Northern Lights Fund Trust IV - TMAT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Orion Porfolio Solutions, LLC | History | Added to | 2,377,422 | 74,723 | 0.57% | 0.47% | 1 | +6,936 | 0.29% | Q2 2026 | Aug 14, 2026 |
| Main Management LLC | History | Reduced | 2,230,630 | 70,109 | 4.71% | 4.9% | 2 | -671,807 | -23.15% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Added to | 751,429 | 23,617 | 0.01% | 0.0% | 3 | +87,405 | 13.16% | Q2 2026 | Aug 07, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 713,330 | 22,420 | 0.03% | 0.02% | 4 | -9,609 | -1.33% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 153,264 | 4,817 | 0.0% | 0.0% | 5 | +18,101 | 13.39% | Q2 2026 | Sep 23, 2026 |
| POTOMAC FUND MANAGEMENT INC /ADV | History | Reduced | 102,836 | 3,232 | 0.08% | 0.08% | 6 | -1,255 | -1.21% | Q2 2026 | Aug 13, 2026 |
| RMG Wealth Management LLC | History | New | 31,655 | 2,680 | 0.28% | — | 7 | +31,655 | New | Q2 2026 | Aug 13, 2026 |
| Echo45 Advisors LLC | History | Reduced | 80,171 | 2,519 | 1.3% | 1.14% | 8 | -7,275 | -8.32% | Q2 2026 | Jul 13, 2026 |
| CreativeOne Wealth, LLC | History | Reduced | 67,614 | 2,125 | 0.05% | 0.04% | 9 | -509 | -0.75% | Q2 2026 | Aug 13, 2026 |
| GeoWealth Management, LLC | History | Added to | 67,187 | 2,111 | 0.07% | 0.05% | 10 | +2,119 | 3.26% | Q2 2026 | Jul 30, 2026 |
| Arax Advisory Partners | History | New | 49,554 | 1,557 | 0.01% | — | 11 | +49,554 | New | Q2 2026 | Aug 10, 2026 |
| San Luis Wealth Advisors LLC | History | Added to | 43,398 | 1,364 | 0.21% | 0.08% | 12 | +22,207 | 104.79% | Q2 2026 | Jul 16, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | No change | 49,554 | 1,149 | 0.03% | 0.03% | 13 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Copley Financial Group, Inc. | History | Added to | 35,590 | 1,118 | 0.68% | 0.31% | 14 | +13,273 | 59.47% | Q2 2026 | Aug 11, 2026 |
| Mutual Advisors, LLC | History | Added to | 32,033 | 1,006 | 0.02% | 0.01% | 15 | +2,437 | 8.23% | Q2 2026 | Aug 14, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 18,756 | 589 | 0.0% | 0.0% | 16 | -1,232 | -6.16% | Q2 2026 | Sep 23, 2026 |
| Silver Grove Financial Group, Inc. | History | Added to | 17,280 | 543 | 0.29% | 0.3% | 17 | +1,091 | 6.74% | Q2 2026 | Aug 13, 2026 |
| Gibbs Wealth Management | History | No change | 22,188 | 514 | 0.07% | 0.07% | 18 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Visionary Wealth Advisors | History | Reduced | 14,892 | 468 | 0.02% | 0.02% | 19 | -3,600 | -19.47% | Q2 2026 | Aug 13, 2026 |
| Ausdal Financial Partners, Inc. | History | Reduced | 14,319 | 450 | 0.02% | 0.02% | 20 | -1,059 | -6.89% | Q2 2026 | Aug 14, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 13,828 | 434 | 0.01% | 0.01% | 21 | +165 | 1.21% | Q2 2026 | Jul 29, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 12,929 | 406 | 0.01% | 0.01% | 22 | -1,655 | -11.35% | Q2 2026 | Aug 12, 2026 |
| GWN SECURITIES INC. | History | Added to | 12,626 | 396 | 0.07% | 0.05% | 23 | +1,070 | 9.26% | Q2 2026 | Aug 05, 2026 |
| FLORIDA FINANCIAL ADVISORS, LLC | History | New | 11,742 | 369 | 0.06% | — | 24 | +11,742 | New | Q2 2026 | Aug 10, 2026 |
| Encompass More Asset Management | History | Added to | 11,553 | 363 | 0.05% | 0.04% | 25 | +254 | 2.25% | Q2 2026 | Jul 14, 2026 |
| CDKV HOLDINGS LLC | History | New | 10,410 | 327 | 0.26% | — | 26 | +10,410 | New | Q2 2026 | Jul 30, 2026 |
| Triad Wealth Partners, LLC | History | New | 11,506 | 326 | 0.02% | — | 27 | +11,506 | New | Q2 2026 | Aug 10, 2026 |
| Cassaday & Co Wealth Management LLC | History | No change | 9,504 | 298 | 0.01% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Virtue Capital Management, LLC | History | New | 9,057 | 284 | 0.04% | — | 29 | +9,057 | New | Q2 2026 | Aug 05, 2026 |
| Signal Advisors Wealth, LLC | History | New | 7,809 | 245 | 0.01% | — | 30 | +7,809 | New | Q2 2026 | Aug 04, 2026 |
| PACIFIC FINANCIAL GROUP INC | History | New | 7,386 | 232 | 0.11% | — | 31 | +7,386 | New | Q2 2026 | Aug 13, 2026 |
| AMG Asset Management Group, Inc. | History | New | 7,264 | 228 | 0.14% | — | 32 | +7,264 | New | Q2 2026 | Jul 29, 2026 |
| Synergy Investment Management, LLC | History | Reduced | 4,465 | 140 | 0.03% | 0.03% | 33 | -63 | -1.39% | Q2 2026 | Aug 14, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,647 | 51 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1,116 | 35 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| CWM, LLC | History | No change | 1,041 | 24 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Buck Wealth Strategies, LLC | History | New | 664 | 20 | 0.0% | — | 37 | +664 | New | Q2 2026 | Jul 30, 2026 |
| ASSETMARK, INC | History | Added to | 589 | 18 | 0.0% | 0.0% | 38 | +157 | 36.34% | Q2 2026 | Jul 30, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 484 | 15 | 0.0% | 0.0% | 39 | -484 | -50.0% | Q2 2026 | Jul 24, 2026 |
| MORGAN STANLEY | History | Added to | 383 | 12 | 0.0% | — | 40 | +382 | 38200.0% | Q2 2026 | Aug 13, 2026 |
| AE Wealth Management LLC | History | Reduced | 403 | 12 | 0.0% | 0.0% | 41 | -137 | -25.37% | Q2 2026 | Aug 03, 2026 |
| ROYAL BANK OF CANADA | History | New | 344 | 11 | 0.0% | — | 44 | +344 | New | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | No change | 381 | 11 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 352 | 11 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Ameritas Advisory Services, LLC | History | New | 345 | 10 | 0.0% | — | 45 | +345 | New | Q2 2026 | Aug 14, 2026 |
| Global Retirement Partners, LLC | History | New | 105 | 3 | 0.0% | — | 46 | +105 | New | Q2 2026 | Aug 06, 2026 |
| Continuum Advisory, LLC | History | New | 78 | 2 | 0.0% | — | 47 | +78 | New | Q2 2026 | Aug 06, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 35 | 1 | 0.0% | — | 50 | +35 | New | Q2 2026 | Aug 14, 2026 |
| IFP Advisors, Inc | History | Reduced | 38 | 1 | 0.0% | 0.0% | 48 | -17 | -30.91% | Q2 2026 | Jul 20, 2026 |
| Fortis Group Advisors, LLC | History | No change | 58 | 1 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,449 | -100.0% | Q2 2026 | Aug 12, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -1,406 | -100.0% | Q2 2026 | Aug 13, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -264 | -100.0% | Q2 2026 | Aug 12, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -90 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Vision Retirement, LLC | History | Closed out | 0 | 0 | — | — | — | -30 | -100.0% | Q2 2026 | Jul 21, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |