Northern Lights Fund Trust IV - TMAT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Main Management LLC | History | Reduced | 2,902,437 | 67,308 | 4.9% | 5.26% | 1 | -22,869 | -0.78% | Q1 2026 | May 14, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 2,370,486 | 54,971 | 0.47% | 0.45% | 2 | -63,107 | -2.59% | Q1 2026 | May 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 722,939 | 16,764 | 0.02% | 0.03% | 3 | -40,277 | -5.28% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 664,024 | 15,398 | 0.0% | 0.0% | 4 | +205,391 | 44.78% | Q1 2026 | May 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 135,163 | 3,134 | 0.0% | 0.0% | 5 | +2,417 | 1.82% | Q1 2026 | May 04, 2026 |
| POTOMAC FUND MANAGEMENT INC /ADV | History | Reduced | 104,091 | 2,413 | 0.08% | 0.1% | 6 | -630 | -0.6% | Q1 2026 | May 14, 2026 |
| Echo45 Advisors LLC | History | Added to | 87,446 | 2,027 | 1.14% | 1.2% | 7 | +3,065 | 3.63% | Q1 2026 | Apr 20, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 68,123 | 1,579 | 0.04% | 0.04% | 8 | +1,190 | 1.78% | Q1 2026 | May 15, 2026 |
| GeoWealth Management, LLC | History | Added to | 65,068 | 1,508 | 0.05% | 0.06% | 9 | +2,406 | 3.84% | Q1 2026 | May 13, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | No change | 49,554 | 1,149 | 0.03% | 0.03% | 10 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Mutual Advisors, LLC | History | Added to | 29,596 | 686 | 0.01% | 0.02% | 11 | +689 | 2.38% | Q1 2026 | May 01, 2026 |
| Copley Financial Group, Inc. | History | Reduced | 22,317 | 517 | 0.31% | 0.37% | 12 | -1,460 | -6.14% | Q1 2026 | May 15, 2026 |
| Gibbs Wealth Management | History | Added to | 22,188 | 514 | 0.07% | 0.1% | 13 | +5,900 | 36.22% | Q1 2026 | May 13, 2026 |
| San Luis Wealth Advisors LLC | History | Added to | 21,191 | 491 | 0.08% | 0.07% | 14 | +4,208 | 24.78% | Q1 2026 | Apr 29, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 19,988 | 463 | 0.0% | 0.0% | 15 | +714 | 3.7% | Q1 2026 | Apr 29, 2026 |
| Visionary Wealth Advisors | History | Added to | 18,492 | 428 | 0.02% | 0.02% | 16 | +804 | 4.55% | Q1 2026 | May 13, 2026 |
| Silver Grove Financial Group, Inc. | History | Reduced | 16,189 | 375 | 0.3% | 0.36% | 17 | -578 | -3.45% | Q1 2026 | May 15, 2026 |
| Ausdal Financial Partners, Inc. | History | Added to | 15,378 | 356 | 0.02% | 0.02% | 18 | +545 | 3.67% | Q1 2026 | May 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 14,584 | 338 | 0.01% | 0.0% | 19 | +10,678 | 273.37% | Q1 2026 | May 15, 2026 |
| Ashton Thomas Private Wealth, LLC | History | New | 13,663 | 316 | 0.01% | — | 20 | +13,663 | New | Q1 2026 | May 11, 2026 |
| GWN SECURITIES INC. | History | Added to | 11,556 | 268 | 0.05% | 0.06% | 21 | +293 | 2.6% | Q1 2026 | May 14, 2026 |
| Encompass More Asset Management | History | Reduced | 11,299 | 262 | 0.04% | 0.06% | 22 | -1,819 | -13.87% | Q1 2026 | Apr 28, 2026 |
| Cassaday & Co Wealth Management LLC | History | Reduced | 9,504 | 220 | 0.0% | 0.01% | 23 | -2,364 | -19.92% | Q1 2026 | May 07, 2026 |
| Synergy Investment Management, LLC | History | New | 4,528 | 105 | 0.03% | — | 24 | +4,528 | New | Q1 2026 | May 14, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 1,647 | 38 | 0.0% | 0.0% | 25 | +956 | 138.35% | Q1 2026 | May 04, 2026 |
| Advisory Services Network, LLC | History | New | 1,449 | 33 | 0.0% | — | 26 | +1,449 | New | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 1,406 | 32 | 0.0% | 0.0% | 27 | +301 | 27.24% | Q1 2026 | May 05, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1,116 | 26 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| CWM, LLC | History | Added to | 1,041 | 24 | 0.0% | 0.0% | 29 | +402 | 62.91% | Q1 2026 | May 14, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 968 | 22 | 0.0% | 0.0% | 30 | +478 | 97.55% | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | Reduced | 540 | 12 | 0.0% | 0.0% | 31 | -34 | -5.92% | Q1 2026 | May 13, 2026 |
| ASSETMARK, INC | History | Added to | 432 | 10 | 0.0% | 0.0% | 32 | +229 | 112.81% | Q1 2026 | May 06, 2026 |
| JPMORGAN CHASE & CO | History | No change | 381 | 8 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 352 | 8 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| US BANCORP \DE\ | History | New | 264 | 6 | 0.0% | — | 35 | +264 | New | Q1 2026 | May 14, 2026 |
| Global Retirement Partners, LLC | History | No change | 105 | 2 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| IFP Advisors, Inc | History | Reduced | 55 | 1 | 0.0% | 0.0% | 37 | -43 | -43.88% | Q1 2026 | Apr 13, 2026 |
| Fortis Group Advisors, LLC | History | No change | 58 | 1 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,833 | -100.0% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Reduced | 1 | 0 | — | 0.0% | — | -12,069 | -99.99% | Q1 2026 | May 15, 2026 |
| Advyzon Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -12,027 | -100.0% | Q1 2026 | May 12, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,908 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -169 | -100.0% | Q1 2026 | May 14, 2026 |
| IFC & Insurance Marketing, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -80 | -100.0% | Q1 2026 | Apr 16, 2026 |
| NBC SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -41 | -100.0% | Q1 2026 | Apr 14, 2026 |
| Vision Retirement, LLC | History | New | 30 | 0 | — | — | — | +30 | New | Q1 2026 | May 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |