RHUMBLINE ADVISERS | History | Added to | 4,441 | 75 | 0.0% | 0.0% | 22 | +729 | 19.64% | Q1 2026 | May 12, 2026 |
| State of Wyoming | History | Reduced | 2,761 | 46 | 0.01% | 0.01% | 23 | -1,425 | -34.04% | Q1 2026 | May 13, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 2,131 | 36 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| CWM, LLC | History | Added to | 1,914 | 32 | 0.0% | 0.0% | 25 | +4 | 0.21% | Q1 2026 | May 14, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 1,803 | 30 | 0.0% | 0.0% | 26 | -15,089 | -89.33% | Q1 2026 | Jun 02, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 1,505 | 25 | 0.0% | 0.0% | 27 | +1,154 | 328.77% | Q1 2026 | May 15, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 1,481 | 25 | 0.0% | 0.0% | 28 | +34 | 2.35% | Q1 2026 | May 15, 2026 |
| Vanguard Global Advisers, LLC | History | New | 1,397 | 23 | 0.0% | — | 30 | +1,397 | New | Q1 2026 | May 08, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 1,369 | 23 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 1,340 | 22 | 0.0% | 0.0% | 31 | -2,291 | -63.1% | Q1 2026 | May 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1,132 | 19 | 0.0% | 0.0% | 32 | -2,276 | -66.78% | Q1 2026 | May 11, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | No change | 1,105 | 18 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 964 | 16 | 0.0% | 0.0% | 34 | -82 | -7.84% | Q1 2026 | May 12, 2026 |
| BARCLAYS PLC | History | Reduced | 824 | 14 | 0.0% | 0.0% | 35 | -3,970 | -82.81% | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Added to | 861 | 14 | 0.0% | 0.0% | 36 | +314 | 57.4% | Q1 2026 | May 05, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Added to | 806 | 13 | 0.0% | 0.0% | 37 | +650 | 416.67% | Q1 2026 | May 13, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 374 | 7 | 0.0% | 0.0% | 38 | +256 | 216.95% | Q1 2026 | May 15, 2026 |
| HARBOR CAPITAL ADVISORS, INC. | History | Reduced | 336 | 6 | 0.0% | 0.0% | 39 | -3 | -0.88% | Q1 2026 | Apr 28, 2026 |
| Legal & General Group Plc | History | No change | 315 | 5 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 267 | 4 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Essential Partners LLC | History | Reduced | 194 | 3 | 0.0% | 0.0% | 43 | -1 | -0.51% | Q1 2026 | May 21, 2026 |
| Marquette Asset Management, LLC | History | No change | 188 | 3 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| CITIGROUP INC | History | Added to | 139 | 2 | 0.0% | 0.0% | 44 | +70 | 101.45% | Q1 2026 | May 11, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 165 | 2 | 0.0% | 0.0% | 45 | -21 | -11.29% | Q1 2026 | May 15, 2026 |
| Sterling Capital Management LLC | History | Reduced | 101 | 1 | 0.0% | 0.0% | 47 | -109 | -51.9% | Q1 2026 | Apr 22, 2026 |
| Covestor Ltd | History | Reduced | 32 | 1 | 0.0% | 0.0% | 50 | -78 | -70.91% | Q1 2026 | May 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 62 | 1 | 0.0% | — | 46 | +57 | 1140.0% | Q1 2026 | May 08, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 70 | 1 | 0.0% | 0.0% | 49 | -2 | -2.78% | Q1 2026 | May 15, 2026 |
| IFP Advisors, Inc | History | No change | 88 | 1 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| CANNELL CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.53% | — | -63,069 | -100.0% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -38,400 | -100.0% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -4,638 | -100.0% | Q1 2026 | May 15, 2026 |
| NBC SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,450 | -100.0% | Q1 2026 | Apr 14, 2026 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,109 | -100.0% | Q1 2026 | May 15, 2026 |
| AMALGAMATED BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -96 | -100.0% | Q1 2026 | May 08, 2026 |
| Private Wealth Management Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -68 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Cornerstone Planning Group LLC | History | Closed out | 0 | 0 | — | — | — | -41 | -100.0% | Q1 2026 | May 06, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | New | 21 | 0 | — | — | — | +21 | New | Q1 2026 | Apr 30, 2026 |
| GAMMA Investing LLC | History | New | 20 | 0 | — | — | — | +20 | New | Q1 2026 | Apr 06, 2026 |
| Arax Advisory Partners | History | New | 12 | 0 | — | — | — | +12 | New | Q1 2026 | May 13, 2026 |
| MAI Capital Management | History | Added to | 4 | 0 | — | — | — | +3 | 300.0% | Q1 2026 | May 15, 2026 |
| Allworth Financial LP | History | Added to | 45 | 0 | — | — | — | +3 | 7.14% | Q1 2026 | May 14, 2026 |
| Root Financial Partners, LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | Apr 24, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Optiver Holding B.V. | History | No change | 36 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Jun 02, 2026 |
| True Wealth Design, LLC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Farther Finance Advisors, LLC | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |