Northern Lights Fund Trust IV - TMAT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Main Management LLC | History | Reduced | 2,925,306 | 73,162 | 5.26% | 5.81% | 1 | -3,976 | -0.14% | Q4 2025 | Feb 10, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 2,433,593 | 60,864 | 0.45% | 0.52% | 2 | -64,910 | -2.6% | Q4 2025 | Feb 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 763,216 | 19,088 | 0.03% | 0.03% | 3 | -119,191 | -13.51% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 458,633 | 11,470 | 0.0% | 0.0% | 4 | +33,071 | 7.77% | Q4 2025 | Feb 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 132,746 | 3,319 | 0.0% | 0.0% | 5 | -5,483 | -3.97% | Q4 2025 | Feb 10, 2026 |
| POTOMAC FUND MANAGEMENT INC /ADV | History | Reduced | 104,721 | 2,619 | 0.1% | 0.12% | 6 | -453 | -0.43% | Q4 2025 | Feb 13, 2026 |
| Echo45 Advisors LLC | History | New | 84,381 | 2,110 | 1.2% | — | 7 | +84,381 | New | Q4 2025 | Feb 06, 2026 |
| CreativeOne Wealth, LLC | History | Reduced | 66,933 | 1,674 | 0.04% | 0.05% | 8 | -5,686 | -7.83% | Q4 2025 | Feb 13, 2026 |
| GeoWealth Management, LLC | History | Reduced | 62,662 | 1,567 | 0.06% | 0.07% | 9 | -13,013 | -17.2% | Q4 2025 | Feb 17, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | Added to | 49,554 | 1,239 | 0.03% | 0.03% | 10 | +2,123 | 4.48% | Q4 2025 | Jan 23, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 30,833 | 771 | 0.0% | — | 11 | +30,833 | New | Q4 2025 | Mar 25, 2026 |
| Mutual Advisors, LLC | History | Reduced | 28,907 | 722 | 0.02% | 0.02% | 12 | -2,771 | -8.75% | Q4 2025 | Feb 02, 2026 |
| Copley Financial Group, Inc. | History | Reduced | 23,777 | 594 | 0.37% | 0.47% | 13 | -1,570 | -6.19% | Q4 2025 | Feb 17, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 19,274 | 482 | 0.0% | 0.0% | 14 | -1,083 | -5.32% | Q4 2025 | Feb 06, 2026 |
| Visionary Wealth Advisors | History | New | 17,688 | 442 | 0.02% | — | 15 | +17,688 | New | Q4 2025 | Feb 13, 2026 |
| San Luis Wealth Advisors LLC | History | New | 16,983 | 424 | 0.07% | — | 16 | +16,983 | New | Q4 2025 | Jan 26, 2026 |
| Silver Grove Financial Group, Inc. | History | Reduced | 16,767 | 419 | 0.36% | 0.45% | 17 | -934 | -5.28% | Q4 2025 | Feb 17, 2026 |
| Gibbs Wealth Management | History | Reduced | 16,288 | 407 | 0.1% | 0.13% | 18 | -4,182 | -20.43% | Q4 2025 | Jan 23, 2026 |
| Ausdal Financial Partners, Inc. | History | Reduced | 14,833 | 370 | 0.02% | 0.02% | 19 | -967 | -6.12% | Q4 2025 | Feb 13, 2026 |
| Encompass More Asset Management | History | Reduced | 13,118 | 328 | 0.06% | 0.07% | 20 | -336 | -2.5% | Q4 2025 | Feb 03, 2026 |
| MORGAN STANLEY | History | Added to | 12,070 | 301 | 0.0% | — | 21 | +12,069 | 1206900.0% | Q4 2025 | Feb 13, 2026 |
| Advyzon Investment Management, LLC | History | New | 12,027 | 300 | 0.03% | — | 22 | +12,027 | New | Q4 2025 | Feb 13, 2026 |
| Cassaday & Co Wealth Management LLC | History | New | 11,868 | 296 | 0.01% | — | 23 | +11,868 | New | Q4 2025 | Feb 03, 2026 |
| GWN SECURITIES INC. | History | Added to | 11,263 | 281 | 0.06% | 0.05% | 24 | +2,770 | 32.62% | Q4 2025 | Feb 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 3,906 | 97 | 0.0% | 0.0% | 25 | -424 | -9.79% | Q4 2025 | Feb 09, 2026 |
| Kestra Advisory Services, LLC | History | New | 1,908 | 47 | 0.0% | — | 26 | +1,908 | New | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | New | 1,105 | 27 | 0.0% | — | 27 | +1,105 | New | Q4 2025 | Jan 29, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1,116 | 27 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 691 | 17 | 0.0% | 0.02% | 29 | -25,484 | -97.36% | Q4 2025 | Jan 28, 2026 |
| CWM, LLC | History | Reduced | 639 | 16 | 0.0% | 0.0% | 30 | -285 | -30.84% | Q4 2025 | Jan 26, 2026 |
| AE Wealth Management LLC | History | Reduced | 574 | 14 | 0.0% | 0.0% | 31 | -448 | -43.84% | Q4 2025 | Jan 26, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 490 | 12 | 0.0% | 0.0% | 32 | -6 | -1.21% | Q4 2025 | Feb 06, 2026 |
| JPMORGAN CHASE & CO | History | No change | 381 | 9 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 352 | 8 | 0.0% | 0.0% | 34 | +1 | 0.28% | Q4 2025 | Feb 10, 2026 |
| ASSETMARK, INC | History | No change | 203 | 5 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Allworth Financial LP | History | New | 169 | 4 | 0.0% | — | 36 | +169 | New | Q4 2025 | Feb 05, 2026 |
| IFC & Insurance Marketing, Inc. | History | New | 80 | 2 | 0.0% | — | 39 | +80 | New | Q4 2025 | Feb 12, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 105 | 2 | 0.0% | 0.0% | 38 | -31 | -22.79% | Q4 2025 | Feb 06, 2026 |
| IFP Advisors, Inc | History | Reduced | 98 | 2 | 0.0% | 0.0% | 37 | -21 | -17.65% | Q4 2025 | Feb 06, 2026 |
| Fortis Group Advisors, LLC | History | New | 58 | 1 | 0.0% | — | 41 | +58 | New | Q4 2025 | Feb 06, 2026 |
| NBC SECURITIES, INC. | History | No change | 41 | 1 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,681 | -100.0% | Q3 2025 | Nov 04, 2025 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,309 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Tripletail Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -2,222 | -100.0% | Q3 2025 | Oct 20, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,468 | -100.0% | Q3 2025 | Nov 18, 2025 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -81 | -100.0% | Q3 2025 | Nov 12, 2025 |
| WELLS FARGO & COMPANY/MN | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 13, 2026 |